Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19901 | Applied Wealth Management Financial & Insurance Services Llc CRD 318732 | Bakersfield, CA | Wealth Manager · Boutique (under $100M) | $46.0M | 82 | 181 | 4 | 03/30/2026 | ☆ |
| 19902 | Blackstone Wealth Management, Inc. CRD 290697 | Canton, OH | Insurance-Affiliated · Boutique (under $100M) | $46.0M | 182 | 319 | 3 | 03/24/2026 | ☆ |
| 19903 | Castlestone Management Llc CRD 170379 | Ridgewood, NJ | Private Fund Manager · Boutique (under $100M) | $46.0M | 3 | 3 | 2 | 03/12/2025 | ☆ |
| 19904 | Center Pillar Wealth Management Llc CRD 313243 | Newark, CA | Insurance-Affiliated · Boutique (under $100M) | $46.0M | 120 | 124 | 1 | 02/17/2026 | ☆ |
| 19905 | Dogwood Capital Management, Inc. CRD 126568 | Prescott, AZ | Wealth Manager · Boutique (under $100M) | $46.0M | 45 | 182 | 1 | 07/08/2026 | ☆ |
| 19906 | Prism, Llc CRD 281702 | Wealth Manager · Boutique (under $100M) | $46.0M | 68 | 68 | 1 | 03/25/2026 | ☆ | |
| 19907 | Taylor Financial Llc CRD 305914 | Wealth Manager · Boutique (under $100M) | $46.0M | 77 | 144 | 1 | 05/06/2025 | ☆ | |
| 19908 | Tyndale Investments, Llc CRD 163581 | Washington, DC | Wealth Manager · Boutique (under $100M) | $46.0M | 31 | 30 | 1 | 03/23/2026 | ☆ |
| 19909 | Kakis Financial Services Inc. CRD 142741 | Des Plaines, IL | Wealth Manager · Boutique (under $100M) | $46.0M | 34 | 34 | 1 | 05/27/2025 | ☆ |
| 19910 | Fleurus Investment Advisory, Llc CRD 172257 | Wealth Manager · Boutique (under $100M) | $45.9M | 33 | 85 | 1 | 02/05/2026 | ☆ | |
| 19911 | Skrobonja Wealth Management, Llc CRD 323899 | Arnold, MO | Insurance-Affiliated · Boutique (under $100M) | $45.9M | 206 | 442 | 7 | 04/21/2026 | ☆ |
| 19912 | Stonewater Wealth Management, Inc. CRD 164953 | Corpus Christi, TX | Insurance-Affiliated · Boutique (under $100M) | $45.9M | 445 | 445 | 3 | 03/27/2026 | ☆ |
| 19913 | Merrimack Valley Financial Advisors, Inc. CRD 124048 | Chelmsford, MA | Wealth Manager · Boutique (under $100M) | $45.9M | 247 | 246 | 3 | 02/10/2025 | ☆ |
| 19914 | Investments By Design, Inc CRD 163070 | Galena, IL | Wealth Manager · Boutique (under $100M) | $45.9M | 77 | 180 | 1 | 03/06/2026 | ☆ |
| 19915 | Smarr Financial Services Inc. CRD 142540 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $45.8M | 75 | 75 | 1 | 02/21/2026 | ☆ |
| 19916 | Deep Roots Capital, Llc CRD 284864 | Harrison, AR | Wealth Manager · Boutique (under $100M) | $45.8M | 111 | 207 | 1 | 02/18/2026 | ☆ |
| 19917 | Envest Asset Management, Llc CRD 293134 | Wealth Manager · Boutique (under $100M) | $45.8M | 67 | 134 | 2 | 06/04/2026 | ☆ | |
| 19918 | Eagle Grove Advisors Llc CRD 283096 | Wealth Manager · Boutique (under $100M) | $45.8M | 64 | 147 | 1 | 03/11/2026 | ☆ | |
| 19919 | Madden Creek Advisors, Llc CRD 270010 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $45.8M | 44 | 72 | 1 | 03/31/2026 | ☆ |
| 19920 | Insights Investments Llc CRD 309727 | Palo Alto, CA | Wealth Manager · Boutique (under $100M) | $45.8M | 33,896 | 33,896 | 1 | 03/11/2026 | ☆ |
| 19921 | Maze Investments, Llc CRD 153913 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $45.7M | 3 | 3 | 3 | 08/06/2026 | ☆ |
| 19922 | Beplat Asset Management, Inc. CRD 153005 | Wealth Manager · Boutique (under $100M) | $45.7M | 21 | 41 | 1 | 01/28/2026 | ☆ | |
| 19923 | Heritage Strategic Wealth, Llc CRD 338025 | Cary, IL | Wealth Manager · Boutique (under $100M) | $45.7M | 27 | 27 | 3 | 03/30/2026 | ☆ |
| 19924 | Logical Investments, Llc CRD 155428 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $45.7M | 77 | 160 | 2 | 03/13/2026 | ☆ |
| 19925 | N CRD 155738 | Wealth Manager · Boutique (under $100M) | $45.7M | 81 | 81 | 5 | 03/31/2025 | ☆ | |
| 19926 | Wealthstone Private Wealth Management, Llc CRD 329895 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $45.7M | 24 | 148 | 1 | 04/01/2026 | ☆ |
| 19927 | Wealth Transitions, Llc CRD 281677 | Wealth Manager · Boutique (under $100M) | $45.7M | 51 | 127 | 1 | 03/03/2026 | ☆ | |
| 19928 | Oppoquest, Llc CRD 166774 | Wealth Manager · Boutique (under $100M) | $45.7M | 77 | 133 | 3 | 07/10/2026 | ☆ | |
| 19929 | Glacier Investment Management, Llc CRD 289129 | Kalispell, MT | Wealth Manager · Boutique (under $100M) | $45.7M | 118 | 232 | 1 | 03/12/2026 | ☆ |
| 19930 | Pope Wealth Planning, Llc CRD 328014 | Wealth Manager · Boutique (under $100M) | $45.7M | 49 | 95 | 1 | 02/09/2026 | ☆ | |
| 19931 | Elliot Investment Management Limited Liability Company CRD 128261 | Wealth Manager · Boutique (under $100M) | $45.7M | 19 | 53 | 1 | 06/15/2026 | ☆ | |
| 19932 | All One Wealth, Llc CRD 300847 | Wealth Manager · Boutique (under $100M) | $45.7M | 89 | 213 | 1 | 03/27/2026 | ☆ | |
| 19933 | Pivot Investment Planning, Llc CRD 328568 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $45.7M | 23 | 55 | 3 | 03/28/2025 | ☆ |
| 19934 | Forward Thinking Wealth Management, Llc CRD 282297 | Wealth Manager · Boutique (under $100M) | $45.6M | 37 | 68 | 1 | 02/09/2026 | ☆ | |
| 19935 | Independent Financial Planning, Llc CRD 173917 | Wealth Manager · Boutique (under $100M) | $45.6M | 212 | 367 | 2 | 01/05/2026 | ☆ | |
| 19936 | Altior Capital Management Llc CRD 316734 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $45.6M | 37 | 146 | 1 | 05/06/2026 | ☆ |
| 19937 | Round Table Services, Llc CRD 307113 | Little Rock, AR | Insurance-Affiliated · Boutique (under $100M) | $45.6M | 27 | 77 | 3 | 03/27/2026 | ☆ |
| 19938 | Veritas Investment Advisory Group Llc CRD 336821 | Hendersonville, NC | Insurance-Affiliated · Boutique (under $100M) | $45.6M | 132 | 234 | 1 | 01/06/2026 | ☆ |
| 19939 | Unest Advisers, Llc CRD 308125 | Laramie, WY | Wealth Manager · Boutique (under $100M) | $45.6M | 20,394 | 20,394 | 1 | 04/01/2026 | ☆ |
| 19940 | Taylor Financial Management Inc CRD 121131 | Bexley, OH | Wealth Manager · Boutique (under $100M) | $45.6M | 14 | 14 | 1 | 03/29/2026 | ☆ |
| 19941 | Calcagnini Wealth Management, Llc CRD 293164 | Wealth Manager · Boutique (under $100M) | $45.5M | 57 | 130 | 1 | 03/31/2026 | ☆ | |
| 19942 | Continuum Wealth Management, Llc CRD 148844 | Wealth Manager · Boutique (under $100M) | $45.5M | 21 | 101 | 1 | 03/16/2026 | ☆ | |
| 19943 | Pendragon Capital Management, Inc. CRD 128659 | Wealth Manager · Boutique (under $100M) | $45.5M | 44 | 94 | 4 | 03/30/2026 | ☆ | |
| 19944 | Straight Forward Wealth Management, Llc CRD 329055 | Rochester, NH | Wealth Manager · Boutique (under $100M) | $45.5M | 339 | 426 | 2 | 03/24/2026 | ☆ |
| 19945 | Trident Capital Advisors, Llc CRD 305177 | Reno, NV | Wealth Manager · Boutique (under $100M) | $45.5M | 43 | 84 | 1 | 02/16/2026 | ☆ |
| 19946 | Devoe, Ted, Robert CRD 137124 | Wealth Manager · Boutique (under $100M) | $45.5M | 161 | 182 | 2 | 03/30/2026 | ☆ | |
| 19947 | Quantessence Capital Llc CRD 330051 | Investment Adviser · Boutique (under $100M) | $45.5M | 1 | 1 | 5 | 07/20/2026 | ☆ | |
| 19948 | Spinnaker Asset Management Inc. CRD 148489 | Warwick, RI | Insurance-Affiliated · Boutique (under $100M) | $45.5M | 186 | 347 | 5 | 04/09/2026 | ☆ |
| 19949 | Galapagos Global Capital Management Llc CRD 326890 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $45.4M | 4 | 4 | 6 | 05/05/2026 | ☆ |
| 19950 | Auctus Wealth Management Inc. CRD 160036 | Philadelphia, PA | Insurance-Affiliated · Boutique (under $100M) | $45.4M | 113 | 113 | 1 | 06/02/2026 | ☆ |