Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19901 | High Grade Investment Solutions, Llc CRD 142037 | Wealth Manager · Boutique (under $100M) | $47.1M | 23 | 23 | 1 | 03/31/2026 | ☆ | |
| 19902 | Lonetree Wealth Management, Llc CRD 322711 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $47.1M | 95 | 361 | 4 | 02/09/2026 | ☆ |
| 19903 | Cortez Wealth Management, Llc CRD 333390 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $47.1M | 205 | 359 | 3 | 04/08/2026 | ☆ |
| 19904 | Ks Global Advisors, Inc. CRD 136308 | Wealth Manager · Boutique (under $100M) | $47.1M | 37 | 28 | 1 | 02/18/2026 | ☆ | |
| 19905 | Vela Consulting, Llc CRD 304085 | Wealth Manager · Boutique (under $100M) | $47.1M | 53 | 248 | 3 | 09/04/2026 | ☆ | |
| 19906 | Couric Financial Partners, Llc CRD 317137 | Wealth Manager · Boutique (under $100M) | $47.0M | 80 | 304 | 2 | 01/16/2026 | ☆ | |
| 19907 | Argent Wealth Advisors, Llc CRD 172856 | Lafayette, CA | Wealth Manager · Boutique (under $100M) | $47.0M | 49 | 104 | 1 | 05/12/2026 | ☆ |
| 19908 | Barington Capital Management, Llc CRD 282826 | Green Bay, WI | Wealth Manager · Boutique (under $100M) | $47.0M | 29 | 108 | 1 | 02/03/2026 | ☆ |
| 19909 | Brave Boat Capital, Llc CRD 275029 | Boston, MA | Wealth Manager · Boutique (under $100M) | $47.0M | 25 | 81 | 1 | 03/12/2026 | ☆ |
| 19910 | Chisholm Planning, Llc CRD 293233 | Wealth Manager · Boutique (under $100M) | $47.0M | 45 | 65 | 1 | 01/09/2026 | ☆ | |
| 19911 | D.M. Wealth Management, Inc. CRD 128194 | Norman, OK | Wealth Manager · Boutique (under $100M) | $47.0M | 195 | 400 | 3 | 03/30/2026 | ☆ |
| 19912 | Guardian Rock Wealth Investment Management, Inc. CRD 120529 | Lisle, IL | Wealth Manager · Boutique (under $100M) | $47.0M | 82 | 224 | 3 | 02/04/2026 | ☆ |
| 19913 | Equity Planning Group, Inc. CRD 112612 | West Bloomfield, MI | Wealth Manager · Boutique (under $100M) | $46.9M | 157 | 245 | 1 | 03/26/2026 | ☆ |
| 19914 | N CRD 160276 | Wealth Manager · Boutique (under $100M) | $46.9M | 266 | 380 | 3 | 03/31/2026 | ☆ | |
| 19915 | Forma Financial Planning Llc CRD 330194 | Wealth Manager · Boutique (under $100M) | $46.9M | 29 | 106 | 2 | 07/15/2026 | ☆ | |
| 19916 | Ascent Financial Advisors Llc CRD 154140 | Wealth Manager · Boutique (under $100M) | $46.9M | 30 | 30 | 1 | 05/18/2026 | ☆ | |
| 19917 | Fleming Wealth Strategies, Llc CRD 167873 | Glendale, AZ | Wealth Manager · Boutique (under $100M) | $46.9M | 68 | 210 | 1 | 04/02/2026 | ☆ |
| 19918 | M. W. Aragao Investment Advisors, Llc CRD 134395 | Cumberland, RI | Wealth Manager · Boutique (under $100M) | $46.9M | 653 | 477 | 5 | 04/20/2026 | ☆ |
| 19919 | Davis Capital Advisors, Llc CRD 153496 | New York, NY | Wealth Manager · Boutique (under $100M) | $46.9M | 60 | 93 | 3 | 09/18/2026 | ☆ |
| 19920 | Golden Eagle Capital Advisors, Inc. CRD 173811 | Dubai | Institutional / Pension Advisor · Boutique (under $100M) | $46.8M | 29 | 29 | 2 | 03/05/2026 | ☆ |
| 19921 | Wms Wealth Management Llc CRD 311372 | Mukilteo, WA | Wealth Manager · Boutique (under $100M) | $46.8M | 136 | 136 | 2 | 03/19/2026 | ☆ |
| 19922 | Jon Bos Financial Advisor Llc CRD 115263 | Wealth Manager · Boutique (under $100M) | $46.8M | 147 | 147 | 1 | 03/27/2026 | ☆ | |
| 19923 | Connor Capital Management, Llc CRD 155893 | Vienna, VA | Insurance-Affiliated · Boutique (under $100M) | $46.8M | 31 | 60 | 1 | 03/02/2026 | ☆ |
| 19924 | Aydt Investment Management, Inc. CRD 116965 | Evansville, IN | Wealth Manager · Boutique (under $100M) | $46.8M | 132 | 260 | 2 | 04/29/2026 | ☆ |
| 19925 | Pelorus Financial, Llc CRD 299043 | Trinity, FL | Wealth Manager · Boutique (under $100M) | $46.8M | 98 | 272 | 2 | 03/24/2026 | ☆ |
| 19926 | Wealth Management Advisors, Inc. CRD 115433 | St. Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $46.8M | 243 | 558 | 8 | 09/30/2026 | ☆ |
| 19927 | Haron Capital Management, Llc CRD 298059 | Wealth Manager · Boutique (under $100M) | $46.8M | 44 | 93 | 2 | 09/28/2026 | ☆ | |
| 19928 | Wealth Builders Financial Group Llc CRD 138413 | Westminster, MD | Wealth Manager · Boutique (under $100M) | $46.8M | 521 | 521 | 1 | 03/11/2026 | ☆ |
| 19929 | Perfetta Capital, Llc CRD 331779 | Wealth Manager · Boutique (under $100M) | $46.8M | 129 | 330 | 1 | 08/05/2026 | ☆ | |
| 19930 | Fiscalis Advisory, Inc. CRD 126934 | Anacortes, WA | Wealth Manager · Boutique (under $100M) | $46.8M | 24 | 66 | 1 | 03/12/2026 | ☆ |
| 19931 | Sovereign Financial Group, Inc. CRD 137145 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $46.7M | 51 | 134 | 1 | 03/02/2026 | ☆ |
| 19932 | Bagby Investment Consultants, Llc CRD 117828 | Dexter, MO | Wealth Manager · Boutique (under $100M) | $46.7M | 147 | 259 | 4 | 03/18/2026 | ☆ |
| 19933 | Reppond Investments, Inc. CRD 202511 | Wealth Manager · Boutique (under $100M) | $46.7M | 90 | 295 | 4 | 03/01/2026 | ☆ | |
| 19934 | Encompass Advisors, Ltd. CRD 130857 | Brevard, NC | Wealth Manager · Boutique (under $100M) | $46.7M | 48 | 172 | 1 | 03/24/2026 | ☆ |
| 19935 | Just Futures Advisors, Llc CRD 327226 | San Francisco, CA | Institutional / Pension Advisor · Boutique (under $100M) | $46.7M | 172 | 201 | 6 | 02/20/2026 | ☆ |
| 19936 | Uncommon Wealth Partners, Llc CRD 288676 | Ankeny, IA | Insurance-Affiliated · Boutique (under $100M) | $46.7M | 234 | 234 | 2 | 06/12/2026 | ☆ |
| 19937 | Lcv Advisors Llc CRD 287457 | Wealth Manager · Boutique (under $100M) | $46.7M | 24 | 74 | 1 | 01/26/2026 | ☆ | |
| 19938 | Don Scholl & Associates, Inc. CRD 111653 | Insurance-Affiliated · Boutique (under $100M) | $46.7M | 120 | 187 | 2 | 03/18/2026 | ☆ | |
| 19939 | Planvest, Llc CRD 309669 | Blair, NE | Wealth Manager · Boutique (under $100M) | $46.7M | 298 | 249 | 1 | 01/21/2026 | ☆ |
| 19940 | Sequoia Private Wealth Management, Llc CRD 174527 | Irving, TX | Wealth Manager · Boutique (under $100M) | $46.6M | 34 | 86 | 1 | 02/26/2026 | ☆ |
| 19941 | Cbf Advisors, Llc CRD 134079 | New York, NY | Private Fund Manager · Boutique (under $100M) | $46.6M | 1 | 1 | 8 | 03/31/2026 | ☆ |
| 19942 | Neale Financial, Llc CRD 153787 | Insurance-Affiliated · Boutique (under $100M) | $46.6M | 166 | 173 | 1 | 02/07/2026 | ☆ | |
| 19943 | Hurst Wealth Advisors, Pc CRD 127652 | Douglas, GA | Wealth Manager · Boutique (under $100M) | $46.6M | 120 | 120 | 1 | 04/14/2026 | ☆ |
| 19944 | Ethos Wealth Management Llc CRD 166465 | Wealth Manager · Boutique (under $100M) | $46.6M | 47 | 171 | 3 | 03/30/2026 | ☆ | |
| 19945 | Thompson Financial Transitions Inc. CRD 322562 | White Bear Lake, MN | Wealth Manager · Boutique (under $100M) | $46.5M | 129 | 290 | 1 | 04/06/2026 | ☆ |
| 19946 | Liberty Wealth Management, Llc CRD 317185 | Hilton Head Island, SC | Wealth Manager · Boutique (under $100M) | $46.5M | 36 | 114 | 2 | 03/30/2026 | ☆ |
| 19947 | Cambridge Advisors, Llc CRD 158928 | Williamsville, NY | Wealth Manager · Boutique (under $100M) | $46.5M | 61 | 264 | 1 | 03/19/2026 | ☆ |
| 19948 | Blackwater Financial, Llc CRD 331580 | Wealth Manager · Boutique (under $100M) | $46.5M | 38 | 189 | 2 | 03/19/2026 | ☆ | |
| 19949 | Silvestri Financial And Tax Advisors, Inc CRD 306571 | Insurance-Affiliated · Boutique (under $100M) | $46.5M | 130 | 240 | 3 | 09/29/2026 | ☆ | |
| 19950 | Michalski Financial Management Inc CRD 298569 | Northglenn, CO | Insurance-Affiliated · Boutique (under $100M) | $46.5M | 29 | 29 | 2 | 03/23/2026 | ☆ |