Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19951 | United Global Advisors, Llc CRD 167809 | Beverly Hills, CA | Wealth Manager · Boutique (under $100M) | $45.4M | 72 | 152 | 1 | 04/01/2026 | ☆ |
| 19952 | Toups Capital Advisors Llc CRD 323564 | Wealth Manager · Boutique (under $100M) | $45.4M | 18 | 66 | 1 | 07/27/2026 | ☆ | |
| 19953 | Clearleaf Finance Llc CRD 288707 | Louisville, KY | Private Fund Manager · Boutique (under $100M) | $45.4M | 1 | 1 | 2 | 03/26/2026 | ☆ |
| 19954 | Maxwell And Morse Capital Management, Inc. CRD 118334 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $45.4M | 191 | 191 | 2 | 03/12/2026 | ☆ |
| 19955 | Concordia Wealth Planning, Llc CRD 304639 | Wealth Manager · Boutique (under $100M) | $45.4M | 80 | 140 | 4 | 07/23/2026 | ☆ | |
| 19956 | Cg Maton Advisory, Inc. CRD 127277 | Alpharetta, GA | Insurance-Affiliated · Boutique (under $100M) | $45.4M | 6 | 21 | 3 | 03/31/2026 | ☆ |
| 19957 | Lookahead Wealth Llc CRD 285724 | West Linn, OR | Wealth Manager · Boutique (under $100M) | $45.4M | 199 | 199 | 2 | 05/29/2026 | ☆ |
| 19958 | Duran Capital Management, Llc CRD 321779 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $45.4M | 82 | 194 | 1 | 02/09/2026 | ☆ |
| 19959 | Victory Wealth Services, Llc CRD 290270 | Prescott, AZ | Wealth Manager · Boutique (under $100M) | $45.4M | 163 | 288 | 4 | 03/24/2026 | ☆ |
| 19960 | Able & Strong Advisors, Inc. CRD 130069 | Bountiful, UT | Wealth Manager · Boutique (under $100M) | $45.4M | 73 | 157 | 3 | 03/31/2026 | ☆ |
| 19961 | Browning Capital Management Llc CRD 169271 | Wealth Manager · Boutique (under $100M) | $45.4M | 44 | 123 | 2 | 05/20/2026 | ☆ | |
| 19962 | Lunsford Financial Planning, Inc. CRD 128687 | Louisville, CO | Wealth Manager · Boutique (under $100M) | $45.3M | 49 | 136 | 1 | 03/28/2025 | ☆ |
| 19963 | Butler Financial Services, Ltd. CRD 134049 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $45.3M | 63 | 112 | 2 | 02/17/2026 | ☆ |
| 19964 | Sawston Wealth Management Llc CRD 281222 | Olympia, WA | Wealth Manager · Boutique (under $100M) | $45.3M | 111 | 218 | 1 | 07/02/2026 | ☆ |
| 19965 | Boschert Ralph Arthur CRD 117075 | Wimberley, TX | Wealth Manager · Boutique (under $100M) | $45.3M | 73 | 118 | 0 | 10/17/2025 | ☆ |
| 19966 | Invest Smart Usa, Inc. CRD 168135 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $45.3M | 88 | 209 | 2 | 02/18/2026 | ☆ |
| 19967 | Frisco Business Solutions Group Inc CRD 326538 | Mckinney, TX | Insurance-Affiliated · Boutique (under $100M) | $45.3M | 111 | 381 | 3 | 07/30/2026 | ☆ |
| 19968 | Gaur Asset Management, Inc. CRD 129345 | Somerset, NJ | Wealth Manager · Boutique (under $100M) | $45.3M | 33 | 99 | 1 | 03/30/2022 | ☆ |
| 19969 | James Horton, Llc CRD 129114 | Wealth Manager · Boutique (under $100M) | $45.3M | 66 | 158 | 1 | 01/20/2026 | ☆ | |
| 19970 | Cedar Valley Capital Llc CRD 306303 | Roswell, GA | Wealth Manager · Boutique (under $100M) | $45.3M | 32 | 32 | 0 | 04/17/2025 | ☆ |
| 19971 | Telos Capital Partners, Llc CRD 331293 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $45.3M | 54 | 149 | 3 | 03/02/2026 | ☆ |
| 19972 | Northwest Investment Advisors, Inc CRD 109737 | Spokane, WA | Insurance-Affiliated · Boutique (under $100M) | $45.3M | 115 | 115 | 15 | 03/25/2026 | ☆ |
| 19973 | Financial Prosperity, Inc. CRD 151710 | Wealth Manager · Boutique (under $100M) | $45.3M | 32 | 98 | 2 | 03/26/2026 | ☆ | |
| 19974 | Barrett Capital Partners Llc CRD 314619 | Weymouth, MA | Insurance-Affiliated · Boutique (under $100M) | $45.3M | 105 | 213 | 2 | 07/08/2026 | ☆ |
| 19975 | 401 K Engineers Inc. CRD 309129 | Tracy, CA | Insurance-Affiliated · Boutique (under $100M) | $45.3M | 182 | 181 | 1 | 06/09/2026 | ☆ |
| 19976 | West Loop Financial Llc CRD 172670 | Wealth Manager · Boutique (under $100M) | $45.2M | 27 | 100 | 1 | 02/24/2026 | ☆ | |
| 19977 | Professional Planning Counsel, Inc. CRD 109340 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $45.2M | 39 | 101 | 2 | 03/30/2026 | ☆ |
| 19978 | Family Wealth Advisors CRD 117475 | Farmington, UT | Wealth Manager · Boutique (under $100M) | $45.2M | 77 | 145 | 3 | 05/04/2026 | ☆ |
| 19979 | Core Investment Group, Llc CRD 300771 | Insurance-Affiliated · Boutique (under $100M) | $45.2M | 254 | 350 | 3 | 04/10/2026 | ☆ | |
| 19980 | 7 Saturdays Financial, Llc CRD 319340 | Wealth Manager · Boutique (under $100M) | $45.2M | 32 | 106 | 1 | 07/19/2026 | ☆ | |
| 19981 | Intuitive Wealth Management, Llc CRD 298098 | Insurance-Affiliated · Boutique (under $100M) | $45.2M | 60 | 153 | 1 | 02/27/2026 | ☆ | |
| 19982 | N CRD 333415 | Investment Adviser · Boutique (under $100M) | $45.2M | 7 | 13 | 6 | 04/04/2025 | ☆ | |
| 19983 | Pysnik Financial, Llc CRD 324261 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $45.2M | 60 | 60 | 2 | 03/24/2026 | ☆ |
| 19984 | Naworski Investments Llc CRD 114585 | Wealth Manager · Boutique (under $100M) | $45.1M | 52 | 93 | 2 | 03/16/2026 | ☆ | |
| 19985 | Everguide Financial Group, Llc CRD 283681 | Cranford, NJ | Wealth Manager · Boutique (under $100M) | $45.1M | 83 | 180 | 1 | 03/31/2026 | ☆ |
| 19986 | Capra Credit Management, Llc CRD 281736 | New York, NY | Investment Adviser · Boutique (under $100M) | $45.1M | 2 | 2 | 3 | 03/30/2026 | ☆ |
| 19987 | Capra Ibex Credit Opportunities, Llc CRD 332538 | New York, NY | Investment Adviser · Boutique (under $100M) | $45.1M | 2 | 2 | 8 | 03/30/2026 | ☆ |
| 19988 | Park River Advisors Llc CRD 322015 | Wealth Manager · Boutique (under $100M) | $45.1M | 38 | 126 | 2 | 02/03/2026 | ☆ | |
| 19989 | Zizzi Investments, Llc CRD 322664 | Wealth Manager · Boutique (under $100M) | $45.1M | 78 | 231 | 3 | 03/16/2026 | ☆ | |
| 19990 | Coastal Private Wealth Management Llc CRD 327867 | New York, NY | Wealth Manager · Boutique (under $100M) | $45.1M | 32 | 101 | 1 | 07/17/2026 | ☆ |
| 19991 | Lincoln Park Capital Llc CRD 330031 | Olean, NY | Wealth Manager · Boutique (under $100M) | $45.1M | 65 | 65 | 3 | 04/01/2026 | ☆ |
| 19992 | Csuite Investment Llc CRD 299116 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $45.1M | 33 | 64 | 1 | 03/27/2026 | ☆ |
| 19993 | King Ridge Capital Advisors, Llc CRD 333383 | Mutual Fund / Asset Manager · Boutique (under $100M) | $45.1M | 2 | 2 | 3 | 03/23/2026 | ☆ | |
| 19994 | Crest Financial, Llc CRD 332357 | Wealth Manager · Boutique (under $100M) | $45.1M | 53 | 151 | 1 | 02/10/2026 | ☆ | |
| 19995 | Endure Retirement Llc CRD 298200 | San Antonio, TX | Institutional / Pension Advisor · Boutique (under $100M) | $45.1M | 27 | 34 | 1 | 03/27/2026 | ☆ |
| 19996 | Bcf Law Group, Llc CRD 147174 | Insurance-Affiliated · Boutique (under $100M) | $45.0M | 55 | 160 | 1 | 03/27/2026 | ☆ | |
| 19997 | Omniwealth Investments Llc CRD 305142 | Lewisburg, PA | Wealth Manager · Boutique (under $100M) | $45.0M | 168 | 168 | 4 | 03/30/2026 | ☆ |
| 19998 | Pacific Haven Financial, Llc CRD 173457 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $45.0M | 185 | 181 | 1 | 03/27/2026 | ☆ |
| 19999 | Retirement Collaborative Llc CRD 145733 | Harrisburg, PA | Wealth Manager · Boutique (under $100M) | $45.0M | 178 | 343 | 1 | 08/07/2026 | ☆ |
| 20000 | Rinascita, Llc CRD 323715 | Wealth Manager · Boutique (under $100M) | $45.0M | 14 | 39 | 1 | 01/26/2026 | ☆ |