Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20001 | Kakis Financial Services Inc. CRD 142741 | Des Plaines, IL | Wealth Manager · Boutique (under $100M) | $46.0M | 34 | 34 | 1 | 05/27/2025 | ☆ |
| 20002 | Fleurus Investment Advisory, Llc CRD 172257 | Wealth Manager · Boutique (under $100M) | $45.9M | 33 | 85 | 1 | 02/05/2026 | ☆ | |
| 20003 | Skrobonja Wealth Management, Llc CRD 323899 | Arnold, MO | Insurance-Affiliated · Boutique (under $100M) | $45.9M | 206 | 442 | 7 | 04/21/2026 | ☆ |
| 20004 | Stonewater Wealth Management, Inc. CRD 164953 | Corpus Christi, TX | Insurance-Affiliated · Boutique (under $100M) | $45.9M | 445 | 445 | 3 | 03/27/2026 | ☆ |
| 20005 | Merrimack Valley Financial Advisors, Inc. CRD 124048 | Chelmsford, MA | Wealth Manager · Boutique (under $100M) | $45.9M | 247 | 246 | 3 | 02/10/2025 | ☆ |
| 20006 | Investments By Design, Inc CRD 163070 | Galena, IL | Wealth Manager · Boutique (under $100M) | $45.9M | 77 | 180 | 1 | 03/06/2026 | ☆ |
| 20007 | Smarr Financial Services Inc. CRD 142540 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $45.8M | 75 | 75 | 1 | 02/21/2026 | ☆ |
| 20008 | Deep Roots Capital, Llc CRD 284864 | Harrison, AR | Wealth Manager · Boutique (under $100M) | $45.8M | 111 | 207 | 1 | 02/18/2026 | ☆ |
| 20009 | Envest Asset Management, Llc CRD 293134 | Wealth Manager · Boutique (under $100M) | $45.8M | 67 | 134 | 2 | 06/04/2026 | ☆ | |
| 20010 | Eagle Grove Advisors Llc CRD 283096 | Wealth Manager · Boutique (under $100M) | $45.8M | 64 | 147 | 1 | 03/11/2026 | ☆ | |
| 20011 | Madden Creek Advisors, Llc CRD 270010 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $45.8M | 44 | 72 | 1 | 03/31/2026 | ☆ |
| 20012 | Insights Investments Llc CRD 309727 | Palo Alto, CA | Wealth Manager · Boutique (under $100M) | $45.8M | 33,896 | 33,896 | 1 | 03/11/2026 | ☆ |
| 20013 | Beplat Asset Management, Inc. CRD 153005 | Wealth Manager · Boutique (under $100M) | $45.7M | 21 | 41 | 1 | 01/28/2026 | ☆ | |
| 20014 | Heritage Strategic Wealth, Llc CRD 338025 | Cary, IL | Wealth Manager · Boutique (under $100M) | $45.7M | 27 | 27 | 3 | 03/30/2026 | ☆ |
| 20015 | Logical Investments, Llc CRD 155428 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $45.7M | 77 | 160 | 2 | 09/15/2026 | ☆ |
| 20016 | N CRD 155738 | Wealth Manager · Boutique (under $100M) | $45.7M | 81 | 81 | 5 | 03/31/2025 | ☆ | |
| 20017 | Wealthstone Private Wealth Management, Llc CRD 329895 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $45.7M | 24 | 148 | 1 | 04/01/2026 | ☆ |
| 20018 | Wealth Transitions, Llc CRD 281677 | Wealth Manager · Boutique (under $100M) | $45.7M | 51 | 127 | 1 | 03/03/2026 | ☆ | |
| 20019 | Oppoquest, Llc CRD 166774 | Wealth Manager · Boutique (under $100M) | $45.7M | 77 | 133 | 3 | 07/10/2026 | ☆ | |
| 20020 | Glacier Investment Management, Llc CRD 289129 | Kalispell, MT | Wealth Manager · Boutique (under $100M) | $45.7M | 118 | 232 | 1 | 09/22/2026 | ☆ |
| 20021 | Pope Wealth Planning, Llc CRD 328014 | Wealth Manager · Boutique (under $100M) | $45.7M | 49 | 95 | 1 | 02/09/2026 | ☆ | |
| 20022 | Elliot Investment Management Limited Liability Company CRD 128261 | Wealth Manager · Boutique (under $100M) | $45.7M | 19 | 53 | 1 | 06/15/2026 | ☆ | |
| 20023 | All One Wealth, Llc CRD 300847 | Wealth Manager · Boutique (under $100M) | $45.7M | 89 | 213 | 1 | 03/27/2026 | ☆ | |
| 20024 | Pivot Investment Planning, Llc CRD 328568 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $45.7M | 23 | 55 | 3 | 03/28/2025 | ☆ |
| 20025 | Forward Thinking Wealth Management, Llc CRD 282297 | Wealth Manager · Boutique (under $100M) | $45.6M | 37 | 68 | 1 | 02/09/2026 | ☆ | |
| 20026 | Independent Financial Planning, Llc CRD 173917 | Wealth Manager · Boutique (under $100M) | $45.6M | 212 | 367 | 2 | 01/05/2026 | ☆ | |
| 20027 | Altior Capital Management Llc CRD 316734 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $45.6M | 37 | 146 | 1 | 05/06/2026 | ☆ |
| 20028 | Round Table Services, Llc CRD 307113 | Little Rock, AR | Insurance-Affiliated · Boutique (under $100M) | $45.6M | 27 | 77 | 3 | 03/27/2026 | ☆ |
| 20029 | Veritas Investment Advisory Group Llc CRD 336821 | Hendersonville, NC | Insurance-Affiliated · Boutique (under $100M) | $45.6M | 132 | 234 | 1 | 01/06/2026 | ☆ |
| 20030 | Unest Advisers, Llc CRD 308125 | Laramie, WY | Wealth Manager · Boutique (under $100M) | $45.6M | 20,394 | 20,394 | 1 | 04/01/2026 | ☆ |
| 20031 | Taylor Financial Management Inc CRD 121131 | Bexley, OH | Wealth Manager · Boutique (under $100M) | $45.6M | 14 | 14 | 1 | 03/29/2026 | ☆ |
| 20032 | Calcagnini Wealth Management, Llc CRD 293164 | Wealth Manager · Boutique (under $100M) | $45.5M | 57 | 130 | 1 | 03/31/2026 | ☆ | |
| 20033 | Continuum Wealth Management, Llc CRD 148844 | Wealth Manager · Boutique (under $100M) | $45.5M | 21 | 101 | 1 | 03/16/2026 | ☆ | |
| 20034 | Pendragon Capital Management, Inc. CRD 128659 | Wealth Manager · Boutique (under $100M) | $45.5M | 44 | 94 | 4 | 03/30/2026 | ☆ | |
| 20035 | Straight Forward Wealth Management, Llc CRD 329055 | Rochester, NH | Wealth Manager · Boutique (under $100M) | $45.5M | 339 | 426 | 2 | 03/24/2026 | ☆ |
| 20036 | Trident Capital Advisors, Llc CRD 305177 | Reno, NV | Wealth Manager · Boutique (under $100M) | $45.5M | 43 | 84 | 1 | 02/16/2026 | ☆ |
| 20037 | Devoe, Ted, Robert CRD 137124 | Wealth Manager · Boutique (under $100M) | $45.5M | 161 | 182 | 2 | 03/30/2026 | ☆ | |
| 20038 | Quantessence Capital Llc CRD 330051 | Investment Adviser · Boutique (under $100M) | $45.5M | 1 | 1 | 5 | 07/20/2026 | ☆ | |
| 20039 | Spinnaker Asset Management Inc. CRD 148489 | Warwick, RI | Insurance-Affiliated · Boutique (under $100M) | $45.5M | 186 | 347 | 5 | 04/09/2026 | ☆ |
| 20040 | Galapagos Global Capital Management Llc CRD 326890 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $45.4M | 4 | 4 | 6 | 05/05/2026 | ☆ |
| 20041 | Auctus Wealth Management Inc. CRD 160036 | Philadelphia, PA | Insurance-Affiliated · Boutique (under $100M) | $45.4M | 113 | 113 | 1 | 06/02/2026 | ☆ |
| 20042 | United Global Advisors, Llc CRD 167809 | Beverly Hills, CA | Wealth Manager · Boutique (under $100M) | $45.4M | 72 | 152 | 1 | 04/01/2026 | ☆ |
| 20043 | Toups Capital Advisors Llc CRD 323564 | Wealth Manager · Boutique (under $100M) | $45.4M | 18 | 66 | 1 | 07/27/2026 | ☆ | |
| 20044 | Praestantia Capital, Llc CRD 334865 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $45.4M | 22 | 22 | 2 | 09/29/2026 | ☆ |
| 20045 | Clearleaf Finance Llc CRD 288707 | Louisville, KY | Private Fund Manager · Boutique (under $100M) | $45.4M | 1 | 1 | 2 | 03/26/2026 | ☆ |
| 20046 | Maxwell And Morse Capital Management, Inc. CRD 118334 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $45.4M | 191 | 191 | 2 | 03/12/2026 | ☆ |
| 20047 | Concordia Wealth Planning, Llc CRD 304639 | Wealth Manager · Boutique (under $100M) | $45.4M | 80 | 140 | 4 | 07/23/2026 | ☆ | |
| 20048 | Cg Maton Advisory, Inc. CRD 127277 | Alpharetta, GA | Insurance-Affiliated · Boutique (under $100M) | $45.4M | 6 | 21 | 3 | 03/31/2026 | ☆ |
| 20049 | Lookahead Wealth Llc CRD 285724 | West Linn, OR | Wealth Manager · Boutique (under $100M) | $45.4M | 199 | 199 | 2 | 05/29/2026 | ☆ |
| 20050 | Duran Capital Management, Llc CRD 321779 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $45.4M | 82 | 194 | 1 | 02/09/2026 | ☆ |