Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20401 | Thames Asset Management, Inc CRD 106559 | Hackensack, NJ | Wealth Manager · Boutique (under $100M) | $41.8M | 65 | 66 | 1 | 02/05/2026 | ☆ |
| 20402 | Pc2 Capital Lp CRD 311208 | Investment Adviser · Boutique (under $100M) | $41.8M | 3 | 3 | 2 | 03/24/2026 | ☆ | |
| 20403 | Retirement Wealth Center Inc CRD 288964 | Thousand Oaks, CA | Wealth Manager · Boutique (under $100M) | $41.8M | 69 | 121 | 1 | 04/11/2026 | ☆ |
| 20404 | Quayle Asset Management, Inc. CRD 113884 | Wealth Manager · Boutique (under $100M) | $41.8M | 80 | 281 | 1 | 03/20/2026 | ☆ | |
| 20405 | Focus Planning Group, Llc CRD 281231 | Wealth Manager · Boutique (under $100M) | $41.8M | 82 | 156 | 1 | 03/09/2026 | ☆ | |
| 20406 | The Pacific Group Limited CRD 161424 | Sheung Wan | Multi-Family Office · Boutique (under $100M) | $41.8M | 1 | 1 | 6 | 02/05/2026 | ☆ |
| 20407 | Sunrift Capital Partners Llc CRD 159583 | Plainfield, IN | Wealth Manager · Boutique (under $100M) | $41.8M | 207 | 330 | 1 | 02/23/2026 | ☆ |
| 20408 | Collins/Moody Financial Services, L.L.C. CRD 120746 | Athens, GA | Wealth Manager · Boutique (under $100M) | $41.8M | 50 | 100 | 2 | 02/27/2026 | ☆ |
| 20409 | Clearview Wealth Solutions, Llc CRD 171996 | Barrington, IL | Wealth Manager · Boutique (under $100M) | $41.7M | 30 | 60 | 2 | 02/10/2026 | ☆ |
| 20410 | North Financial Advisors, Llc CRD 281795 | Wealth Manager · Boutique (under $100M) | $41.7M | 30 | 117 | 1 | 02/03/2026 | ☆ | |
| 20411 | Musleh Wealth Management Llc CRD 337428 | Wealth Manager · Boutique (under $100M) | $41.7M | 76 | 249 | 1 | 01/28/2026 | ☆ | |
| 20412 | Stonebridge Financial Solutions, Inc. CRD 139911 | Lone Tree, CO | Insurance-Affiliated · Boutique (under $100M) | $41.7M | 173 | 281 | 3 | 03/16/2026 | ☆ |
| 20413 | Nfi Advisors, Inc CRD 130717 | Novi, MI | Private Fund Manager · Boutique (under $100M) | $41.7M | 39 | 160 | 3 | 03/09/2026 | ☆ |
| 20414 | Timewealth Advisors Inc. CRD 334595 | Mentor, OH | Wealth Manager · Boutique (under $100M) | $41.7M | 127 | 232 | 1 | 08/31/2026 | ☆ |
| 20415 | Resolve Capital Management Llc CRD 154965 | Sioux Falls, SD | Insurance-Affiliated · Boutique (under $100M) | $41.7M | 89 | 140 | 2 | 01/16/2026 | ☆ |
| 20416 | Frontier Financial Planning & Capital Management, Inc. CRD 124675 | Hillsborough, NJ | Wealth Manager · Boutique (under $100M) | $41.7M | 109 | 155 | 1 | 06/06/2026 | ☆ |
| 20417 | Keystone Financial Consultants, Inc CRD 126704 | Wealth Manager · Boutique (under $100M) | $41.7M | 36 | 69 | 2 | 03/30/2022 | ☆ | |
| 20418 | Benkei Asset Management, Llc CRD 164821 | Gardiner, NY | Wealth Manager · Boutique (under $100M) | $41.7M | 47 | 47 | 1 | 04/01/2026 | ☆ |
| 20419 | Aci Wealth Advisors, Llc CRD 155494 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $41.7M | 30 | 30 | 1 | 03/31/2026 | ☆ |
| 20420 | Pricap Advisors Llc CRD 159614 | New York, NY | Wealth Manager · Boutique (under $100M) | $41.7M | 19 | 37 | 2 | 03/30/2026 | ☆ |
| 20421 | Mainland Financial Services Llc CRD 119667 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $41.6M | 25 | 39 | 1 | 03/09/2026 | ☆ |
| 20422 | Grove Investments, Inc. CRD 112636 | St. Simons Island, GA | Investment Adviser · Boutique (under $100M) | $41.6M | 78 | 1 | 04/29/2016 | ☆ | |
| 20423 | Matienzo Laffourcade, Juan Francisco CRD 310936 | Puebla | Wealth Manager · Boutique (under $100M) | $41.6M | 31 | 31 | 1 | 01/13/2026 | ☆ |
| 20424 | N CRD 168303 | Private Fund Manager · Boutique (under $100M) | $41.6M | 4 | 7 | 12 | 03/27/2026 | ☆ | |
| 20425 | Wgs Management Services, Inc CRD 270003 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $41.6M | 74 | 74 | 1 | 04/30/2026 | ☆ |
| 20426 | Successful Money Management Of Sarasota, Inc. CRD 145149 | Sarasota, FL | Insurance-Affiliated · Boutique (under $100M) | $41.6M | 87 | 87 | 1 | 01/22/2026 | ☆ |
| 20427 | Acacia Grove Wealth Management, Llc CRD 332881 | Schenectady, NY | Wealth Manager · Boutique (under $100M) | $41.6M | 38 | 136 | 1 | 08/21/2026 | ☆ |
| 20428 | Moreno Capital Llc CRD 332358 | Wealth Manager · Boutique (under $100M) | $41.6M | 23 | 26 | 4 | 07/06/2026 | ☆ | |
| 20429 | Prominent Financial Planning Llc CRD 165836 | Wealth Manager · Boutique (under $100M) | $41.6M | 57 | 243 | 1 | 01/15/2026 | ☆ | |
| 20430 | Rossi, Paul Richard CRD 164096 | El Dorado Hills, CA | Wealth Manager · Boutique (under $100M) | $41.6M | 62 | 146 | 1 | 03/24/2026 | ☆ |
| 20431 | Northwest Advisory Inc CRD 108786 | Dayton, OH | Investment Adviser · Boutique (under $100M) | $41.6M | 8 | 3 | 03/24/2026 | ☆ | |
| 20432 | Ascend Wealth Advisors, Llc CRD 165774 | Broadview Heights, OH | Wealth Manager · Boutique (under $100M) | $41.6M | 69 | 69 | 1 | 03/22/2026 | ☆ |
| 20433 | Vetter Planning Llc CRD 281856 | Wealth Manager · Boutique (under $100M) | $41.6M | 59 | 131 | 1 | 03/13/2026 | ☆ | |
| 20434 | Gallagher Capital Corp. CRD 129285 | Wealth Manager · Boutique (under $100M) | $41.5M | 16 | 15 | 1 | 02/09/2026 | ☆ | |
| 20435 | Glacierwealth, Inc. CRD 116372 | Whitefish, MT | Wealth Manager · Boutique (under $100M) | $41.5M | 46 | 172 | 1 | 05/21/2026 | ☆ |
| 20436 | Allegiance Wealth Management, Inc. CRD 121392 | Wealth Manager · Boutique (under $100M) | $41.5M | 25 | 25 | 1 | 09/23/2026 | ☆ | |
| 20437 | Tabernacle Equity Management Llc CRD 336248 | Southlake, TX | Private Fund Manager · Boutique (under $100M) | $41.5M | 1 | 1 | 8 | 08/05/2026 | ☆ |
| 20438 | Carlisle Financial Management, Llc CRD 143089 | Wealth Manager · Boutique (under $100M) | $41.5M | 25 | 25 | 1 | 03/10/2026 | ☆ | |
| 20439 | Rich, Gilbert CRD 125539 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $41.5M | 42 | 42 | 1 | 01/15/2026 | ☆ |
| 20440 | Blue River Capital Management, Llc CRD 328888 | Wealth Manager · Boutique (under $100M) | $41.5M | 55 | 136 | 2 | 03/24/2026 | ☆ | |
| 20441 | Robert Raymond Dufresne CRD 141924 | Wealth Manager · Boutique (under $100M) | $41.5M | 55 | 55 | 1 | 02/21/2025 | ☆ | |
| 20442 | The Portola Group Inc CRD 105359 | Wealth Manager · Boutique (under $100M) | $41.4M | 29 | 29 | 1 | 02/23/2026 | ☆ | |
| 20443 | F2 F Retirement, Llc CRD 164005 | Tooele, UT | Insurance-Affiliated · Boutique (under $100M) | $41.4M | 445 | 445 | 3 | 05/12/2026 | ☆ |
| 20444 | Lyles Wealth Management Llc CRD 299373 | Calhoun, GA | Wealth Manager · Boutique (under $100M) | $41.4M | 71 | 163 | 1 | 03/05/2026 | ☆ |
| 20445 | Redwing Financial, Llc CRD 292377 | St. Charles, IL | Wealth Manager · Boutique (under $100M) | $41.4M | 105 | 183 | 1 | 05/07/2026 | ☆ |
| 20446 | Norman Kramer Investments, Inc. CRD 117862 | Westport, CT | Wealth Manager · Boutique (under $100M) | $41.4M | 36 | 82 | 1 | 03/11/2026 | ☆ |
| 20447 | Hathaway Capital Management, Llc CRD 292255 | Wealth Manager · Boutique (under $100M) | $41.4M | 26 | 49 | 1 | 03/06/2026 | ☆ | |
| 20448 | Coherent Financial Advisers, Llc CRD 281877 | Wealth Manager · Boutique (under $100M) | $41.3M | 61 | 141 | 2 | 07/31/2025 | ☆ | |
| 20449 | Navigate Financial Llc CRD 168711 | Wealth Manager · Boutique (under $100M) | $41.3M | 46 | 124 | 1 | 03/17/2026 | ☆ | |
| 20450 | Pinelight Financial Pllc CRD 323153 | Wealth Manager · Boutique (under $100M) | $41.3M | 33 | 33 | 1 | 08/10/2026 | ☆ |