Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20351 | Carlisle Financial Management, Llc CRD 143089 | Wealth Manager · Boutique (under $100M) | $41.5M | 25 | 25 | 1 | 03/10/2026 | ☆ | |
| 20352 | Rich, Gilbert CRD 125539 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $41.5M | 42 | 42 | 1 | 01/15/2026 | ☆ |
| 20353 | Blue River Capital Management, Llc CRD 328888 | Wealth Manager · Boutique (under $100M) | $41.5M | 55 | 136 | 2 | 03/24/2026 | ☆ | |
| 20354 | Robert Raymond Dufresne CRD 141924 | Wealth Manager · Boutique (under $100M) | $41.5M | 55 | 55 | 1 | 02/21/2025 | ☆ | |
| 20355 | The Portola Group Inc CRD 105359 | Wealth Manager · Boutique (under $100M) | $41.4M | 29 | 29 | 1 | 02/23/2026 | ☆ | |
| 20356 | F2 F Retirement, Llc CRD 164005 | Tooele, UT | Insurance-Affiliated · Boutique (under $100M) | $41.4M | 445 | 445 | 3 | 05/12/2026 | ☆ |
| 20357 | Lyles Wealth Management Llc CRD 299373 | Calhoun, GA | Wealth Manager · Boutique (under $100M) | $41.4M | 71 | 163 | 1 | 03/05/2026 | ☆ |
| 20358 | Redwing Financial, Llc CRD 292377 | St. Charles, IL | Wealth Manager · Boutique (under $100M) | $41.4M | 105 | 183 | 1 | 05/07/2026 | ☆ |
| 20359 | Norman Kramer Investments, Inc. CRD 117862 | Westport, CT | Wealth Manager · Boutique (under $100M) | $41.4M | 36 | 82 | 1 | 03/11/2026 | ☆ |
| 20360 | Hathaway Capital Management, Llc CRD 292255 | Wealth Manager · Boutique (under $100M) | $41.4M | 26 | 49 | 1 | 03/06/2026 | ☆ | |
| 20361 | Coherent Financial Advisers, Llc CRD 281877 | Wealth Manager · Boutique (under $100M) | $41.3M | 61 | 141 | 2 | 07/31/2025 | ☆ | |
| 20362 | Navigate Financial Llc CRD 168711 | Wealth Manager · Boutique (under $100M) | $41.3M | 46 | 124 | 1 | 03/17/2026 | ☆ | |
| 20363 | Pinelight Financial Pllc CRD 323153 | Wealth Manager · Boutique (under $100M) | $41.3M | 33 | 33 | 1 | 08/10/2026 | ☆ | |
| 20364 | American Northwest Advisory Services L.L.C. CRD 110117 | Federal Way, WA | Wealth Manager · Boutique (under $100M) | $41.3M | 218 | 95 | 6 | 03/18/2026 | ☆ |
| 20365 | Sound & Secure Advisors Llc CRD 322514 | Wealth Manager · Boutique (under $100M) | $41.3M | 98 | 187 | 1 | 03/27/2026 | ☆ | |
| 20366 | Wiseowl Capital, Llc CRD 166920 | Wealth Manager · Boutique (under $100M) | $41.3M | 29 | 82 | 1 | 03/30/2026 | ☆ | |
| 20367 | Connetic Ria Llc CRD 329078 | Covington, KY | Mutual Fund / Asset Manager · Boutique (under $100M) | $41.3M | 2 | 2 | 4 | 06/29/2026 | ☆ |
| 20368 | Rb Salzman Wealth Management, Llc CRD 174941 | Wealth Manager · Boutique (under $100M) | $41.3M | 22 | 80 | 1 | 05/26/2026 | ☆ | |
| 20369 | Sitka Pacific Capital Management, Llc CRD 134699 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $41.3M | 49 | 92 | 2 | 01/07/2026 | ☆ |
| 20370 | G. Earl Mowrey & Co., L.L.C. CRD 120802 | Youngstown, OH | Wealth Manager · Boutique (under $100M) | $41.3M | 123 | 123 | 2 | 03/30/2026 | ☆ |
| 20371 | Victoryarc Holdings Lp CRD 342808 | Greenwich, CT | Private Fund Manager · Boutique (under $100M) | $41.2M | 2 | 2 | 2 | 07/08/2026 | ☆ |
| 20372 | Turner, Michael CRD 304415 | Gainesville, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $41.2M | 52 | 114 | 1 | 03/30/2026 | ☆ |
| 20373 | Aspire Financial, Inc. CRD 159581 | Ebensburg, PA | Wealth Manager · Boutique (under $100M) | $41.2M | 209 | 209 | 3 | 01/19/2026 | ☆ |
| 20374 | Quantumvest, Inc. CRD 171780 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $41.2M | 175 | 175 | 7 | 08/07/2026 | ☆ |
| 20375 | Marquam Asset Management Llc CRD 147782 | Portland, OR | Wealth Manager · Boutique (under $100M) | $41.2M | 174 | 281 | 3 | 03/19/2026 | ☆ |
| 20376 | Ridley Cove Financial Advisors Llc CRD 236787 | Newton, MA | Wealth Manager · Boutique (under $100M) | $41.2M | 69 | 221 | 2 | 03/11/2026 | ☆ |
| 20377 | Worthington Capital Management, Llc CRD 305391 | Memphis, TN | Private Fund Manager · Boutique (under $100M) | $41.2M | 2 | 2 | 3 | 03/27/2026 | ☆ |
| 20378 | Neiman Funds Management Llc CRD 151749 | Williamsvillie, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $41.2M | 1 | 1 | 3 | 02/10/2026 | ☆ |
| 20379 | Tell Tale Capital Corp CRD 155698 | Wealth Manager · Boutique (under $100M) | $41.2M | 50 | 50 | 1 | 03/26/2026 | ☆ | |
| 20380 | Qualman, Gene Alexander CRD 127531 | Darien, CT | Wealth Manager · Boutique (under $100M) | $41.2M | 45 | 82 | 1 | 01/30/2026 | ☆ |
| 20381 | Scipione Wealth Advisors, Inc. CRD 121874 | Wyckoff, NJ | Wealth Manager · Boutique (under $100M) | $41.2M | 113 | 363 | 2 | 07/21/2025 | ☆ |
| 20382 | Ferris Wheel Finance, Inc. CRD 292091 | Venice, FL | Wealth Manager · Boutique (under $100M) | $41.2M | 302 | 612 | 2 | 03/31/2026 | ☆ |
| 20383 | Aps Ventures, Llc CRD 298519 | Kansas City, MO | Wealth Manager · Boutique (under $100M) | $41.2M | 149 | 333 | 3 | 01/29/2026 | ☆ |
| 20384 | Radnorwood Capital, Llc CRD 143990 | Private Fund Manager · Boutique (under $100M) | $41.1M | 1 | 1 | 3 | 03/17/2026 | ☆ | |
| 20385 | Capital Strategies, Inc. CRD 121704 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $41.1M | 84 | 140 | 4 | 03/26/2026 | ☆ |
| 20386 | Family Financial Planning, Llc CRD 139716 | Wealth Manager · Boutique (under $100M) | $41.1M | 116 | 210 | 1 | 04/13/2026 | ☆ | |
| 20387 | Birch Point Wealth Management Llc CRD 306596 | Rockport, ME | Wealth Manager · Boutique (under $100M) | $41.1M | 58 | 149 | 2 | 07/20/2026 | ☆ |
| 20388 | Twentythree Advisory Llc CRD 332537 | New York, NY | Multi-Family Office · Boutique (under $100M) | $41.1M | 4 | 5 | 1 | 03/10/2026 | ☆ |
| 20389 | Sg Wealth Managers Llc CRD 310597 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $41.1M | 80 | 216 | 3 | 08/11/2026 | ☆ |
| 20390 | Formation Wealth Llc CRD 285001 | Ponte Vedra Beach, FL | Wealth Manager · Boutique (under $100M) | $41.1M | 43 | 102 | 1 | 02/13/2026 | ☆ |
| 20391 | Fisher Financial Group, Llc CRD 154479 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $41.1M | 116 | 206 | 2 | 03/05/2026 | ☆ |
| 20392 | Core Capital Management, Llc CRD 120678 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $41.1M | 50 | 88 | 1 | 05/28/2026 | ☆ |
| 20393 | Siol Wealth Advisors Llc CRD 329032 | Insurance-Affiliated · Boutique (under $100M) | $41.0M | 10 | 26 | 3 | 04/14/2026 | ☆ | |
| 20394 | Spano Advisory Services Inc. CRD 113588 | Mahopac, NY | Wealth Manager · Boutique (under $100M) | $41.0M | 38 | 70 | 1 | 01/26/2026 | ☆ |
| 20395 | Guide Rock Capital Management, Inc. CRD 149820 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $41.0M | 72 | 165 | 2 | 03/20/2026 | ☆ |
| 20396 | Wyoming Wealth Management, Llc CRD 306132 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $41.0M | 138 | 221 | 1 | 01/22/2026 | ☆ |
| 20397 | Huff Wealth Management Llc CRD 157602 | Wealth Manager · Boutique (under $100M) | $41.0M | 43 | 74 | 2 | 05/04/2026 | ☆ | |
| 20398 | Zolton Wealth Management Llc CRD 335714 | Wealth Manager · Boutique (under $100M) | $41.0M | 14 | 67 | 1 | 03/04/2026 | ☆ | |
| 20399 | Dirigo Financial Llc CRD 333829 | Wealth Manager · Boutique (under $100M) | $41.0M | 49 | 162 | 1 | 06/10/2026 | ☆ | |
| 20400 | Cpa Group Investment Management, Llc CRD 114383 | Panama City, FL | Wealth Manager · Boutique (under $100M) | $41.0M | 33 | 145 | 2 | 03/13/2026 | ☆ |