Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20801 | Roadmap Wealth Management Llc CRD 229789 | Wealth Manager · Boutique (under $100M) | $38.0M | 44 | 90 | 1 | 01/14/2026 | ☆ | |
| 20802 | D'agostino & Mazzone, Llc CRD 127151 | Rocky Hill, CT | Insurance-Affiliated · Boutique (under $100M) | $38.0M | 65 | 65 | 2 | 03/19/2026 | ☆ |
| 20803 | King Financial Investments Inc CRD 324091 | Wealth Manager · Boutique (under $100M) | $38.0M | 28 | 86 | 2 | 02/11/2026 | ☆ | |
| 20804 | The Eastrade Asset Management Corporation CRD 124232 | Wealth Manager · Boutique (under $100M) | $38.0M | 61 | 66 | 1 | 02/06/2026 | ☆ | |
| 20805 | Wallach Planning & Investments Llc CRD 128419 | Wealth Manager · Boutique (under $100M) | $37.9M | 45 | 101 | 1 | 04/10/2026 | ☆ | |
| 20806 | Ruesoff Asset Management Llc CRD 325121 | Wealth Manager · Boutique (under $100M) | $37.9M | 48 | 48 | 1 | 02/17/2026 | ☆ | |
| 20807 | Beckstead Investment Management Inc CRD 142283 | Wealth Manager · Boutique (under $100M) | $37.9M | 71 | 120 | 2 | 01/05/2026 | ☆ | |
| 20808 | Hall, William, Wolcott CRD 112460 | Wealth Manager · Boutique (under $100M) | $37.9M | 4 | 4 | 1 | 01/21/2026 | ☆ | |
| 20809 | Jim Roberts Investment Advisors Llc CRD 169219 | St. Joseph, MI | Insurance-Affiliated · Boutique (under $100M) | $37.9M | 150 | 150 | 1 | 01/31/2023 | ☆ |
| 20810 | Dcapital Wealth Llc CRD 331889 | Wealth Manager · Boutique (under $100M) | $37.9M | 42 | 40 | 1 | 02/10/2026 | ☆ | |
| 20811 | Charles Street Asset Management, Inc. CRD 164781 | Wealth Manager · Boutique (under $100M) | $37.9M | 74 | 158 | 1 | 03/31/2026 | ☆ | |
| 20812 | Focus Advisory, Llc CRD 146899 | Wealth Manager · Boutique (under $100M) | $37.9M | 22 | 31 | 1 | 06/09/2026 | ☆ | |
| 20813 | Anthony Capital Management, Llc CRD 312256 | De Pere, WI | Mutual Fund / Asset Manager · Boutique (under $100M) | $37.9M | 1 | 1 | 2 | 03/18/2026 | ☆ |
| 20814 | Clearview Financial Planning, Inc. CRD 291834 | Southold, NY | Wealth Manager · Boutique (under $100M) | $37.9M | 17 | 41 | 1 | 03/13/2026 | ☆ |
| 20815 | Altruity Investment Advisors, Llc CRD 292799 | Wealth Manager · Boutique (under $100M) | $37.9M | 16 | 42 | 1 | 07/22/2026 | ☆ | |
| 20816 | Nav Wealth Partners CRD 332638 | Sewickley, PA | Insurance-Affiliated · Boutique (under $100M) | $37.9M | 55 | 138 | 2 | 04/01/2026 | ☆ |
| 20817 | Ssb Managed Wealth, Llc CRD 305976 | Canfield, OH | Wealth Manager · Boutique (under $100M) | $37.8M | 18 | 41 | 1 | 10/28/2025 | ☆ |
| 20818 | Redefine Financial Llc CRD 297277 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $37.8M | 92 | 155 | 1 | 03/12/2026 | ☆ |
| 20819 | Spurgeon, Steven L. CRD 138174 | Stockton, CA | Insurance-Affiliated · Boutique (under $100M) | $37.8M | 338 | 335 | 2 | 02/06/2026 | ☆ |
| 20820 | Encore Retirement Planning, Llc CRD 329427 | South Jordan, UT | Wealth Manager · Boutique (under $100M) | $37.8M | 16 | 75 | 1 | 03/31/2026 | ☆ |
| 20821 | Cascade Financial Concepts, Inc. CRD 143260 | Wealth Manager · Boutique (under $100M) | $37.8M | 62 | 148 | 2 | 03/17/2026 | ☆ | |
| 20822 | Amoretti Capital Management CRD 315111 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $37.8M | 159 | 288 | 2 | 09/04/2026 | ☆ |
| 20823 | Lee, Kimun CRD 118512 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $37.8M | 59 | 59 | 1 | 03/20/2026 | ☆ |
| 20824 | Professional Analysts, Llc CRD 124805 | Bay City, MI | Wealth Manager · Boutique (under $100M) | $37.7M | 58 | 58 | 2 | 03/31/2026 | ☆ |
| 20825 | Financial Life Designs Llc CRD 285241 | Lake Mary, FL | Wealth Manager · Boutique (under $100M) | $37.7M | 39 | 121 | 2 | 02/12/2026 | ☆ |
| 20826 | N CRD 29102 | Investment Adviser · Boutique (under $100M) | $37.7M | 186 | 186 | 5 | 03/25/2026 | ☆ | |
| 20827 | Herndon Investment Management, Llc CRD 309564 | Wealth Manager · Boutique (under $100M) | $37.7M | 44 | 58 | 1 | 01/25/2026 | ☆ | |
| 20828 | Artesian Capital Management (Delaware) Lp CRD 325768 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $37.7M | 2 | 3 | 7 | 03/31/2026 | ☆ |
| 20829 | Generations Advisory Group, Llc CRD 335069 | Braintree, MA | Insurance-Affiliated · Boutique (under $100M) | $37.7M | 202 | 194 | 4 | 07/23/2026 | ☆ |
| 20830 | Heron Advisory Inc. CRD 327608 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $37.7M | 272 | 285 | 17 | 03/30/2026 | ☆ |
| 20831 | Jd Gagnon, Inc CRD 130444 | Wealth Manager · Boutique (under $100M) | $37.7M | 18 | 21 | 1 | 05/15/2026 | ☆ | |
| 20832 | Gunn & Co Asset Management Inc CRD 104750 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $37.7M | 8 | 8 | 1 | 02/26/2026 | ☆ |
| 20833 | Lariat Wealth Management Llc CRD 313820 | Denver, CO | Wealth Manager · Boutique (under $100M) | $37.7M | 27 | 60 | 2 | 07/09/2026 | ☆ |
| 20834 | Blackbear Capital, Llc CRD 310990 | Ripley, WV | Insurance-Affiliated · Boutique (under $100M) | $37.7M | 178 | 181 | 2 | 03/30/2026 | ☆ |
| 20835 | Cocreate Financial Llc CRD 299648 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $37.7M | 112 | 316 | 3 | 02/02/2026 | ☆ |
| 20836 | Dp Capital Management Inc. CRD 145776 | Wealth Manager · Boutique (under $100M) | $37.6M | 18 | 60 | 1 | 03/31/2026 | ☆ | |
| 20837 | Gilman Harris Travioli Slover Accountancy Corporation CRD 123470 | Visalia, CA | Wealth Manager · Boutique (under $100M) | $37.6M | 78 | 78 | 8 | 01/27/2026 | ☆ |
| 20838 | Invictus Advisory Services Llc CRD 312399 | Buffalo, NY | Wealth Manager · Boutique (under $100M) | $37.6M | 64 | 86 | 3 | 05/05/2026 | ☆ |
| 20839 | Pacific Advisory Capital Group, Llc CRD 297601 | Insurance-Affiliated · Boutique (under $100M) | $37.6M | 44 | 44 | 2 | 08/26/2026 | ☆ | |
| 20840 | Patriot Mullare Associates, Inc. CRD 122986 | Hingham, MA | Institutional / Pension Advisor · Boutique (under $100M) | $37.6M | 26 | 40 | 1 | 02/02/2026 | ☆ |
| 20841 | Ridge Investment Advisors Inc CRD 111997 | Brighton, MI | Wealth Manager · Boutique (under $100M) | $37.6M | 25 | 25 | 1 | 07/17/2026 | ☆ |
| 20842 | Cornerstone Asset Management Services, Inc. CRD 137712 | Broadview Heights, OH | Wealth Manager · Boutique (under $100M) | $37.6M | 280 | 480 | 9 | 03/24/2026 | ☆ |
| 20843 | Sinnet Capital Management, Llc CRD 315385 | Clayton, MO | Private Fund Manager · Boutique (under $100M) | $37.6M | 1 | 22 | 4 | 03/04/2026 | ☆ |
| 20844 | The Sherwin Group CRD 165093 | St. Peter, MN | Wealth Manager · Boutique (under $100M) | $37.6M | 242 | 242 | 2 | 05/08/2025 | ☆ |
| 20845 | Oakmont Financial Services, L.L.C. CRD 115291 | Wealth Manager · Boutique (under $100M) | $37.6M | 60 | 60 | 1 | 08/24/2026 | ☆ | |
| 20846 | Rim Associates, Inc CRD 128201 | Institutional / Pension Advisor · Boutique (under $100M) | $37.6M | 49 | 49 | 1 | 04/29/2026 | ☆ | |
| 20847 | Core Wealth Management, Llc CRD 158457 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $37.6M | 116 | 196 | 3 | 01/15/2026 | ☆ |
| 20848 | Gateway Wealth Management, Llc CRD 172433 | Guntersville, AL | Wealth Manager · Boutique (under $100M) | $37.6M | 44 | 72 | 1 | 02/27/2026 | ☆ |
| 20849 | Volumetric Advisers Inc CRD 107351 | Mutual Fund / Asset Manager · Boutique (under $100M) | $37.6M | 4 | 4 | 2 | 02/26/2026 | ☆ | |
| 20850 | Advisor Lance, Llc CRD 158251 | San Luis Obispo, CA | Wealth Manager · Boutique (under $100M) | $37.6M | 69 | 152 | 1 | 04/10/2026 | ☆ |