Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21351 | Thi, Inc. CRD 123216 | Wealth Manager · Boutique (under $100M) | $32.7M | 23 | 63 | 1 | 07/24/2026 | ☆ | |
| 21352 | Tabula Rasa, Llc CRD 298184 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $32.7M | 34 | 60 | 2 | 03/31/2026 | ☆ |
| 21353 | Desla Wealth Management Llc CRD 310235 | West Des Moines, IA | Insurance-Affiliated · Boutique (under $100M) | $32.7M | 49 | 78 | 3 | 03/14/2026 | ☆ |
| 21354 | Beacon Bay Asset Management Llc CRD 142207 | Wealth Manager · Boutique (under $100M) | $32.7M | 40 | 68 | 1 | 05/29/2026 | ☆ | |
| 21355 | Twin Robins Capital, Llc CRD 329990 | Kansas City, MO | Wealth Manager · Boutique (under $100M) | $32.7M | 45 | 133 | 2 | 09/18/2026 | ☆ |
| 21356 | David W. Mckinlay, Chfc CRD 112449 | Wealth Manager · Boutique (under $100M) | $32.6M | 60 | 95 | 1 | 02/10/2026 | ☆ | |
| 21357 | Platinum Planning, Inc. CRD 120213 | Sarasota, FL | Insurance-Affiliated · Boutique (under $100M) | $32.6M | 205 | 309 | 1 | 02/16/2026 | ☆ |
| 21358 | The Green Agency,Dba CRD 131629 | Braintree, MA | Insurance-Affiliated · Boutique (under $100M) | $32.6M | 125 | 125 | 2 | 01/12/2026 | ☆ |
| 21359 | Ascend Wealth Management Llc CRD 333076 | Wealth Manager · Boutique (under $100M) | $32.6M | 216 | 317 | 1 | 01/29/2026 | ☆ | |
| 21360 | Lonier Financial Advisory Llc CRD 159786 | Wealth Manager · Boutique (under $100M) | $32.6M | 10 | 57 | 1 | 02/16/2026 | ☆ | |
| 21361 | Sage Tree Wealth, Inc. CRD 298951 | Fairport, NY | Insurance-Affiliated · Boutique (under $100M) | $32.6M | 210 | 210 | 2 | 03/31/2026 | ☆ |
| 21362 | Francis Capital Management, Inc. CRD 134402 | Wealth Manager · Boutique (under $100M) | $32.6M | 34 | 65 | 1 | 03/19/2026 | ☆ | |
| 21363 | Ironcrest Capital Management Llc CRD 310022 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $32.6M | 110 | 186 | 1 | 03/16/2026 | ☆ |
| 21364 | Elderrock Financial Llc CRD 298350 | Everett, WA | Wealth Manager · Boutique (under $100M) | $32.6M | 70 | 70 | 1 | 03/31/2026 | ☆ |
| 21365 | Chesapeake Capital Management, Llc CRD 270014 | Belcamp, MD | Insurance-Affiliated · Boutique (under $100M) | $32.6M | 176 | 225 | 8 | 06/04/2026 | ☆ |
| 21366 | Pettibone Wealth Management, Llc CRD 147352 | Hannibal, MO | Wealth Manager · Boutique (under $100M) | $32.5M | 44 | 98 | 2 | 03/13/2026 | ☆ |
| 21367 | Sensus Wealth Management Group Llc CRD 153357 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $32.5M | 79 | 132 | 4 | 03/30/2026 | ☆ |
| 21368 | Frontenac Partners, L.L.C. CRD 125413 | Wealth Manager · Boutique (under $100M) | $32.5M | 16 | 16 | 1 | 01/02/2026 | ☆ | |
| 21369 | Modern Wealth Llc CRD 300407 | Wealth Manager · Boutique (under $100M) | $32.5M | 85 | 295 | 1 | 08/03/2026 | ☆ | |
| 21370 | Franklin Trend Investment Management, Llc CRD 282977 | Boise, ID | Wealth Manager · Boutique (under $100M) | $32.5M | 44 | 112 | 1 | 03/26/2026 | ☆ |
| 21371 | Saunders Investment Management, Llc CRD 287579 | Endowment & Foundation Advisor · Boutique (under $100M) | $32.5M | 20 | 24 | 1 | 02/07/2025 | ☆ | |
| 21372 | Summit Investment Guidance Partners, Llc CRD 130405 | Wealth Manager · Boutique (under $100M) | $32.5M | 16 | 75 | 1 | 03/19/2026 | ☆ | |
| 21373 | Lunin Pack Planning And Advice, Llc CRD 334066 | Cold Spring, NY | Wealth Manager · Boutique (under $100M) | $32.4M | 38 | 74 | 2 | 03/31/2026 | ☆ |
| 21374 | Foxman Asset Advisors Inc. CRD 310637 | Rockville, MD | Wealth Manager · Boutique (under $100M) | $32.4M | 134 | 282 | 3 | 08/31/2026 | ☆ |
| 21375 | Guidepoint Financial Planning, Llc CRD 309428 | Wealth Manager · Boutique (under $100M) | $32.4M | 25 | 23 | 1 | 05/26/2026 | ☆ | |
| 21376 | Labrador Investments, Llc CRD 119733 | Wealth Manager · Boutique (under $100M) | $32.4M | 61 | 61 | 2 | 06/07/2026 | ☆ | |
| 21377 | Oakview Capital Management, L.P. CRD 144877 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $32.4M | 21 | 22 | 1 | 03/09/2026 | ☆ |
| 21378 | Palmetto Wealth Management, Llc CRD 150648 | New Albany, OH | Wealth Manager · Boutique (under $100M) | $32.4M | 27 | 90 | 1 | 03/15/2026 | ☆ |
| 21379 | Gulf Coast Financial Advisors Llc CRD 329092 | Fairhope, AL | Insurance-Affiliated · Boutique (under $100M) | $32.4M | 150 | 193 | 4 | 09/09/2026 | ☆ |
| 21380 | Boulton, Michael Dorn CRD 131632 | Wealth Manager · Boutique (under $100M) | $32.4M | 13 | 53 | 1 | 01/20/2026 | ☆ | |
| 21381 | Premier Wealth Partners, Llc CRD 171695 | Summerville, SC | Insurance-Affiliated · Boutique (under $100M) | $32.4M | 155 | 248 | 4 | 02/16/2026 | ☆ |
| 21382 | Usa Asset Management, Llc CRD 130946 | Plano, TX | Wealth Manager · Boutique (under $100M) | $32.4M | 45 | 198 | 3 | 03/31/2026 | ☆ |
| 21383 | 10 Star Asset Management Llc CRD 145873 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $32.4M | 50 | 50 | 2 | 03/31/2026 | ☆ |
| 21384 | Capital Alliance Wealth Management, Llc CRD 315548 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $32.4M | 15 | 24 | 1 | 01/26/2026 | ☆ |
| 21385 | Rocket Capital Management, L.L.C. CRD 128077 | Wayzata, MN | Wealth Manager · Boutique (under $100M) | $32.4M | 67 | 89 | 3 | 03/13/2026 | ☆ |
| 21386 | Bull Market Investment Management, Inc. CRD 288871 | Miami, FL | Wealth Manager · Boutique (under $100M) | $32.3M | 209 | 213 | 6 | 10/01/2026 | ☆ |
| 21387 | Ballheim Financial Llc CRD 164318 | Insurance-Affiliated · Boutique (under $100M) | $32.3M | 37 | 92 | 1 | 03/12/2026 | ☆ | |
| 21388 | Glastonbury Cpa's Financial Advisors, Llc CRD 127288 | Glastonbury, CT | Wealth Manager · Boutique (under $100M) | $32.3M | 43 | 43 | 1 | 11/21/2025 | ☆ |
| 21389 | Venn Wealth & Benefit Services, Llc CRD 129865 | Altoona, PA | Insurance-Affiliated · Boutique (under $100M) | $32.3M | 130 | 133 | 4 | 05/13/2026 | ☆ |
| 21390 | Megstar Financial Management Inc. CRD 125514 | Wealth Manager · Boutique (under $100M) | $32.3M | 21 | 21 | 1 | 04/24/2026 | ☆ | |
| 21391 | Oberlin Wealth Partners, Llc CRD 164912 | Bryan, OH | Wealth Manager · Boutique (under $100M) | $32.3M | 17 | 52 | 3 | 06/26/2026 | ☆ |
| 21392 | Point Wealth, Llc CRD 315625 | Wausau, WI | Wealth Manager · Boutique (under $100M) | $32.3M | 63 | 239 | 1 | 01/26/2026 | ☆ |
| 21393 | Strategic Wealth Management Solutions, Llc CRD 150728 | Investment Adviser · Boutique (under $100M) | $32.3M | 41 | 41 | 1 | 08/14/2026 | ☆ | |
| 21394 | Burl Investment Management, Llc CRD 319525 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $32.3M | 23 | 48 | 1 | 03/12/2026 | ☆ |
| 21395 | Worthview Capital Management Llc CRD 317179 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $32.3M | 20 | 82 | 1 | 03/23/2026 | ☆ |
| 21396 | Terry Lynn Roberts CRD 146997 | Wealth Manager · Boutique (under $100M) | $32.3M | 67 | 152 | 1 | 12/01/2022 | ☆ | |
| 21397 | Fig Tree Wealth Management Llc CRD 319194 | Mountainside, NJ | Wealth Manager · Boutique (under $100M) | $32.3M | 112 | 238 | 1 | 06/15/2026 | ☆ |
| 21398 | Glenmore Financial, Inc. CRD 145500 | Wealth Manager · Boutique (under $100M) | $32.2M | 38 | 151 | 2 | 07/13/2026 | ☆ | |
| 21399 | Quantum Wealth Strategies, Llc CRD 312748 | Insurance-Affiliated · Boutique (under $100M) | $32.2M | 67 | 184 | 2 | 04/23/2026 | ☆ | |
| 21400 | Greatdane Investment Llc CRD 318880 | Wealth Manager · Boutique (under $100M) | $32.2M | 78 | 222 | 2 | 09/11/2026 | ☆ |