Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21401 | Wright Benefit Advisors Inc. CRD 289479 | Lake Forest, IL | Institutional / Pension Advisor · Boutique (under $100M) | $31.5M | 13 | 26 | 2 | 06/15/2026 | ☆ |
| 21402 | Nuwealth Advisors, Llc CRD 328411 | St. George, UT | Wealth Manager · Boutique (under $100M) | $31.5M | 260 | 268 | 1 | 02/26/2026 | ☆ |
| 21403 | Toro Bravo Investment Advisors, Llc CRD 288435 | Amarillo, TX | Wealth Manager · Boutique (under $100M) | $31.5M | 227 | 266 | 5 | 03/31/2026 | ☆ |
| 21404 | Legacy Investment Advisors, Llc CRD 144477 | Voorhees, NJ | Wealth Manager · Boutique (under $100M) | $31.5M | 69 | 95 | 4 | 03/23/2026 | ☆ |
| 21405 | Amplio Wealth Management, Inc. CRD 309712 | Austin, TX | Wealth Manager · Boutique (under $100M) | $31.5M | 65 | 110 | 1 | 03/21/2023 | ☆ |
| 21406 | Patterson Partners Ltd. CRD 305859 | Hamilton | Wealth Manager · Boutique (under $100M) | $31.5M | 16 | 24 | 4 | 09/30/2025 | ☆ |
| 21407 | Guidepost Capital Management Group, Llc CRD 335196 | Wealth Manager · Boutique (under $100M) | $31.5M | 36 | 36 | 1 | 02/20/2026 | ☆ | |
| 21408 | Alphaquest Llc CRD 285141 | New York, NY | Private Fund Manager · Boutique (under $100M) | $31.4M | 4 | 4 | 15 | 07/07/2026 | ☆ |
| 21409 | Rowe Wealth Management Llc CRD 168033 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $31.4M | 41 | 106 | 3 | 04/27/2026 | ☆ |
| 21410 | Kenmar Preferred Investments, Llc CRD 226658 | New York, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $31.4M | 2 | 2 | 2 | 03/23/2026 | ☆ |
| 21411 | Main Street Investors, Llc CRD 299291 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $31.4M | 126 | 242 | 3 | 03/30/2026 | ☆ |
| 21412 | Yedgarian, Vahick, Aram CRD 139892 | Wealth Manager · Boutique (under $100M) | $31.4M | 174 | 174 | 1 | 03/13/2026 | ☆ | |
| 21413 | Everglades Resources, Inc. CRD 142020 | Wealth Manager · Boutique (under $100M) | $31.4M | 52 | 65 | 1 | 03/07/2026 | ☆ | |
| 21414 | Confiance, Llc CRD 147697 | Cleveland, OH | Wealth Manager · Boutique (under $100M) | $31.4M | 60 | 64 | 1 | 03/05/2026 | ☆ |
| 21415 | Allen Investment Management, Inc. CRD 174891 | Wealth Manager · Boutique (under $100M) | $31.4M | 47 | 91 | 1 | 03/24/2026 | ☆ | |
| 21416 | Cardinal Wealth Management, L.L.C. CRD 324753 | Naples, FL | Insurance-Affiliated · Boutique (under $100M) | $31.4M | 80 | 145 | 1 | 01/15/2026 | ☆ |
| 21417 | Adventure Wealth Advisors, Llc CRD 307039 | Wealth Manager · Boutique (under $100M) | $31.4M | 31 | 31 | 1 | 08/10/2026 | ☆ | |
| 21418 | Langley Wealth Management Llc CRD 292543 | Athens, GA | Wealth Manager · Boutique (under $100M) | $31.4M | 66 | 152 | 2 | 03/30/2026 | ☆ |
| 21419 | Cfig Investment Advisory Services, Llc CRD 148261 | Westport, CT | Insurance-Affiliated · Boutique (under $100M) | $31.4M | 17 | 46 | 1 | 03/31/2026 | ☆ |
| 21420 | Parke Investment Management, Inc. CRD 117986 | Wealth Manager · Boutique (under $100M) | $31.4M | 53 | 83 | 1 | 03/27/2026 | ☆ | |
| 21421 | Grounded Wealth Llc CRD 314801 | Wealth Manager · Boutique (under $100M) | $31.4M | 17 | 35 | 1 | 07/15/2026 | ☆ | |
| 21422 | Snc Wealth Management Llc CRD 317066 | Wealth Manager · Boutique (under $100M) | $31.4M | 50 | 50 | 2 | 03/31/2026 | ☆ | |
| 21423 | Wm Advisors Usa Llc CRD 323133 | Wealth Manager · Boutique (under $100M) | $31.4M | 10 | 45 | 3 | 03/25/2026 | ☆ | |
| 21424 | Safewater Investment Management Llc CRD 316571 | Wealth Manager · Boutique (under $100M) | $31.4M | 93 | 93 | 2 | 03/09/2026 | ☆ | |
| 21425 | Aa Wealth Strategies Llc CRD 319496 | Austin, TX | Wealth Manager · Boutique (under $100M) | $31.3M | 21 | 71 | 1 | 03/20/2026 | ☆ |
| 21426 | N CRD 141577 | Private Fund Manager · Boutique (under $100M) | $31.3M | 1 | 1 | 4 | 03/28/2025 | ☆ | |
| 21427 | The Raffin Group Llc CRD 310270 | Wealth Manager · Boutique (under $100M) | $31.3M | 77 | 195 | 1 | 07/20/2026 | ☆ | |
| 21428 | J. Williams Wealth Management, Llc CRD 132053 | Wealth Manager · Boutique (under $100M) | $31.3M | 17 | 17 | 1 | 03/06/2026 | ☆ | |
| 21429 | Shinneman Wealth Group Llc CRD 296758 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $31.3M | 139 | 262 | 2 | 03/10/2026 | ☆ |
| 21430 | Henderson Capital & Wealth Management, Llc CRD 144035 | Brownsville, TX | Wealth Manager · Boutique (under $100M) | $31.3M | 159 | 262 | 1 | 03/31/2026 | ☆ |
| 21431 | Ronald R Geiger Llc CRD 153622 | Wealth Manager · Boutique (under $100M) | $31.3M | 31 | 83 | 1 | 02/10/2026 | ☆ | |
| 21432 | Ftncm, Llc CRD 158094 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $31.3M | 8 | 20 | 1 | 03/30/2026 | ☆ |
| 21433 | Warren Wealth Management & Tax Planning Inc. CRD 305992 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $31.3M | 80 | 193 | 1 | 03/12/2026 | ☆ |
| 21434 | Tvv Advisers, Llc CRD 322542 | Pleasanton, CA | Private Fund Manager · Boutique (under $100M) | $31.3M | 2 | 2 | 2 | 03/30/2026 | ☆ |
| 21435 | First Step Wealth Planning, Llc CRD 317527 | Wealth Manager · Boutique (under $100M) | $31.3M | 19 | 115 | 1 | 08/11/2026 | ☆ | |
| 21436 | Evergreen Investing, Llc CRD 150006 | Wealth Manager · Boutique (under $100M) | $31.3M | 32 | 100 | 1 | 03/05/2026 | ☆ | |
| 21437 | Zimmerman Advisory Group, Llc CRD 148214 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $31.3M | 96 | 169 | 1 | 03/20/2026 | ☆ |
| 21438 | Pinnacle Peak Wealth Management Llc CRD 305316 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $31.2M | 23 | 57 | 1 | 01/15/2026 | ☆ |
| 21439 | Kubo Financial Planning And Investments, Llc CRD 291436 | Edina, MN | Wealth Manager · Boutique (under $100M) | $31.2M | 6 | 28 | 1 | 07/02/2026 | ☆ |
| 21440 | Nancy Lea Aber CRD 142835 | Wealth Manager · Boutique (under $100M) | $31.2M | 9 | 11 | 1 | 03/25/2026 | ☆ | |
| 21441 | Whiterock Financial, Llc CRD 155140 | Wealth Manager · Boutique (under $100M) | $31.2M | 75 | 75 | 1 | 03/31/2026 | ☆ | |
| 21442 | Ehmli Investment Advisors Llc CRD 137273 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $31.2M | 87 | 87 | 1 | 08/14/2026 | ☆ |
| 21443 | Corlett Financial, Inc. CRD 289019 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $31.2M | 74 | 213 | 1 | 03/27/2026 | ☆ |
| 21444 | The Alchemist Fund, Llc CRD 172299 | Wealth Manager · Boutique (under $100M) | $31.2M | 43 | 60 | 1 | 03/22/2026 | ☆ | |
| 21445 | Union Capital Management Corp CRD 109670 | Investment Adviser · Boutique (under $100M) | $31.2M | 4 | 4 | 1 | 03/30/2026 | ☆ | |
| 21446 | Watershed Wealth Planning Llc CRD 285980 | Portland, OR | Wealth Manager · Boutique (under $100M) | $31.2M | 47 | 93 | 1 | 03/16/2026 | ☆ |
| 21447 | Swanson, Kurt Edward CRD 164869 | Wealth Manager · Boutique (under $100M) | $31.2M | 45 | 75 | 1 | 03/05/2026 | ☆ | |
| 21448 | Whippoorwill Associates Inc CRD 107497 | White Plains, NY | Private Fund Manager · Boutique (under $100M) | $31.2M | 3 | 3 | 1 | 03/27/2026 | ☆ |
| 21449 | Seacap Advisors, Llc CRD 281957 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $31.2M | 15 | 15 | 1 | 03/02/2026 | ☆ |
| 21450 | Marim Wealth Planning, Llc CRD 325684 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $31.2M | 44 | 115 | 1 | 03/09/2026 | ☆ |