Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21451 | James A. Colley, Inc. CRD 141794 | Lake Placid, FL | Wealth Manager · Boutique (under $100M) | $31.9M | 24 | 70 | 1 | 08/24/2026 | ☆ |
| 21452 | Moore Private Wealth L.L.C. CRD 323313 | Wealth Manager · Boutique (under $100M) | $31.9M | 22 | 68 | 1 | 02/06/2026 | ☆ | |
| 21453 | Avista Financial Network, Inc. CRD 151366 | Northbrook, IL | Insurance-Affiliated · Boutique (under $100M) | $31.9M | 60 | 60 | 1 | 12/22/2025 | ☆ |
| 21454 | Jordan Capital Am, Llc CRD 149243 | Atlanta, GA | Private Fund Manager · Boutique (under $100M) | $31.9M | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 21455 | Variant Perception, Llc CRD 334510 | Charlotte, NC | Mutual Fund / Asset Manager · Boutique (under $100M) | $31.9M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 21456 | W. A. Wimberly And Associates, Llc CRD 127377 | Insurance-Affiliated · Boutique (under $100M) | $31.9M | 30 | 60 | 2 | 04/30/2025 | ☆ | |
| 21457 | Tudor Advisors Llc CRD 297885 | Miami, FL | Investment Adviser · Boutique (under $100M) | $31.9M | 113 | 113 | 5 | 09/16/2026 | ☆ |
| 21458 | Southworth Investment Management, Llc CRD 167926 | Wealth Manager · Boutique (under $100M) | $31.9M | 8 | 20 | 1 | 02/09/2026 | ☆ | |
| 21459 | Firstline Financial Llc CRD 308056 | Gilbert, AZ | Insurance-Affiliated · Boutique (under $100M) | $31.8M | 81 | 138 | 2 | 03/13/2026 | ☆ |
| 21460 | Ripl Wealth Llc CRD 342258 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $31.8M | 37 | 110 | 3 | 09/29/2026 | ☆ |
| 21461 | Neo Criterion Capital Limited CRD 282377 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $31.8M | 1 | 1 | 8 | 03/27/2026 | ☆ |
| 21462 | Cambridge Wealth Management, Llc CRD 172938 | Cambridge, NY | Wealth Manager · Boutique (under $100M) | $31.8M | 26 | 88 | 1 | 04/02/2026 | ☆ |
| 21463 | Legion Capital Management, Llc CRD 147552 | Wealth Manager · Boutique (under $100M) | $31.8M | 27 | 66 | 1 | 03/02/2026 | ☆ | |
| 21464 | Owm Llc CRD 319325 | Wealth Manager · Boutique (under $100M) | $31.8M | 121 | 269 | 2 | 03/20/2026 | ☆ | |
| 21465 | Afl Advisory Group Llc CRD 168957 | Olean, NY | Wealth Manager · Boutique (under $100M) | $31.8M | 65 | 88 | 1 | 02/23/2026 | ☆ |
| 21466 | Bruce A. Kraig Associates CRD 118032 | Wealth Manager · Boutique (under $100M) | $31.8M | 24 | 24 | 2 | 03/28/2026 | ☆ | |
| 21467 | Balopole Investment Management Corporation CRD 135621 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $31.8M | 34 | 73 | 1 | 03/06/2026 | ☆ |
| 21468 | Colsara National Wealth Management Llc CRD 305167 | Wealth Manager · Boutique (under $100M) | $31.8M | 46 | 84 | 1 | 03/18/2026 | ☆ | |
| 21469 | Lowry, Daniel, Gerard CRD 326722 | Insurance-Affiliated · Boutique (under $100M) | $31.8M | 35 | 62 | 1 | 09/10/2026 | ☆ | |
| 21470 | Invision Capital Advisor, Llc CRD 285260 | Wealth Manager · Boutique (under $100M) | $31.8M | 13 | 47 | 1 | 02/16/2026 | ☆ | |
| 21471 | Bdj Wealth Management Llc CRD 309290 | Plano, TX | Wealth Manager · Boutique (under $100M) | $31.8M | 95 | 188 | 2 | 03/31/2026 | ☆ |
| 21472 | Alpha Advisors, Llc CRD 138848 | Lakeland, FL | Wealth Manager · Boutique (under $100M) | $31.8M | 68 | 135 | 3 | 02/27/2026 | ☆ |
| 21473 | Stuart Ruff, Llc CRD 128987 | Wealth Manager · Boutique (under $100M) | $31.7M | 28 | 118 | 1 | 06/25/2026 | ☆ | |
| 21474 | Firmament Financial, Llc CRD 304536 | Wealth Manager · Boutique (under $100M) | $31.7M | 52 | 53 | 1 | 08/25/2026 | ☆ | |
| 21475 | Gillikin Advisors Limited CRD 171397 | Wealth Manager · Boutique (under $100M) | $31.7M | 20 | 43 | 1 | 02/25/2026 | ☆ | |
| 21476 | Northstar Wealth Management Llc CRD 325128 | Wealth Manager · Boutique (under $100M) | $31.7M | 35 | 139 | 1 | 03/31/2026 | ☆ | |
| 21477 | A B L E Wealth Management Solutions Llc CRD 301257 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $31.7M | 77 | 109 | 1 | 03/20/2026 | ☆ |
| 21478 | John M. Leonard, Llc CRD 134756 | Douglas, MI | Wealth Manager · Boutique (under $100M) | $31.7M | 47 | 47 | 1 | 09/22/2026 | ☆ |
| 21479 | Prospect Enhanced Yield Management, Llc CRD 335748 | West Palm Beach, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $31.7M | 1 | 1 | 61 | 03/25/2026 | ☆ |
| 21480 | Wealth Management Group, Inc. CRD 108749 | Wealth Manager · Boutique (under $100M) | $31.7M | 170 | 170 | 7 | 03/25/2026 | ☆ | |
| 21481 | Mdw Capital Management Corp CRD 330758 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $31.7M | 24 | 24 | 1 | 04/20/2026 | ☆ |
| 21482 | Lake Jericho, Llc CRD 173782 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $31.7M | 73 | 93 | 1 | 05/06/2026 | ☆ |
| 21483 | Vertical Wealth, Llc CRD 158010 | Indianapolis, IN | Insurance-Affiliated · Boutique (under $100M) | $31.7M | 66 | 133 | 2 | 05/28/2025 | ☆ |
| 21484 | Wbh Financial Services, Llc CRD 282071 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $31.7M | 46 | 46 | 2 | 03/30/2026 | ☆ |
| 21485 | Kinyon James Wallace CRD 118360 | Praire Village, KS | Insurance-Affiliated · Boutique (under $100M) | $31.6M | 66 | 153 | 1 | 03/20/2026 | ☆ |
| 21486 | Wesley Owen Bales Investment Advisory Services Inc. CRD 114010 | Wealth Manager · Boutique (under $100M) | $31.6M | 38 | 100 | 1 | 02/18/2026 | ☆ | |
| 21487 | New Line Capital, Llc CRD 143677 | Wealth Manager · Boutique (under $100M) | $31.6M | 29 | 64 | 3 | 03/13/2026 | ☆ | |
| 21488 | Exponential Wealth Management, Llc CRD 328835 | Wealth Manager · Boutique (under $100M) | $31.6M | 4 | 19 | 1 | 03/11/2026 | ☆ | |
| 21489 | Esg Wealth Advisors Llc CRD 324655 | Wealth Manager · Boutique (under $100M) | $31.6M | 11 | 65 | 1 | 01/05/2026 | ☆ | |
| 21490 | American Financial Management, Ltd. CRD 111016 | Owings Mills, MD | Insurance-Affiliated · Boutique (under $100M) | $31.6M | 124 | 155 | 2 | 02/16/2026 | ☆ |
| 21491 | Creative Funding Corporation CRD 117439 | Bloomfield, CT | Insurance-Affiliated · Boutique (under $100M) | $31.6M | 203 | 196 | 2 | 02/04/2026 | ☆ |
| 21492 | Cross Financial Strategies, Llc CRD 301085 | Wealth Manager · Boutique (under $100M) | $31.5M | 41 | 68 | 1 | 08/14/2026 | ☆ | |
| 21493 | E2 I Financial Group, Llc CRD 167078 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $31.5M | 96 | 96 | 1 | 03/30/2026 | ☆ |
| 21494 | Growth Point Financial Llc CRD 297543 | Wealth Manager · Boutique (under $100M) | $31.5M | 161 | 161 | 2 | 02/17/2026 | ☆ | |
| 21495 | Gygi Capital Management CRD 149662 | Cedar Hills, UT | Insurance-Affiliated · Boutique (under $100M) | $31.5M | 193 | 352 | 1 | 03/19/2026 | ☆ |
| 21496 | Wright Benefit Advisors Inc. CRD 289479 | Lake Forest, IL | Institutional / Pension Advisor · Boutique (under $100M) | $31.5M | 13 | 26 | 2 | 06/15/2026 | ☆ |
| 21497 | Nuwealth Advisors, Llc CRD 328411 | St. George, UT | Wealth Manager · Boutique (under $100M) | $31.5M | 260 | 268 | 1 | 02/26/2026 | ☆ |
| 21498 | Toro Bravo Investment Advisors, Llc CRD 288435 | Amarillo, TX | Wealth Manager · Boutique (under $100M) | $31.5M | 227 | 266 | 5 | 03/31/2026 | ☆ |
| 21499 | Legacy Investment Advisors, Llc CRD 144477 | Voorhees, NJ | Wealth Manager · Boutique (under $100M) | $31.5M | 69 | 95 | 4 | 03/23/2026 | ☆ |
| 21500 | Amplio Wealth Management, Inc. CRD 309712 | Austin, TX | Wealth Manager · Boutique (under $100M) | $31.5M | 65 | 110 | 1 | 03/21/2023 | ☆ |