Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21501 | Patterson Partners Ltd. CRD 305859 | Hamilton | Wealth Manager · Boutique (under $100M) | $31.5M | 16 | 24 | 4 | 09/30/2025 | ☆ |
| 21502 | Guidepost Capital Management Group, Llc CRD 335196 | Wealth Manager · Boutique (under $100M) | $31.5M | 36 | 36 | 1 | 02/20/2026 | ☆ | |
| 21503 | Alphaquest Llc CRD 285141 | New York, NY | Private Fund Manager · Boutique (under $100M) | $31.4M | 4 | 4 | 15 | 07/07/2026 | ☆ |
| 21504 | Rowe Wealth Management Llc CRD 168033 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $31.4M | 41 | 106 | 3 | 04/27/2026 | ☆ |
| 21505 | Kenmar Preferred Investments, Llc CRD 226658 | New York, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $31.4M | 2 | 2 | 2 | 03/23/2026 | ☆ |
| 21506 | Main Street Investors, Llc CRD 299291 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $31.4M | 126 | 242 | 3 | 03/30/2026 | ☆ |
| 21507 | Everglades Resources, Inc. CRD 142020 | Wealth Manager · Boutique (under $100M) | $31.4M | 52 | 65 | 1 | 03/07/2026 | ☆ | |
| 21508 | Confiance, Llc CRD 147697 | Cleveland, OH | Wealth Manager · Boutique (under $100M) | $31.4M | 60 | 64 | 1 | 03/05/2026 | ☆ |
| 21509 | Allen Investment Management, Inc. CRD 174891 | Wealth Manager · Boutique (under $100M) | $31.4M | 47 | 91 | 1 | 03/24/2026 | ☆ | |
| 21510 | Cardinal Wealth Management, L.L.C. CRD 324753 | Naples, FL | Insurance-Affiliated · Boutique (under $100M) | $31.4M | 80 | 145 | 1 | 01/15/2026 | ☆ |
| 21511 | Adventure Wealth Advisors, Llc CRD 307039 | Wealth Manager · Boutique (under $100M) | $31.4M | 31 | 31 | 1 | 08/24/2026 | ☆ | |
| 21512 | Langley Wealth Management Llc CRD 292543 | Athens, GA | Wealth Manager · Boutique (under $100M) | $31.4M | 66 | 152 | 2 | 03/30/2026 | ☆ |
| 21513 | Cfig Investment Advisory Services, Llc CRD 148261 | Westport, CT | Insurance-Affiliated · Boutique (under $100M) | $31.4M | 17 | 46 | 1 | 03/31/2026 | ☆ |
| 21514 | Parke Investment Management, Inc. CRD 117986 | Wealth Manager · Boutique (under $100M) | $31.4M | 53 | 83 | 1 | 03/27/2026 | ☆ | |
| 21515 | Grounded Wealth Llc CRD 314801 | Wealth Manager · Boutique (under $100M) | $31.4M | 17 | 35 | 1 | 07/15/2026 | ☆ | |
| 21516 | Snc Wealth Management Llc CRD 317066 | Wealth Manager · Boutique (under $100M) | $31.4M | 50 | 50 | 2 | 03/31/2026 | ☆ | |
| 21517 | Wm Advisors Usa Llc CRD 323133 | Wealth Manager · Boutique (under $100M) | $31.4M | 10 | 45 | 3 | 08/31/2026 | ☆ | |
| 21518 | Mpm Financial Corporation CRD 309695 | Insurance-Affiliated · Boutique (under $100M) | $31.4M | 66 | 150 | 1 | 09/11/2026 | ☆ | |
| 21519 | Safewater Investment Management Llc CRD 316571 | Wealth Manager · Boutique (under $100M) | $31.4M | 93 | 93 | 2 | 03/09/2026 | ☆ | |
| 21520 | Aa Wealth Strategies Llc CRD 319496 | Austin, TX | Wealth Manager · Boutique (under $100M) | $31.3M | 21 | 71 | 1 | 03/20/2026 | ☆ |
| 21521 | N CRD 141577 | Private Fund Manager · Boutique (under $100M) | $31.3M | 1 | 1 | 4 | 03/28/2025 | ☆ | |
| 21522 | The Raffin Group Llc CRD 310270 | Wealth Manager · Boutique (under $100M) | $31.3M | 77 | 195 | 1 | 08/28/2026 | ☆ | |
| 21523 | J. Williams Wealth Management, Llc CRD 132053 | Wealth Manager · Boutique (under $100M) | $31.3M | 17 | 17 | 1 | 03/06/2026 | ☆ | |
| 21524 | Shinneman Wealth Group Llc CRD 296758 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $31.3M | 139 | 262 | 2 | 03/10/2026 | ☆ |
| 21525 | Henderson Capital & Wealth Management, Llc CRD 144035 | Brownsville, TX | Wealth Manager · Boutique (under $100M) | $31.3M | 159 | 262 | 1 | 03/31/2026 | ☆ |
| 21526 | Ronald R Geiger Llc CRD 153622 | Wealth Manager · Boutique (under $100M) | $31.3M | 31 | 83 | 1 | 02/10/2026 | ☆ | |
| 21527 | Ftncm, Llc CRD 158094 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $31.3M | 8 | 20 | 1 | 03/30/2026 | ☆ |
| 21528 | Warren Wealth Management & Tax Planning Inc. CRD 305992 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $31.3M | 80 | 193 | 1 | 03/12/2026 | ☆ |
| 21529 | Tvv Advisers, Llc CRD 322542 | Pleasanton, CA | Private Fund Manager · Boutique (under $100M) | $31.3M | 2 | 2 | 2 | 03/30/2026 | ☆ |
| 21530 | First Step Wealth Planning, Llc CRD 317527 | Wealth Manager · Boutique (under $100M) | $31.3M | 19 | 115 | 1 | 08/11/2026 | ☆ | |
| 21531 | Evergreen Investing, Llc CRD 150006 | Wealth Manager · Boutique (under $100M) | $31.3M | 32 | 100 | 1 | 03/05/2026 | ☆ | |
| 21532 | Zimmerman Advisory Group, Llc CRD 148214 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $31.3M | 96 | 169 | 1 | 03/20/2026 | ☆ |
| 21533 | Pinnacle Peak Wealth Management Llc CRD 305316 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $31.2M | 23 | 57 | 1 | 01/15/2026 | ☆ |
| 21534 | Kubo Financial Planning And Investments, Llc CRD 291436 | Edina, MN | Wealth Manager · Boutique (under $100M) | $31.2M | 6 | 28 | 1 | 07/02/2026 | ☆ |
| 21535 | Nancy Lea Aber CRD 142835 | Wealth Manager · Boutique (under $100M) | $31.2M | 9 | 11 | 1 | 03/25/2026 | ☆ | |
| 21536 | Whiterock Financial, Llc CRD 155140 | Wealth Manager · Boutique (under $100M) | $31.2M | 75 | 75 | 1 | 03/31/2026 | ☆ | |
| 21537 | Ehmli Investment Advisors Llc CRD 137273 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $31.2M | 87 | 87 | 1 | 08/14/2026 | ☆ |
| 21538 | Corlett Financial, Inc. CRD 289019 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $31.2M | 74 | 213 | 1 | 03/27/2026 | ☆ |
| 21539 | The Alchemist Fund, Llc CRD 172299 | Wealth Manager · Boutique (under $100M) | $31.2M | 43 | 60 | 1 | 03/22/2026 | ☆ | |
| 21540 | Union Capital Management Corp CRD 109670 | Investment Adviser · Boutique (under $100M) | $31.2M | 4 | 4 | 1 | 03/30/2026 | ☆ | |
| 21541 | Watershed Wealth Planning Llc CRD 285980 | Portland, OR | Wealth Manager · Boutique (under $100M) | $31.2M | 47 | 93 | 1 | 03/16/2026 | ☆ |
| 21542 | Swanson, Kurt Edward CRD 164869 | Wealth Manager · Boutique (under $100M) | $31.2M | 45 | 75 | 1 | 03/05/2026 | ☆ | |
| 21543 | Whippoorwill Associates Inc CRD 107497 | White Plains, NY | Private Fund Manager · Boutique (under $100M) | $31.2M | 3 | 3 | 1 | 03/27/2026 | ☆ |
| 21544 | Seacap Advisors, Llc CRD 281957 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $31.2M | 15 | 15 | 1 | 03/02/2026 | ☆ |
| 21545 | Marim Wealth Planning, Llc CRD 325684 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $31.2M | 44 | 115 | 1 | 03/09/2026 | ☆ |
| 21546 | Catherine R. Smith, Financial Planner, Llc CRD 139909 | Anchorage, AK | Wealth Manager · Boutique (under $100M) | $31.2M | 18 | 54 | 3 | 02/13/2026 | ☆ |
| 21547 | North South Capital, Llc CRD 148158 | New Lenox, IL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $31.1M | 133 | 133 | 8 | 03/04/2026 | ☆ |
| 21548 | Frank Ramson, Llc CRD 149337 | Wealth Manager · Boutique (under $100M) | $31.1M | 30 | 32 | 0 | 08/19/2024 | ☆ | |
| 21549 | Nathan G. Hanna, Llc CRD 158936 | Palm Harbor, FL | Wealth Manager · Boutique (under $100M) | $31.1M | 143 | 220 | 1 | 02/06/2026 | ☆ |
| 21550 | Bache Capital Management, Inc. CRD 113719 | Wealth Manager · Boutique (under $100M) | $31.1M | 38 | 38 | 1 | 04/02/2026 | ☆ |