Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21551 | Bridgeport Asset Management, Llc. CRD 290939 | Madison, WI | Insurance-Affiliated · Boutique (under $100M) | $30.4M | 163 | 163 | 1 | 02/06/2026 | ☆ |
| 21552 | Aurelien Capital Partners Llc CRD 311163 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $30.4M | 29 | 124 | 4 | 03/31/2026 | ☆ |
| 21553 | Partners Capital Management, Inc. CRD 112585 | Wealth Manager · Boutique (under $100M) | $30.4M | 29 | 29 | 2 | 04/17/2024 | ☆ | |
| 21554 | Meeting House Capital, Llc CRD 310435 | Concord, MA | Wealth Manager · Boutique (under $100M) | $30.3M | 12 | 32 | 1 | 02/27/2026 | ☆ |
| 21555 | Franklin Madison Advisors, Inc CRD 306838 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $30.3M | 22 | 27 | 1 | 03/27/2026 | ☆ |
| 21556 | Lifewater Wealth Management, Llc CRD 307121 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $30.3M | 27 | 47 | 2 | 03/09/2026 | ☆ |
| 21557 | Modern Asset Management Llc CRD 128768 | Columbus, NE | Wealth Manager · Boutique (under $100M) | $30.3M | 273 | 273 | 1 | 02/02/2026 | ☆ |
| 21558 | Cochranmickels Retirement Specialists, Llc CRD 327837 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $30.3M | 42 | 42 | 3 | 01/30/2026 | ☆ |
| 21559 | Sycamore Asset Management, Llc CRD 140590 | Wealth Manager · Boutique (under $100M) | $30.3M | 42 | 68 | 1 | 04/02/2026 | ☆ | |
| 21560 | Kd Capital Management, Llc CRD 172110 | Charleston, SC | Private Fund Manager · Boutique (under $100M) | $30.3M | 1 | 1 | 1 | 03/24/2026 | ☆ |
| 21561 | Patriot Securities Llc CRD 270023 | Jupiter, FL | Wealth Manager · Boutique (under $100M) | $30.3M | 47 | 110 | 1 | 01/22/2026 | ☆ |
| 21562 | Cumberland Valley Financial Services Inc. CRD 123496 | Wealth Manager · Boutique (under $100M) | $30.3M | 71 | 180 | 1 | 01/15/2026 | ☆ | |
| 21563 | Hurley Investments, Llc CRD 153535 | Provo, UT | Wealth Manager · Boutique (under $100M) | $30.3M | 56 | 76 | 6 | 05/20/2026 | ☆ |
| 21564 | Angel Oak Financial Services Llc CRD 175497 | Wealth Manager · Boutique (under $100M) | $30.3M | 39 | 117 | 1 | 03/28/2026 | ☆ | |
| 21565 | Dynamic Wealth Llc CRD 333203 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $30.3M | 14 | 14 | 1 | 07/10/2026 | ☆ |
| 21566 | Alphyn Capital Management Llc CRD 304390 | Hicksville, NY | Wealth Manager · Boutique (under $100M) | $30.3M | 6 | 7 | 1 | 03/02/2026 | ☆ |
| 21567 | Wesfair Advisory Group, Inc. CRD 295320 | Chappaqua, NY | Wealth Manager · Boutique (under $100M) | $30.3M | 11 | 11 | 2 | 07/20/2026 | ☆ |
| 21568 | Lumenai Investments Llc CRD 309918 | Stamford, CT | Wealth Manager · Boutique (under $100M) | $30.3M | 13 | 13 | 3 | 03/31/2026 | ☆ |
| 21569 | Wrs Financial Services, L.L.C. CRD 126693 | Tuscaloosa, AL | Wealth Manager · Boutique (under $100M) | $30.3M | 55 | 94 | 1 | 03/31/2026 | ☆ |
| 21570 | August Glen Gischel CRD 121838 | Towson, MD | Insurance-Affiliated · Boutique (under $100M) | $30.3M | 98 | 0 | 07/10/2013 | ☆ | |
| 21571 | Sherwood Investment Management Llc CRD 172687 | Basalt, CO | Wealth Manager · Boutique (under $100M) | $30.2M | 20 | 63 | 1 | 03/17/2026 | ☆ |
| 21572 | Stith Financial Planning, Llc CRD 287623 | Brandenburg, KY | Wealth Manager · Boutique (under $100M) | $30.2M | 84 | 251 | 2 | 03/10/2026 | ☆ |
| 21573 | Saunders, Cook & Searle Asset Management, Corp. CRD 132450 | Lutz, FL | Wealth Manager · Boutique (under $100M) | $30.2M | 67 | 67 | 2 | 02/18/2026 | ☆ |
| 21574 | Evergreen Capital Management Inc CRD 104670 | Omaha, NE | Investment Adviser · Boutique (under $100M) | $30.2M | 79 | 79 | 1 | 07/22/2026 | ☆ |
| 21575 | Foundations Financial Planning, Llc CRD 289944 | Wealth Manager · Boutique (under $100M) | $30.2M | 47 | 47 | 1 | 01/07/2026 | ☆ | |
| 21576 | Accurate Capital And Wealth Llc CRD 296945 | Glen Allen, VA | Insurance-Affiliated · Boutique (under $100M) | $30.2M | 147 | 240 | 4 | 04/16/2026 | ☆ |
| 21577 | Northwest Planning Advisors Llc CRD 297916 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $30.2M | 185 | 185 | 1 | 03/16/2026 | ☆ |
| 21578 | Financial Planning Associates, Inc. CRD 117987 | Ellisville, MO | Wealth Manager · Boutique (under $100M) | $30.2M | 59 | 44 | 2 | 08/03/2026 | ☆ |
| 21579 | Kalorama Wealth Strategies, Llc CRD 152375 | Wealth Manager · Boutique (under $100M) | $30.2M | 12 | 56 | 1 | 03/19/2026 | ☆ | |
| 21580 | Retire With Confidence For Life, Llc CRD 317898 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $30.2M | 98 | 234 | 2 | 01/20/2026 | ☆ |
| 21581 | Summer Fields Investments, Llc CRD 169250 | Wealth Manager · Boutique (under $100M) | $30.2M | 188 | 188 | 1 | 07/14/2026 | ☆ | |
| 21582 | River Investment Corp CRD 122637 | Princeton, NJ | Private Fund Manager · Boutique (under $100M) | $30.1M | 11 | 11 | 1 | 03/17/2026 | ☆ |
| 21583 | Clearstone Wealth Management, Llc CRD 334088 | Whitefish, MT | Wealth Manager · Boutique (under $100M) | $30.1M | 58 | 95 | 1 | 02/18/2026 | ☆ |
| 21584 | Third Day Capital Management, Llc CRD 148121 | Denver, CO | Wealth Manager · Boutique (under $100M) | $30.1M | 25 | 58 | 1 | 03/20/2026 | ☆ |
| 21585 | Alpha Mode Capital Llc CRD 282295 | Investment Adviser · Boutique (under $100M) | $30.1M | 7 | 7 | 1 | 03/23/2026 | ☆ | |
| 21586 | Parrot Finance, Inc. CRD 338169 | Wealth Manager · Boutique (under $100M) | $30.1M | 10,134 | 10,134 | 5 | 04/22/2026 | ☆ | |
| 21587 | Rising Capital Inc. CRD 123233 | Mill Valley, CA | Wealth Manager · Boutique (under $100M) | $30.1M | 6 | 6 | 1 | 03/31/2026 | ☆ |
| 21588 | Red Clover Wealth Management, Llc CRD 335636 | Wealth Manager · Boutique (under $100M) | $30.1M | 65 | 167 | 1 | 02/11/2026 | ☆ | |
| 21589 | Exos Wealth Strategies, Llc CRD 310869 | Wealth Manager · Boutique (under $100M) | $30.1M | 62 | 132 | 5 | 08/29/2024 | ☆ | |
| 21590 | Eastside Financial Advisors, Llc CRD 120371 | Wealth Manager · Boutique (under $100M) | $30.1M | 94 | 94 | 0 | 01/14/2026 | ☆ | |
| 21591 | Epiphany Wealth Management Llc CRD 171463 | Houston, TX | Wealth Manager · Boutique (under $100M) | $30.1M | 53 | 53 | 1 | 03/03/2026 | ☆ |
| 21592 | Oakwood Wealth Advisors Ltd. CRD 164656 | Insurance-Affiliated · Boutique (under $100M) | $30.1M | 51 | 60 | 1 | 06/01/2026 | ☆ | |
| 21593 | Riverwood Capital Advisors, Llc CRD 148741 | Wealth Manager · Boutique (under $100M) | $30.1M | 65 | 65 | 1 | 03/09/2026 | ☆ | |
| 21594 | Osprey Capital Management, Llc CRD 151132 | Rock Hall, MD | Wealth Manager · Boutique (under $100M) | $30.1M | 46 | 64 | 1 | 03/31/2026 | ☆ |
| 21595 | Sterling Advisory Group Llc CRD 327855 | Southfield, MI | Wealth Manager · Boutique (under $100M) | $30.1M | 85 | 178 | 1 | 04/07/2026 | ☆ |
| 21596 | P3 Wealth Management, Inc. CRD 300373 | Cordova, TN | Wealth Manager · Boutique (under $100M) | $30.1M | 489 | 622 | 4 | 04/01/2026 | ☆ |
| 21597 | Servus Capital Management Llc CRD 150195 | Lynchburg, VA | Wealth Manager · Boutique (under $100M) | $30.1M | 216 | 216 | 1 | 03/27/2026 | ☆ |
| 21598 | 147 Th Group Llc CRD 306848 | Wealth Manager · Boutique (under $100M) | $30.1M | 33 | 39 | 1 | 02/25/2026 | ☆ | |
| 21599 | Kapok Capital Llc CRD 159698 | Wealth Manager · Boutique (under $100M) | $30.1M | 8 | 14 | 1 | 03/21/2026 | ☆ | |
| 21600 | Pip Capital & Consulting, Llc CRD 297807 | Wealth Manager · Boutique (under $100M) | $30.1M | 35 | 62 | 1 | 03/31/2026 | ☆ |