Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21951 | Mandel Financial Services, Llc CRD 318124 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $28.2M | 13 | 56 | 1 | 04/16/2026 | ☆ |
| 21952 | Tahoe Investments And Tax Planning, Llc CRD 291591 | Wealth Manager · Boutique (under $100M) | $28.2M | 193 | 268 | 1 | 05/19/2026 | ☆ | |
| 21953 | Universe, Inc. CRD 130730 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $28.2M | 119 | 160 | 1 | 02/07/2026 | ☆ |
| 21954 | High Speed Alliance Llc CRD 291399 | Wealth Manager · Boutique (under $100M) | $28.2M | 26 | 115 | 5 | 08/04/2026 | ☆ | |
| 21955 | Brandt Wealth Advisors, Llc CRD 166085 | Wealth Manager · Boutique (under $100M) | $28.2M | 46 | 65 | 1 | 09/03/2026 | ☆ | |
| 21956 | One Day Wealth Management Llc CRD 330028 | Wealth Manager · Boutique (under $100M) | $28.2M | 29 | 119 | 1 | 01/06/2026 | ☆ | |
| 21957 | A. Gile & Co. Llc CRD 329204 | Columbus, WI | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $28.2M | 173 | 173 | 3 | 08/03/2026 | ☆ |
| 21958 | Inclinevest Llc CRD 299298 | Wealth Manager · Boutique (under $100M) | $28.2M | 41 | 63 | 1 | 02/18/2026 | ☆ | |
| 21959 | Svane Capital, Llc CRD 269913 | Wealth Manager · Boutique (under $100M) | $28.2M | 35 | 84 | 1 | 03/30/2026 | ☆ | |
| 21960 | Mount Murray Investment Inc. CRD 322643 | Montreal, Quebec | Institutional / Pension Advisor · Boutique (under $100M) | $28.2M | 5 | 5 | 4 | 03/25/2026 | ☆ |
| 21961 | Rosenbaum, Lanny, Kevin CRD 144985 | Glenville, NY | Wealth Manager · Boutique (under $100M) | $28.2M | 72 | 140 | 1 | 06/18/2026 | ☆ |
| 21962 | Keith Mcbride Financial Services Inc. CRD 307499 | Insurance-Affiliated · Boutique (under $100M) | $28.2M | 73 | 201 | 1 | 09/10/2026 | ☆ | |
| 21963 | Aerie Capital Management Llc CRD 126518 | Wealth Manager · Boutique (under $100M) | $28.2M | 85 | 154 | 1 | 03/17/2026 | ☆ | |
| 21964 | Atlanticmidwest Investment Research, Llc CRD 305618 | Humacao, PR | Wealth Manager · Boutique (under $100M) | $28.1M | 58 | 179 | 1 | 04/24/2026 | ☆ |
| 21965 | Butlerjeffrey, Llc CRD 290388 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $28.1M | 51 | 89 | 3 | 04/23/2026 | ☆ |
| 21966 | Worthy Asset Management Llc CRD 142462 | Westminster, MD | Insurance-Affiliated · Boutique (under $100M) | $28.1M | 84 | 154 | 1 | 03/27/2025 | ☆ |
| 21967 | Mcpherson Financial Advisors, Inc. CRD 150997 | Wealth Manager · Boutique (under $100M) | $28.1M | 13 | 13 | 1 | 09/06/2026 | ☆ | |
| 21968 | Lifestyles Investment Strategies, Inc CRD 289168 | Wealth Manager · Boutique (under $100M) | $28.1M | 54 | 95 | 1 | 01/12/2026 | ☆ | |
| 21969 | Certified Planning Services, Llc CRD 290667 | Ponte Vedra Beach, FL | Wealth Manager · Boutique (under $100M) | $28.1M | 7 | 37 | 1 | 02/23/2026 | ☆ |
| 21970 | Astrop Advisory Corporation CRD 106738 | Wealth Manager · Boutique (under $100M) | $28.1M | 82 | 82 | 2 | 03/20/2026 | ☆ | |
| 21971 | Apogee Global Advisors, Inc. CRD 130334 | Private Fund Manager · Boutique (under $100M) | $28.1M | 2 | 2 | 1 | 03/11/2026 | ☆ | |
| 21972 | Peacelink Financial Planning Llc CRD 315129 | Virginia Beach, VA | Wealth Manager · Boutique (under $100M) | $28.1M | 71 | 355 | 3 | 02/13/2026 | ☆ |
| 21973 | Integrated Asset Management, Inc. CRD 121641 | Wealth Manager · Boutique (under $100M) | $28.1M | 41 | 90 | 1 | 06/04/2026 | ☆ | |
| 21974 | Dominari Securities Llc CRD 18975 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 63 | 97 | 14 | 03/30/2026 | ☆ |
| 21975 | Jackson Asset Management, Inc CRD 112052 | Wealth Manager · Boutique (under $100M) | $28.0M | 21 | 42 | 1 | 09/11/2026 | ☆ | |
| 21976 | Cerner Capital Management, Llc CRD 125160 | Snellville, GA | Wealth Manager · Boutique (under $100M) | $28.0M | 82 | 192 | 3 | 03/31/2026 | ☆ |
| 21977 | First Fidelity Wealth Management Llc CRD 339843 | New Braunfels, TX | Wealth Manager · Boutique (under $100M) | $28.0M | 153 | 153 | 2 | 08/25/2026 | ☆ |
| 21978 | A Narrow Road, Llc CRD 290033 | Investment Adviser · Boutique (under $100M) | $28.0M | 19 | 70 | 1 | 01/23/2026 | ☆ | |
| 21979 | Da Inv Llc CRD 334514 | London | Wealth Manager · Boutique (under $100M) | $28.0M | 110,459 | 110,459 | 6 | 09/21/2026 | ☆ |
| 21980 | Delaware Avenue Advisors Inc. CRD 160020 | Buffalo, NY | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 85 | 85 | 2 | 07/09/2026 | ☆ |
| 21981 | Derivaty Co CRD 310249 | White Plains, NY | Investment Adviser · Boutique (under $100M) | $28.0M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 21982 | Harbor Investment Advisors CRD 118480 | Wealth Manager · Boutique (under $100M) | $28.0M | 10 | 10 | 1 | 05/05/2026 | ☆ | |
| 21983 | Harris Investment Advisors Llc CRD 118857 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $28.0M | 87 | 87 | 1 | 04/03/2026 | ☆ |
| 21984 | Investment Trends Capital Group Llc CRD 328745 | Wealth Manager · Boutique (under $100M) | $28.0M | 33 | 40 | 1 | 02/18/2026 | ☆ | |
| 21985 | Lmp 1 Inc CRD 320860 | Wealth Manager · Boutique (under $100M) | $28.0M | 60 | 60 | 1 | 03/05/2026 | ☆ | |
| 21986 | Sml Capital Llc CRD 153416 | Wealth Manager · Boutique (under $100M) | $28.0M | 56 | 56 | 1 | 05/25/2026 | ☆ | |
| 21987 | The Investment And Philanthropy Corporation CRD 118178 | Sausalito, CA | Wealth Manager · Boutique (under $100M) | $28.0M | 38 | 38 | 2 | 07/23/2026 | ☆ |
| 21988 | Thureos Asset Management Llc CRD 311400 | Miami, FL | Investment Adviser · Boutique (under $100M) | $28.0M | 10 | 10 | 1 | 03/03/2026 | ☆ |
| 21989 | Universal Wealth Management Llc CRD 333585 | Surprise, AZ | Wealth Manager · Boutique (under $100M) | $28.0M | 145 | 144 | 6 | 09/08/2026 | ☆ |
| 21990 | The Financial Coaching Group, Inc. CRD 150371 | Laguna Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 98 | 179 | 3 | 03/30/2026 | ☆ |
| 21991 | Todd Mann Financial Services Inc CRD 332461 | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 54 | 156 | 2 | 06/22/2026 | ☆ | |
| 21992 | Vivcap Llc CRD 317240 | Wealth Manager · Boutique (under $100M) | $28.0M | 53 | 53 | 1 | 02/22/2026 | ☆ | |
| 21993 | Rck Wealth Advisory Llc CRD 327790 | Wealth Manager · Boutique (under $100M) | $28.0M | 47 | 109 | 1 | 01/28/2026 | ☆ | |
| 21994 | Shift Fynancial, Inc CRD 304594 | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 45 | 45 | 1 | 04/10/2026 | ☆ | |
| 21995 | Schultz Retirement Income Solutions, Inc. CRD 158577 | Rockland, ME | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 110 | 218 | 1 | 02/04/2026 | ☆ |
| 21996 | Platler Capital Management Llc CRD 148911 | Wealth Manager · Boutique (under $100M) | $28.0M | 53 | 54 | 1 | 03/19/2026 | ☆ | |
| 21997 | Stinson, Robert Kevin CRD 121272 | Wealth Manager · Boutique (under $100M) | $27.9M | 7 | 16 | 1 | 01/07/2026 | ☆ | |
| 21998 | Jeffery C. Welch And Associates, Inc. CRD 143092 | Wealth Manager · Boutique (under $100M) | $27.9M | 288 | 288 | 2 | 03/03/2026 | ☆ | |
| 21999 | Swell Financial, Inc. CRD 317029 | Wealth Manager · Boutique (under $100M) | $27.9M | 40 | 42 | 1 | 03/24/2026 | ☆ | |
| 22000 | Karl Schorr Wealth Management, Llc CRD 166433 | Menifee, CA | Wealth Manager · Boutique (under $100M) | $27.9M | 128 | 176 | 1 | 08/27/2026 | ☆ |