Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22151 | Nexadvisors, Llc CRD 317477 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $26.1M | 6 | 6 | 4 | 05/05/2026 | ☆ |
| 22152 | Prestige Wealth Management Llc CRD 281426 | Strongsville, OH | Insurance-Affiliated · Boutique (under $100M) | $26.1M | 100 | 175 | 1 | 01/30/2026 | ☆ |
| 22153 | Philip Ray Van Duivendyk CRD 114748 | Waco, TX | Wealth Manager · Boutique (under $100M) | $26.1M | 124 | 113 | 1 | 01/27/2026 | ☆ |
| 22154 | Insight Financial, Inc. CRD 144144 | Wealth Manager · Boutique (under $100M) | $26.1M | 16 | 18 | 2 | 03/09/2026 | ☆ | |
| 22155 | Von Reckers Wealth Management, Corp. CRD 312790 | Wealth Manager · Boutique (under $100M) | $26.1M | 94 | 94 | 1 | 03/16/2023 | ☆ | |
| 22156 | Zebra Crossing Asset Management Llc CRD 173660 | Wealth Manager · Boutique (under $100M) | $26.1M | 27 | 74 | 1 | 02/06/2026 | ☆ | |
| 22157 | Triaxx Asset Management Llc CRD 137140 | New York, NY | Private Fund Manager · Boutique (under $100M) | $26.1M | 3 | 3 | 1 | 03/31/2026 | ☆ |
| 22158 | Rowan Financial Llc CRD 146650 | Wealth Manager · Boutique (under $100M) | $26.1M | 44 | 112 | 1 | 06/26/2026 | ☆ | |
| 22159 | Wynne Capital Management, Incorporated CRD 115701 | Wealth Manager · Boutique (under $100M) | $26.1M | 9 | 13 | 1 | 03/27/2026 | ☆ | |
| 22160 | New View Financial, Llc CRD 299117 | Auburn Hills, MI | Wealth Manager · Boutique (under $100M) | $26.1M | 98 | 98 | 1 | 03/27/2026 | ☆ |
| 22161 | First Global (Uk) Limited CRD 312469 | North Harrow, Middx | Private Fund Manager · Boutique (under $100M) | $26.0M | 746 | 746 | 3 | 06/30/2026 | ☆ |
| 22162 | Women's Worth Advisors Llc CRD 310961 | Hilton Head Island, SC | Insurance-Affiliated · Boutique (under $100M) | $26.0M | 60 | 125 | 2 | 04/06/2026 | ☆ |
| 22163 | Xcellerant Ventures, Llc CRD 319671 | Scottsdale, AZ | Private Fund Manager · Boutique (under $100M) | $26.0M | 2 | 2 | 9 | 03/31/2026 | ☆ |
| 22164 | Bz Wealth Advisors, Llc CRD 335978 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $26.0M | 34 | 108 | 7 | 06/02/2026 | ☆ |
| 22165 | Clarity Financial Organization, Llc CRD 311905 | Boonville, IN | Wealth Manager · Boutique (under $100M) | $26.0M | 102 | 102 | 0 | 03/31/2026 | ☆ |
| 22166 | Goar, Endriss & Walker, P.A. CRD 142160 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $26.0M | 16 | 8 | 03/30/2026 | ☆ | |
| 22167 | Alpha Rising Advisors Llc CRD 307413 | Wealth Manager · Boutique (under $100M) | $26.0M | 19 | 48 | 1 | 03/23/2026 | ☆ | |
| 22168 | Booth Laird Capital Management, Llc CRD 165010 | Private Fund Manager · Boutique (under $100M) | $26.0M | 1 | 2 | 2 | 03/30/2026 | ☆ | |
| 22169 | Dantes Outlook Llc CRD 334241 | Wealth Manager · Boutique (under $100M) | $26.0M | 20 | 20 | 1 | 08/10/2026 | ☆ | |
| 22170 | Gogate, Uday S. CRD 151314 | Wealth Manager · Boutique (under $100M) | $26.0M | 27 | 33 | 1 | 01/05/2026 | ☆ | |
| 22171 | Greythorne Advisors Llc CRD 332142 | Wealth Manager · Boutique (under $100M) | $26.0M | 67 | 124 | 1 | 02/03/2026 | ☆ | |
| 22172 | Jaffe Financial Services, Llc CRD 136447 | Insurance-Affiliated · Boutique (under $100M) | $26.0M | 60 | 60 | 1 | 05/11/2026 | ☆ | |
| 22173 | Karen Lea Pong, Sole Proprietor CRD 334515 | Wealth Manager · Boutique (under $100M) | $26.0M | 45 | 38 | 2 | 02/23/2026 | ☆ | |
| 22174 | Lsa Tpm, Llc CRD 150059 | Lee's Summit, MO | Institutional / Pension Advisor · Boutique (under $100M) | $26.0M | 21 | 21 | 1 | 07/01/2026 | ☆ |
| 22175 | Prospect Advisors, Llc CRD 155337 | Wealth Manager · Boutique (under $100M) | $26.0M | 5 | 30 | 1 | 11/04/2024 | ☆ | |
| 22176 | Raleigh Investment Advisors, Inc. CRD 118706 | Wealth Manager · Boutique (under $100M) | $26.0M | 42 | 42 | 2 | 06/17/2026 | ☆ | |
| 22177 | Ronald Dean Moore CRD 330532 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $26.0M | 38 | 38 | 1 | 06/01/2026 | ☆ |
| 22178 | Simmons Asset Management, Llc CRD 155258 | Wealth Manager · Boutique (under $100M) | $26.0M | 59 | 59 | 1 | 03/27/2026 | ☆ | |
| 22179 | Stedfast Capital Management Llc CRD 336660 | Canandaigua, NY | Institutional / Pension Advisor · Boutique (under $100M) | $26.0M | 24 | 24 | 1 | 03/31/2026 | ☆ |
| 22180 | Vartanian Capital Management, Llc CRD 306310 | Wealth Manager · Boutique (under $100M) | $26.0M | 18 | 70 | 1 | 04/16/2026 | ☆ | |
| 22181 | Williams Wealth Management Llc CRD 309307 | Wealth Manager · Boutique (under $100M) | $26.0M | 50 | 115 | 1 | 03/26/2026 | ☆ | |
| 22182 | Freund & Co Investment Advisors, L.C. CRD 109464 | Chesterfield, MO | Wealth Manager · Boutique (under $100M) | $26.0M | 19 | 19 | 3 | 03/31/2026 | ☆ |
| 22183 | Towson Financial Advisors, Llc CRD 285056 | Wealth Manager · Boutique (under $100M) | $26.0M | 38 | 71 | 1 | 02/24/2026 | ☆ | |
| 22184 | True North Financial Services, Llc CRD 292061 | Wealth Manager · Boutique (under $100M) | $26.0M | 30 | 126 | 1 | 03/16/2026 | ☆ | |
| 22185 | Rhodes Consulting Group Llc CRD 154243 | Wealth Manager · Boutique (under $100M) | $26.0M | 12 | 21 | 1 | 01/16/2026 | ☆ | |
| 22186 | Measured Strategies Llc CRD 288587 | Wealth Manager · Boutique (under $100M) | $26.0M | 13 | 13 | 2 | 08/13/2026 | ☆ | |
| 22187 | Investment Initiatives, Llc CRD 170334 | Wealth Manager · Boutique (under $100M) | $26.0M | 24 | 72 | 1 | 03/25/2026 | ☆ | |
| 22188 | Elevate Planners, Llc CRD 332251 | Insurance-Affiliated · Boutique (under $100M) | $25.9M | 44 | 133 | 1 | 12/15/2025 | ☆ | |
| 22189 | Jadim Wealth Management, Llc CRD 165415 | Boston, MA | Wealth Manager · Boutique (under $100M) | $25.9M | 42 | 87 | 1 | 03/27/2026 | ☆ |
| 22190 | Herges Capital Management Llc CRD 288600 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $25.9M | 32 | 32 | 2 | 01/23/2026 | ☆ |
| 22191 | C&D Wealth Advisors CRD 110769 | Wealth Manager · Boutique (under $100M) | $25.9M | 22 | 38 | 1 | 04/27/2026 | ☆ | |
| 22192 | Nicolette Financial Advisors Llc CRD 146429 | Wealth Manager · Boutique (under $100M) | $25.9M | 33 | 104 | 1 | 01/14/2026 | ☆ | |
| 22193 | Seattle Asset Management, Inc CRD 117523 | Wealth Manager · Boutique (under $100M) | $25.9M | 5 | 17 | 1 | 01/13/2026 | ☆ | |
| 22194 | Park Investments And Consulting Llc CRD 330380 | Grosse Pointe, MI | Wealth Manager · Boutique (under $100M) | $25.9M | 29 | 45 | 1 | 03/31/2026 | ☆ |
| 22195 | Van Reed Wealth Management Llc CRD 143439 | Wyomissing, PA | Insurance-Affiliated · Boutique (under $100M) | $25.9M | 29 | 49 | 1 | 03/05/2026 | ☆ |
| 22196 | Bright Lantern Financial Llc CRD 157940 | Wealth Manager · Boutique (under $100M) | $25.9M | 10 | 79 | 1 | 01/30/2026 | ☆ | |
| 22197 | Buchanan Capital Management, Llc CRD 306924 | Insurance-Affiliated · Boutique (under $100M) | $25.9M | 50 | 50 | 1 | 03/17/2026 | ☆ | |
| 22198 | Ajp Financial Services, Llc CRD 290623 | Wealth Manager · Boutique (under $100M) | $25.9M | 20 | 71 | 1 | 03/25/2026 | ☆ | |
| 22199 | Akpride Financial, Llc CRD 317594 | Wealth Manager · Boutique (under $100M) | $25.9M | 44 | 46 | 2 | 04/28/2026 | ☆ | |
| 22200 | Derryrush Wealth Management Llc CRD 338575 | West Sayville, NY | Wealth Manager · Boutique (under $100M) | $25.8M | 31 | 72 | 1 | 08/11/2026 | ☆ |