Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22201 | A.I.M. Financial Group, Inc. CRD 134393 | Insurance-Affiliated · Boutique (under $100M) | $26.5M | 39 | 99 | 2 | 03/25/2026 | ☆ | |
| 22202 | Lager & Company, Inc. CRD 115213 | Wealth Manager · Boutique (under $100M) | $26.5M | 116 | 116 | 2 | 01/14/2026 | ☆ | |
| 22203 | Lifetime Equity Investments Llc CRD 174931 | Wealth Manager · Boutique (under $100M) | $26.5M | 67 | 123 | 2 | 01/23/2026 | ☆ | |
| 22204 | Wilkison Investment Services, Llc CRD 116880 | Wealth Manager · Boutique (under $100M) | $26.5M | 45 | 78 | 1 | 03/10/2026 | ☆ | |
| 22205 | Whichard Roach & Associates, Inc. CRD 334854 | Greensboro, NC | Insurance-Affiliated · Boutique (under $100M) | $26.5M | 207 | 207 | 2 | 04/08/2026 | ☆ |
| 22206 | Welspire Llc CRD 176518 | Upper Arlington, OH | Wealth Manager · Boutique (under $100M) | $26.5M | 14 | 64 | 1 | 02/19/2026 | ☆ |
| 22207 | T/R Financial Management Group, Llc CRD 117102 | Wealth Manager · Boutique (under $100M) | $26.5M | 77 | 154 | 2 | 08/31/2026 | ☆ | |
| 22208 | Pacific United Planning, Inc. CRD 283091 | Wealth Manager · Boutique (under $100M) | $26.5M | 105 | 105 | 1 | 02/09/2026 | ☆ | |
| 22209 | Veritas Wealth Management Llc CRD 289046 | Charleston, SC | Insurance-Affiliated · Boutique (under $100M) | $26.5M | 153 | 153 | 4 | 03/24/2026 | ☆ |
| 22210 | Greater Good Financial Llc CRD 313918 | Wealth Manager · Boutique (under $100M) | $26.5M | 66 | 154 | 1 | 01/06/2026 | ☆ | |
| 22211 | Spring Street Wealth, Llc CRD 338643 | New York, NY | Wealth Manager · Boutique (under $100M) | $26.4M | 30 | 76 | 1 | 07/07/2026 | ☆ |
| 22212 | Riverview Asset Management, Inc. CRD 118859 | Wealth Manager · Boutique (under $100M) | $26.4M | 35 | 37 | 1 | 03/31/2023 | ☆ | |
| 22213 | Kaizerman, Mark Haskell CRD 128579 | Natick, MA | Wealth Manager · Boutique (under $100M) | $26.4M | 15 | 23 | 2 | 09/16/2026 | ☆ |
| 22214 | Dennis Capital Management, L.L.C. CRD 126756 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $26.4M | 70 | 70 | 1 | 03/03/2026 | ☆ |
| 22215 | Wealtheq Llc CRD 324498 | Erie, CO | Wealth Manager · Boutique (under $100M) | $26.4M | 12 | 45 | 1 | 08/15/2026 | ☆ |
| 22216 | Emp Wealth Management Llc CRD 327869 | Insurance-Affiliated · Boutique (under $100M) | $26.4M | 30 | 64 | 1 | 09/10/2026 | ☆ | |
| 22217 | Zurich Awes Financial Management, Llc CRD 121033 | Wealth Manager · Boutique (under $100M) | $26.4M | 66 | 187 | 1 | 05/08/2026 | ☆ | |
| 22218 | Shimkus, Peter Edward CRD 130080 | Wealth Manager · Boutique (under $100M) | $26.4M | 36 | 50 | 1 | 03/16/2026 | ☆ | |
| 22219 | Boutique Wealth Advisors Llc CRD 317050 | Insurance-Affiliated · Boutique (under $100M) | $26.4M | 38 | 170 | 1 | 06/26/2026 | ☆ | |
| 22220 | Clear View Wealth Advisors, Llc CRD 299247 | Orchard Park, NY | Wealth Manager · Boutique (under $100M) | $26.4M | 144 | 148 | 1 | 03/26/2026 | ☆ |
| 22221 | Beagle Invest, Llc CRD 315719 | Wealth Manager · Boutique (under $100M) | $26.4M | 2,512 | 2,512 | 5 | 06/17/2026 | ☆ | |
| 22222 | Jac Wealth Management Services, Llc CRD 152456 | Wealth Manager · Boutique (under $100M) | $26.4M | 38 | 84 | 1 | 01/21/2026 | ☆ | |
| 22223 | Pi Wealth Plan Llc CRD 298421 | Wealth Manager · Boutique (under $100M) | $26.4M | 5 | 42 | 1 | 05/18/2026 | ☆ | |
| 22224 | Phillip K Gorian CRD 159969 | Wealth Manager · Boutique (under $100M) | $26.3M | 25 | 25 | 1 | 02/10/2026 | ☆ | |
| 22225 | River Tree Capital Management, Inc. CRD 165530 | Wealth Manager · Boutique (under $100M) | $26.3M | 20 | 68 | 1 | 02/13/2026 | ☆ | |
| 22226 | Mccann Wealth Strategies,Inc. CRD 155646 | State College, PA | Insurance-Affiliated · Boutique (under $100M) | $26.3M | 119 | 298 | 4 | 01/28/2026 | ☆ |
| 22227 | Haykin Wealth Management, Corp CRD 309252 | Denver, CO | Wealth Manager · Boutique (under $100M) | $26.3M | 103 | 141 | 2 | 04/14/2026 | ☆ |
| 22228 | Emmanuel Capital Management, Llc CRD 139985 | Wealth Manager · Boutique (under $100M) | $26.3M | 27 | 97 | 1 | 03/25/2026 | ☆ | |
| 22229 | Mcdonald Hartman Financial Group Inc CRD 316031 | Santa Monica, CA | Wealth Manager · Boutique (under $100M) | $26.3M | 29 | 75 | 1 | 02/05/2026 | ☆ |
| 22230 | Planning For Progress, Llc CRD 286486 | Wealth Manager · Boutique (under $100M) | $26.3M | 55 | 227 | 1 | 02/11/2026 | ☆ | |
| 22231 | Lawrence, Alan CRD 311160 | Wealth Manager · Boutique (under $100M) | $26.3M | 6 | 40 | 1 | 03/10/2026 | ☆ | |
| 22232 | Thorn, Stuart Ellis CRD 113754 | Wealth Manager · Boutique (under $100M) | $26.3M | 65 | 63 | 1 | 03/29/2022 | ☆ | |
| 22233 | Continuum Wealth Strategies, Llc CRD 169324 | Wealth Manager · Boutique (under $100M) | $26.3M | 14 | 14 | 1 | 02/25/2026 | ☆ | |
| 22234 | Virginia Global Asset Management, Llc CRD 289012 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $26.3M | 17 | 40 | 2 | 03/05/2026 | ☆ |
| 22235 | Royal Road Wealth Partners, Llc CRD 304973 | New Orleans, LA | Insurance-Affiliated · Boutique (under $100M) | $26.2M | 86 | 119 | 2 | 07/23/2026 | ☆ |
| 22236 | W2 B, Inc. CRD 331220 | Wealth Manager · Boutique (under $100M) | $26.2M | 32,225 | 32,225 | 6 | 03/31/2026 | ☆ | |
| 22237 | Brick Street Equity Management, Llc CRD 159177 | Wealth Manager · Boutique (under $100M) | $26.2M | 18 | 42 | 1 | 02/24/2026 | ☆ | |
| 22238 | Gary Michael Martinez CRD 115972 | Mulvane, KS | Insurance-Affiliated · Boutique (under $100M) | $26.2M | 88 | 126 | 1 | 01/29/2026 | ☆ |
| 22239 | Tula Investment Group Llc CRD 168102 | Wealth Manager · Boutique (under $100M) | $26.2M | 21 | 32 | 1 | 02/04/2026 | ☆ | |
| 22240 | Benchmark Financial, Llc CRD 314535 | Cedar Falls, IA | Private Fund Manager · Boutique (under $100M) | $26.2M | 6 | 6 | 3 | 10/16/2024 | ☆ |
| 22241 | Custom Funds Management Llc CRD 153698 | Wealth Manager · Boutique (under $100M) | $26.2M | 44 | 97 | 2 | 09/21/2026 | ☆ | |
| 22242 | Warden Wealth Management, Llc CRD 150493 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $26.2M | 34 | 131 | 1 | 03/31/2026 | ☆ |
| 22243 | Monetary Management Corporation CRD 131584 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $26.2M | 28 | 43 | 3 | 03/18/2026 | ☆ |
| 22244 | Talanton Capital Management, Llc CRD 299126 | Wealth Manager · Boutique (under $100M) | $26.2M | 37 | 37 | 1 | 03/31/2026 | ☆ | |
| 22245 | Investall, Inc. CRD 285955 | New York, NY | Wealth Manager · Boutique (under $100M) | $26.2M | 6,999 | 6,999 | 17 | 03/19/2026 | ☆ |
| 22246 | Mariposa Wealth Solutions Llc CRD 304883 | Wealth Manager · Boutique (under $100M) | $26.2M | 49 | 173 | 1 | 05/12/2026 | ☆ | |
| 22247 | Palm Valley Wealth Management Llc CRD 325052 | Wealth Manager · Boutique (under $100M) | $26.2M | 53 | 157 | 1 | 03/10/2026 | ☆ | |
| 22248 | Brooke Forest Capital Llc CRD 328837 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $26.2M | 29 | 103 | 1 | 01/28/2026 | ☆ |
| 22249 | Iris Advisors, Llc CRD 126162 | New York, NY | Wealth Manager · Boutique (under $100M) | $26.1M | 36 | 35 | 1 | 05/20/2026 | ☆ |
| 22250 | Festog Capital, Llc CRD 170317 | Wealth Manager · Boutique (under $100M) | $26.1M | 42 | 97 | 1 | 01/02/2026 | ☆ |