Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22301 | Gb Associates, Inc. CRD 112818 | Wealth Manager · Boutique (under $100M) | $25.2M | 23 | 31 | 1 | 03/18/2026 | ☆ | |
| 22302 | Fpg Investments, Llc CRD 325539 | Wealth Manager · Boutique (under $100M) | $25.2M | 9 | 19 | 1 | 08/13/2026 | ☆ | |
| 22303 | Legatrust Financial Advisors, Inc. CRD 152749 | Saint Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $25.2M | 15 | 48 | 1 | 03/30/2026 | ☆ |
| 22304 | Fair Oaks Financial Llc CRD 311765 | Wealth Manager · Boutique (under $100M) | $25.1M | 36 | 102 | 1 | 07/30/2026 | ☆ | |
| 22305 | Gosho, Carol, Jeanne CRD 152268 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $25.1M | 33 | 33 | 1 | 06/11/2026 | ☆ |
| 22306 | Linda Colleen Nelson CRD 129263 | Wealth Manager · Boutique (under $100M) | $25.1M | 20 | 63 | 1 | 01/23/2026 | ☆ | |
| 22307 | Fiducia Wealth Management CRD 309571 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $25.1M | 83 | 130 | 1 | 03/30/2026 | ☆ |
| 22308 | Trexler Financial Advisors Llc CRD 294713 | Pana, IL | Wealth Manager · Boutique (under $100M) | $25.1M | 37 | 118 | 1 | 02/27/2026 | ☆ |
| 22309 | A. Neff Associates Llc CRD 170488 | Wealth Manager · Boutique (under $100M) | $25.1M | 27 | 27 | 1 | 03/27/2026 | ☆ | |
| 22310 | Madison Asset Advisors, Llc CRD 159841 | Wealth Manager · Boutique (under $100M) | $25.1M | 15 | 64 | 1 | 03/24/2026 | ☆ | |
| 22311 | Darren Moss Wealth Management Llc CRD 313915 | Wealth Manager · Boutique (under $100M) | $25.1M | 16 | 50 | 1 | 07/02/2026 | ☆ | |
| 22312 | The Knox Group Global Wealth Management Professional Corporation CRD 298662 | Short Hills, NJ | Insurance-Affiliated · Boutique (under $100M) | $25.1M | 87 | 87 | 2 | 07/10/2026 | ☆ |
| 22313 | Afs Wealth Management Llc CRD 335290 | Watkinsville, GA | Wealth Manager · Boutique (under $100M) | $25.1M | 40 | 96 | 5 | 06/24/2026 | ☆ |
| 22314 | Abboud Financial Planning, Inc. CRD 290242 | Wealth Manager · Boutique (under $100M) | $25.1M | 62 | 58 | 1 | 06/09/2025 | ☆ | |
| 22315 | Arete Capital Management Inc CRD 124559 | Wealth Manager · Boutique (under $100M) | $25.1M | 28 | 136 | 1 | 03/27/2026 | ☆ | |
| 22316 | Salke, Evan Jay CRD 154366 | Alpine Meadows, CA | Wealth Manager · Boutique (under $100M) | $25.1M | 5 | 5 | 1 | 01/27/2026 | ☆ |
| 22317 | Wealth Management Partners Of Los Angeles, Inc. CRD 306780 | Encino, CA | Wealth Manager · Boutique (under $100M) | $25.1M | 124 | 124 | 1 | 08/12/2026 | ☆ |
| 22318 | Meritor Capital, Llc CRD 313102 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $25.1M | 7 | 11 | 1 | 04/29/2026 | ☆ |
| 22319 | Klk Capital Wealth Advisors Llc CRD 310711 | Insurance-Affiliated · Boutique (under $100M) | $25.1M | 105 | 105 | 1 | 01/23/2026 | ☆ | |
| 22320 | Domo Capital Management, Llc CRD 144894 | Wealth Manager · Boutique (under $100M) | $25.0M | 138 | 138 | 1 | 06/11/2026 | ☆ | |
| 22321 | Trihelix Wealth Collective Llc CRD 337883 | Insurance-Affiliated · Boutique (under $100M) | $25.0M | 153 | 293 | 2 | 08/09/2026 | ☆ | |
| 22322 | Planit Financial Llc CRD 293533 | Institutional / Pension Advisor · Boutique (under $100M) | $25.0M | 17 | 17 | 1 | 03/31/2026 | ☆ | |
| 22323 | Fba Wealth Management, Llc CRD 146390 | Insurance-Affiliated · Boutique (under $100M) | $25.0M | 426 | 537 | 4 | 02/14/2024 | ☆ | |
| 22324 | J.P. Diversified Asset Management Llc CRD 165515 | Multi-Family Office · Boutique (under $100M) | $25.0M | 1 | 1 | 1 | 01/21/2026 | ☆ | |
| 22325 | Allies Capital Management, Llc CRD 319640 | New York, NY | Investment Adviser · Boutique (under $100M) | $25.0M | 1 | 1 | 1 | 02/20/2026 | ☆ |
| 22326 | Ballardsville Investments Inc CRD 284846 | Charles City, VA | Wealth Manager · Boutique (under $100M) | $25.0M | 85 | 85 | 1 | 03/25/2026 | ☆ |
| 22327 | D.L. Fields Advisory Group, Llc CRD 286216 | Bentonville, AR | Insurance-Affiliated · Boutique (under $100M) | $25.0M | 310 | 311 | 4 | 08/12/2026 | ☆ |
| 22328 | Ellisville Harbour Partners CRD 312311 | Wealth Manager · Boutique (under $100M) | $25.0M | 11 | 17 | 1 | 08/12/2026 | ☆ | |
| 22329 | Endurance Investment Strategies, Inc. CRD 269867 | Wealth Manager · Boutique (under $100M) | $25.0M | 42 | 100 | 1 | 03/13/2026 | ☆ | |
| 22330 | Frontline Capital, Llc. CRD 277059 | Wealth Manager · Boutique (under $100M) | $25.0M | 25 | 25 | 1 | 05/18/2026 | ☆ | |
| 22331 | J Wilson Wealth Management, Llc CRD 304029 | Davison, MI | Wealth Manager · Boutique (under $100M) | $25.0M | 91 | 197 | 1 | 01/26/2026 | ☆ |
| 22332 | Kevin P. Mcguan, Llc CRD 291342 | Wealth Manager · Boutique (under $100M) | $25.0M | 12 | 30 | 1 | 03/27/2026 | ☆ | |
| 22333 | Long Habit Llc CRD 311995 | Wealth Manager · Boutique (under $100M) | $25.0M | 35 | 31 | 1 | 03/20/2026 | ☆ | |
| 22334 | N CRD 342227 | Wealth Manager · Boutique (under $100M) | $25.0M | 150 | 1,000 | 30 | 05/25/2026 | ☆ | |
| 22335 | Nequit Wealth & Investment Management, Llc CRD 286535 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $25.0M | 46 | 2 | 01/18/2026 | ☆ | |
| 22336 | Newgrange Asset Management Llc CRD 168484 | Wealth Manager · Boutique (under $100M) | $25.0M | 8 | 16 | 1 | 07/18/2026 | ☆ | |
| 22337 | Oak Tree Advisory Services Inc CRD 105883 | Wealth Manager · Boutique (under $100M) | $25.0M | 40 | 35 | 2 | 03/07/2023 | ☆ | |
| 22338 | Premier Wealth Advisors, Inc. CRD 146676 | Woodland Hills, CA | Wealth Manager · Boutique (under $100M) | $25.0M | 62 | 63 | 2 | 05/18/2026 | ☆ |
| 22339 | Prime Source Enterprises, Inc CRD 133981 | Multi-Family Office · Boutique (under $100M) | $25.0M | 1 | 12 | 1 | 07/20/2026 | ☆ | |
| 22340 | Retirement Matters, Inc. CRD 167152 | Barrington, IL | Wealth Manager · Boutique (under $100M) | $25.0M | 21 | 87 | 1 | 01/08/2026 | ☆ |
| 22341 | Roda Investment Management, Llc CRD 140999 | Wealth Manager · Boutique (under $100M) | $25.0M | 80 | 110 | 2 | 03/30/2026 | ☆ | |
| 22342 | Singh Private Wealth Management Llc CRD 326033 | Wealth Manager · Boutique (under $100M) | $25.0M | 16 | 91 | 1 | 06/23/2026 | ☆ | |
| 22343 | Starkey & Associates, Inc. CRD 116023 | Wealth Manager · Boutique (under $100M) | $25.0M | 36 | 36 | 1 | 03/31/2025 | ☆ | |
| 22344 | True Worth Financial Planning Llc CRD 309744 | Wealth Manager · Boutique (under $100M) | $25.0M | 31 | 85 | 1 | 01/22/2026 | ☆ | |
| 22345 | Devito, Anthony Joseph CRD 125326 | Wealth Manager · Boutique (under $100M) | $25.0M | 22 | 1 | 02/11/2026 | ☆ | ||
| 22346 | Tall Pines Capital, Llc CRD 286089 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $25.0M | 63 | 100 | 2 | 05/05/2026 | ☆ |
| 22347 | Barton Financial Group Llc CRD 325215 | Kyle, TX | Wealth Manager · Boutique (under $100M) | $25.0M | 65 | 211 | 2 | 01/21/2026 | ☆ |
| 22348 | Diamond Investment Management Services, Llc CRD 164439 | Wealth Manager · Boutique (under $100M) | $25.0M | 127 | 126 | 1 | 01/29/2026 | ☆ | |
| 22349 | Cornerstone Financial, Llc CRD 120363 | Mandeville, LA | Insurance-Affiliated · Boutique (under $100M) | $25.0M | 240 | 300 | 3 | 04/03/2026 | ☆ |
| 22350 | Commoncents Wealth Advisors, Llc CRD 169551 | New Port Richey, FL | Insurance-Affiliated · Boutique (under $100M) | $25.0M | 302 | 417 | 2 | 05/18/2026 | ☆ |