Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23001 | Envision Wealth Planning Inc. CRD 298672 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $21.5M | 107 | 175 | 2 | 09/15/2026 | ☆ |
| 23002 | Elaine King Llc CRD 313222 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $21.5M | 15 | 36 | 1 | 02/02/2026 | ☆ |
| 23003 | American Financial Planning, Inc. CRD 142588 | Roanoke, VA | Wealth Manager · Boutique (under $100M) | $21.5M | 81 | 165 | 3 | 08/12/2026 | ☆ |
| 23004 | Artham Advisors Llc CRD 318709 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $21.5M | 28 | 69 | 2 | 03/12/2026 | ☆ |
| 23005 | Trufton Investment Management, Inc. CRD 113174 | Bronxville, NY | Wealth Manager · Boutique (under $100M) | $21.5M | 14 | 15 | 1 | 03/25/2026 | ☆ |
| 23006 | Bankers Investment Counseling Company CRD 325872 | Ventura, CA | Wealth Manager · Boutique (under $100M) | $21.5M | 50 | 71 | 1 | 07/07/2026 | ☆ |
| 23007 | Twoten Planning, Pllc CRD 329989 | Wealth Manager · Boutique (under $100M) | $21.5M | 15 | 65 | 1 | 09/24/2026 | ☆ | |
| 23008 | Wlh Management Co., Inc. CRD 146941 | Collierville, TN | Wealth Manager · Boutique (under $100M) | $21.5M | 26 | 26 | 1 | 02/19/2026 | ☆ |
| 23009 | Morton Financial Advice, Llc CRD 293530 | Wealth Manager · Boutique (under $100M) | $21.5M | 21 | 153 | 2 | 08/27/2026 | ☆ | |
| 23010 | Sage 360 Advisors Llc CRD 143680 | Wealth Manager · Boutique (under $100M) | $21.5M | 25 | 20 | 2 | 02/19/2026 | ☆ | |
| 23011 | Jp Richardson Financial Services, Inc. CRD 330772 | Wealth Manager · Boutique (under $100M) | $21.5M | 71 | 187 | 2 | 05/11/2026 | ☆ | |
| 23012 | Daleiden, Nicholas James, Sole Proprietor CRD 323892 | Wealth Manager · Boutique (under $100M) | $21.5M | 35 | 52 | 1 | 02/09/2026 | ☆ | |
| 23013 | Darrow Wealth Group Llc CRD 339323 | Wealth Manager · Boutique (under $100M) | $21.5M | 166 | 212 | 2 | 06/23/2026 | ☆ | |
| 23014 | Holden Wealth Management Llc CRD 161190 | Institutional / Pension Advisor · Boutique (under $100M) | $21.5M | 1 | 1 | 1 | 03/26/2026 | ☆ | |
| 23015 | Rk Retirement Solutions Llc CRD 289018 | Wealth Manager · Boutique (under $100M) | $21.5M | 92 | 92 | 2 | 09/28/2026 | ☆ | |
| 23016 | Blue Bison Investments CRD 147216 | Insurance-Affiliated · Boutique (under $100M) | $21.5M | 178 | 178 | 1 | 03/25/2026 | ☆ | |
| 23017 | Qed Wealth Solutions Llc CRD 324065 | Kingman, KS | Wealth Manager · Boutique (under $100M) | $21.5M | 57 | 193 | 1 | 02/11/2026 | ☆ |
| 23018 | Al Locy Financial Services Llc CRD 135869 | Lodi, CA | Wealth Manager · Boutique (under $100M) | $21.5M | 110 | 215 | 1 | 02/14/2024 | ☆ |
| 23019 | Park 64 Capital, Llc CRD 314196 | Wealth Manager · Boutique (under $100M) | $21.5M | 53 | 188 | 1 | 01/15/2026 | ☆ | |
| 23020 | Acribus Capital Llc CRD 283301 | Insurance-Affiliated · Boutique (under $100M) | $21.5M | 5 | 16 | 4 | 03/24/2026 | ☆ | |
| 23021 | R1 Investment Management, Llc CRD 166051 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $21.5M | 43 | 145 | 1 | 03/18/2026 | ☆ |
| 23022 | Corrigit Capital Group CRD 292812 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $21.5M | 18 | 41 | 2 | 09/16/2026 | ☆ |
| 23023 | Compass Financial Advisors, Llc CRD 128319 | Wealth Manager · Boutique (under $100M) | $21.5M | 40 | 65 | 1 | 04/02/2026 | ☆ | |
| 23024 | Riede, Tiffany CRD 334253 | Multi-Family Office · Boutique (under $100M) | $21.5M | 1 | 1 | 1 | 02/04/2026 | ☆ | |
| 23025 | Swanson River Capital Management Llc CRD 166031 | Private Fund Manager · Boutique (under $100M) | $21.5M | 1 | 2 | 1 | 03/24/2026 | ☆ | |
| 23026 | Investing Forever Llc CRD 301680 | Wealth Manager · Boutique (under $100M) | $21.4M | 19 | 96 | 1 | 08/12/2026 | ☆ | |
| 23027 | Graham & Co. Advisory, Inc. CRD 123539 | Orange, CA | Wealth Manager · Boutique (under $100M) | $21.4M | 15 | 15 | 1 | 03/23/2026 | ☆ |
| 23028 | Pacific Wealth Advisory, Llc CRD 297657 | Spokane Valley, WA | Wealth Manager · Boutique (under $100M) | $21.4M | 61 | 116 | 3 | 03/30/2026 | ☆ |
| 23029 | Black Raven Investments, Llc CRD 289853 | Celebration, FL | Private Fund Manager · Boutique (under $100M) | $21.4M | 8 | 46 | 1 | 04/22/2026 | ☆ |
| 23030 | Valuetech Private Advisors Llc CRD 311165 | Diamond Bar, CA | Wealth Manager · Boutique (under $100M) | $21.4M | 42 | 92 | 1 | 05/05/2026 | ☆ |
| 23031 | Pmmsf Partners, Llc CRD 310316 | Madison, WI | Private Fund Manager · Boutique (under $100M) | $21.4M | 2 | 3 | 2 | 08/10/2026 | ☆ |
| 23032 | Stone Hill Wealth Management, Llc CRD 282930 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $21.4M | 115 | 115 | 1 | 07/06/2026 | ☆ |
| 23033 | The 401(k) Expert, Llc CRD 289580 | Institutional / Pension Advisor · Boutique (under $100M) | $21.4M | 1 | 1 | 03/19/2026 | ☆ | ||
| 23034 | Tradition Investment Management, Llc CRD 325015 | Wealth Manager · Boutique (under $100M) | $21.4M | 57 | 60 | 2 | 04/14/2026 | ☆ | |
| 23035 | Summit Investment Management, Llc CRD 149793 | Insurance-Affiliated · Boutique (under $100M) | $21.4M | 31 | 89 | 1 | 04/08/2026 | ☆ | |
| 23036 | Ironwood Investment Advisers, Llc CRD 286591 | Wealth Manager · Boutique (under $100M) | $21.4M | 39 | 99 | 2 | 01/21/2026 | ☆ | |
| 23037 | Capital Guard Investments Llc CRD 329362 | Wealth Manager · Boutique (under $100M) | $21.4M | 20 | 38 | 1 | 03/16/2026 | ☆ | |
| 23038 | Sprout Capital Management, Llc CRD 286359 | Wealth Manager · Boutique (under $100M) | $21.4M | 16 | 58 | 1 | 05/25/2026 | ☆ | |
| 23039 | Dewitt Capital Management Llc CRD 105945 | Mystic, CT | Wealth Manager · Boutique (under $100M) | $21.4M | 16 | 16 | 1 | 01/26/2026 | ☆ |
| 23040 | Evergreen Capital Holdings, Llc CRD 312345 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $21.4M | 6 | 6 | 2 | 04/19/2026 | ☆ |
| 23041 | Kopka Financial, Llc CRD 293234 | Wealth Manager · Boutique (under $100M) | $21.4M | 36 | 90 | 1 | 03/22/2026 | ☆ | |
| 23042 | Rounick Capital Management Llc CRD 327385 | Wealth Manager · Boutique (under $100M) | $21.4M | 7 | 11 | 1 | 08/26/2026 | ☆ | |
| 23043 | Pinedo Financial Services CRD 149450 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $21.3M | 140 | 145 | 1 | 04/02/2026 | ☆ |
| 23044 | Baltimore Avenue Investments, Llc CRD 159833 | Towson, MD | Wealth Manager · Boutique (under $100M) | $21.3M | 56 | 80 | 1 | 03/24/2026 | ☆ |
| 23045 | Center Hill Wealth, Llc CRD 323647 | Wealth Manager · Boutique (under $100M) | $21.3M | 85 | 145 | 1 | 03/26/2026 | ☆ | |
| 23046 | Gateway Financial Group, Inc. CRD 115619 | Henrico, VA | Wealth Manager · Boutique (under $100M) | $21.3M | 41 | 68 | 1 | 07/15/2026 | ☆ |
| 23047 | Neat Financial Planning, Llc CRD 328302 | Falls Church, VA | Wealth Manager · Boutique (under $100M) | $21.3M | 27 | 109 | 1 | 08/26/2026 | ☆ |
| 23048 | Emerald Separate Account Management Llc CRD 150202 | Leola, PA | Private Fund Manager · Boutique (under $100M) | $21.3M | 1 | 1 | 5 | 03/30/2026 | ☆ |
| 23049 | Polley Wealth Management Llc CRD 305143 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $21.3M | 50 | 106 | 2 | 09/02/2026 | ☆ |
| 23050 | Dare Capital Management, Llc CRD 113382 | Nags Head, NC | Wealth Manager · Boutique (under $100M) | $21.3M | 54 | 95 | 0 | 09/11/2026 | ☆ |