Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23051 | Nergard Wealth Management, Llc CRD 335534 | Wealth Manager · Boutique (under $100M) | $21.3M | 22 | 22 | 1 | 02/23/2026 | ☆ | |
| 23052 | C2 G Capital Management Llc CRD 137014 | Summerville, SC | Insurance-Affiliated · Boutique (under $100M) | $21.3M | 140 | 140 | 3 | 03/31/2026 | ☆ |
| 23053 | Capable Wealth, Llc CRD 288448 | Latham, NY | Wealth Manager · Boutique (under $100M) | $21.2M | 57 | 202 | 1 | 01/09/2026 | ☆ |
| 23054 | Fortuna Investors Llc CRD 175072 | Jupiter, FL | Wealth Manager · Boutique (under $100M) | $21.2M | 51 | 148 | 4 | 03/11/2026 | ☆ |
| 23055 | Mountaineer Asset Management Llc CRD 307307 | Wealth Manager · Boutique (under $100M) | $21.2M | 10 | 22 | 1 | 03/13/2026 | ☆ | |
| 23056 | Compound Advisory Llc CRD 334484 | Wealth Manager · Boutique (under $100M) | $21.2M | 15 | 77 | 1 | 03/31/2026 | ☆ | |
| 23057 | Mandala Wealth Management, Llc CRD 282151 | Wealth Manager · Boutique (under $100M) | $21.2M | 13 | 30 | 1 | 01/28/2026 | ☆ | |
| 23058 | Larry Allan Financial Planning Services Llc CRD 173720 | Wealth Manager · Boutique (under $100M) | $21.2M | 18 | 45 | 1 | 04/21/2026 | ☆ | |
| 23059 | Carroll Financial Group, Inc. CRD 139704 | Wealth Manager · Boutique (under $100M) | $21.2M | 40 | 106 | 1 | 07/31/2026 | ☆ | |
| 23060 | Thomas Paine Investment Advisors,Inc. CRD 122498 | Endowment & Foundation Advisor · Boutique (under $100M) | $21.2M | 4 | 1 | 02/13/2026 | ☆ | ||
| 23061 | Bauer Financial Services, Inc. CRD 120819 | Wealth Manager · Boutique (under $100M) | $21.2M | 67 | 67 | 1 | 01/23/2026 | ☆ | |
| 23062 | Jtd Financial Services, Llc CRD 144852 | Bedford, NH | Wealth Manager · Boutique (under $100M) | $21.2M | 68 | 117 | 2 | 01/09/2026 | ☆ |
| 23063 | Walsh Capital Llc CRD 331399 | Wealth Manager · Boutique (under $100M) | $21.2M | 16 | 44 | 1 | 04/07/2026 | ☆ | |
| 23064 | Personal Financial Partners Llc CRD 331381 | Chevy Chase, MD | Wealth Manager · Boutique (under $100M) | $21.2M | 58 | 197 | 1 | 03/16/2026 | ☆ |
| 23065 | Quest Investment Portfolio Management, Limited CRD 114540 | Wealth Manager · Boutique (under $100M) | $21.2M | 28 | 70 | 1 | 08/20/2026 | ☆ | |
| 23066 | Delphi Wealth Management Llc CRD 307655 | Wealth Manager · Boutique (under $100M) | $21.2M | 12 | 28 | 1 | 03/31/2026 | ☆ | |
| 23067 | Wealth For Life, Llc CRD 332834 | Wealth Manager · Boutique (under $100M) | $21.1M | 26 | 52 | 1 | 03/19/2026 | ☆ | |
| 23068 | Yes Life Llc CRD 298020 | Glen Allen, VA | Wealth Manager · Boutique (under $100M) | $21.1M | 233 | 233 | 2 | 01/06/2026 | ☆ |
| 23069 | Lucidity Wealth Advisors Inc. CRD 326482 | Wealth Manager · Boutique (under $100M) | $21.1M | 11 | 34 | 1 | 02/23/2026 | ☆ | |
| 23070 | Alexa Wealth Management, Llc CRD 302021 | Wealth Manager · Boutique (under $100M) | $21.1M | 40 | 48 | 1 | 03/11/2026 | ☆ | |
| 23071 | Carriage House Planning Llc CRD 309068 | Wealth Manager · Boutique (under $100M) | $21.1M | 18 | 91 | 1 | 03/30/2026 | ☆ | |
| 23072 | Esq. Wealth Management, Inc. CRD 320834 | Coeur D'alene, ID | Wealth Manager · Boutique (under $100M) | $21.1M | 18 | 1 | 01/29/2026 | ☆ | |
| 23073 | M.E.B. Financial Group, Llc CRD 169343 | Del Rio, TX | Wealth Manager · Boutique (under $100M) | $21.1M | 119 | 119 | 3 | 02/26/2026 | ☆ |
| 23074 | Copiam Wealth Management, Llc CRD 173290 | Wealth Manager · Boutique (under $100M) | $21.1M | 28 | 89 | 1 | 03/27/2026 | ☆ | |
| 23075 | Cfwm, Llc CRD 336169 | Wealth Manager · Boutique (under $100M) | $21.1M | 48 | 102 | 1 | 01/28/2026 | ☆ | |
| 23076 | Farrar Wealth Management, Llc CRD 290486 | Wealth Manager · Boutique (under $100M) | $21.1M | 112 | 112 | 1 | 02/26/2025 | ☆ | |
| 23077 | Sample Financial Advisers, Llc CRD 284700 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $21.1M | 77 | 107 | 1 | 01/16/2026 | ☆ |
| 23078 | The Olympia Group Llc CRD 326874 | Investment Adviser · Boutique (under $100M) | $21.1M | 4 | 170 | 1 | 06/17/2026 | ☆ | |
| 23079 | Solari Financial Planning, Llc CRD 167118 | Wealth Manager · Boutique (under $100M) | $21.1M | 15 | 43 | 1 | 01/16/2026 | ☆ | |
| 23080 | Stalt Financial, Llc CRD 330522 | Troy, MI | Insurance-Affiliated · Boutique (under $100M) | $21.1M | 83 | 117 | 2 | 08/28/2026 | ☆ |
| 23081 | Storehouse Wealth Management, Llc CRD 315433 | Peoria, IL | Insurance-Affiliated · Boutique (under $100M) | $21.1M | 92 | 165 | 3 | 03/30/2026 | ☆ |
| 23082 | Zestiny Wealth, Llc CRD 333528 | Wealth Manager · Boutique (under $100M) | $21.1M | 26 | 75 | 1 | 09/11/2026 | ☆ | |
| 23083 | Drach Advisors Llc CRD 140247 | Wealth Manager · Boutique (under $100M) | $21.1M | 39 | 75 | 1 | 03/17/2026 | ☆ | |
| 23084 | Hawk Capital Management Llc CRD 172700 | Wealth Manager · Boutique (under $100M) | $21.1M | 40 | 56 | 1 | 03/26/2026 | ☆ | |
| 23085 | Bonsai Advisors Llc CRD 323938 | Boulder, CO | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $21.1M | 35 | 94 | 8 | 09/08/2026 | ☆ |
| 23086 | Hewitt Wealth Management Inc. CRD 330001 | Wealth Manager · Boutique (under $100M) | $21.1M | 18 | 55 | 1 | 02/16/2026 | ☆ | |
| 23087 | Leverage Planners Wealth Management, Llc CRD 288599 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $21.1M | 110 | 135 | 4 | 08/14/2026 | ☆ |
| 23088 | Heritage Road Advisors, Inc. CRD 305458 | Wealth Manager · Boutique (under $100M) | $21.1M | 15 | 65 | 2 | 03/30/2026 | ☆ | |
| 23089 | Lundeen Abrams Advisors, Llc CRD 310589 | Minnetonka, MN | Wealth Manager · Boutique (under $100M) | $21.0M | 58 | 156 | 2 | 03/20/2026 | ☆ |
| 23090 | Xenith Financial Advisory Services, Llc CRD 296479 | Private Fund Manager · Boutique (under $100M) | $21.0M | 60 | 143 | 3 | 10/02/2026 | ☆ | |
| 23091 | West Coast Capital Management, Llc CRD 141981 | Gilbert, AZ | Wealth Manager · Boutique (under $100M) | $21.0M | 84 | 146 | 8 | 09/23/2026 | ☆ |
| 23092 | Parco Wealth Management Llc CRD 306826 | Insurance-Affiliated · Boutique (under $100M) | $21.0M | 191 | 191 | 2 | 03/06/2026 | ☆ | |
| 23093 | Soares Financial, Inc. CRD 120056 | Napa, CA | Wealth Manager · Boutique (under $100M) | $21.0M | 18 | 71 | 1 | 03/27/2026 | ☆ |
| 23094 | Alongside Financial Partners, Llc CRD 337539 | Wealth Manager · Boutique (under $100M) | $21.0M | 27 | 94 | 1 | 03/06/2026 | ☆ | |
| 23095 | Nabers Wealth Llc CRD 309846 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $21.0M | 25 | 84 | 1 | 03/17/2026 | ☆ |
| 23096 | Sorsby Financial Corp. CRD 39437 | Bonita Springs, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $21.0M | 33 | 33 | 1 | 03/25/2026 | ☆ |
| 23097 | Booth Asset Management, Llc CRD 142561 | Wealth Manager · Boutique (under $100M) | $21.0M | 48 | 130 | 1 | 01/29/2026 | ☆ | |
| 23098 | Brink Financial Group, Inc. CRD 332809 | Wealth Manager · Boutique (under $100M) | $21.0M | 82 | 82 | 1 | 04/01/2026 | ☆ | |
| 23099 | Fu, Maosong CRD 322665 | Wealth Manager · Boutique (under $100M) | $21.0M | 7 | 7 | 1 | 05/13/2026 | ☆ | |
| 23100 | Hickey, Kyle CRD 331653 | Wealth Manager · Boutique (under $100M) | $21.0M | 83 | 86 | 1 | 02/25/2026 | ☆ |