Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23201 | Glean Financial, Inc. CRD 328986 | Chattanooga, TN | Insurance-Affiliated · Boutique (under $100M) | $20.4M | 79 | 221 | 2 | 05/11/2026 | ☆ |
| 23202 | Koda Wealth Management Llc CRD 325700 | Abilene, TX | Wealth Manager · Boutique (under $100M) | $20.4M | 179 | 179 | 2 | 01/20/2026 | ☆ |
| 23203 | The Freedom Experience, Inc. CRD 118367 | Wealth Manager · Boutique (under $100M) | $20.4M | 28 | 52 | 1 | 01/09/2026 | ☆ | |
| 23204 | Oakton Financial, Llc CRD 297609 | Reston, VA | Wealth Manager · Boutique (under $100M) | $20.4M | 9 | 42 | 1 | 03/23/2026 | ☆ |
| 23205 | Obertlik Wealth Management Llc CRD 335755 | Wealth Manager · Boutique (under $100M) | $20.4M | 25 | 27 | 1 | 06/09/2026 | ☆ | |
| 23206 | About Time Financial Planning, Llc CRD 327989 | Wealth Manager · Boutique (under $100M) | $20.4M | 31 | 178 | 1 | 03/19/2026 | ☆ | |
| 23207 | Golden Lion Wealth Management, Llc CRD 315157 | Wealth Manager · Boutique (under $100M) | $20.4M | 71 | 71 | 1 | 05/12/2026 | ☆ | |
| 23208 | Diversified Capital Corp. CRD 10536 | Wealth Manager · Boutique (under $100M) | $20.4M | 5 | 5 | 1 | 07/16/2026 | ☆ | |
| 23209 | Pinnacle Financial Freedom Llc CRD 319369 | Wealth Manager · Boutique (under $100M) | $20.4M | 18 | 90 | 1 | 07/13/2026 | ☆ | |
| 23210 | Heal Financial Llc CRD 329304 | Wealth Manager · Boutique (under $100M) | $20.3M | 89 | 93 | 1 | 03/23/2026 | ☆ | |
| 23211 | Compass Technology Group, Inc. CRD 157388 | Menlo Park, CA | Private Fund Manager · Boutique (under $100M) | $20.3M | 1 | 1 | 3 | 03/23/2026 | ☆ |
| 23212 | Rufus Hayes Asset Management, Llc CRD 171421 | New Braunfels, TX | Wealth Manager · Boutique (under $100M) | $20.3M | 10 | 14 | 1 | 03/24/2026 | ☆ |
| 23213 | N CRD 329617 | Wealth Manager · Boutique (under $100M) | $20.3M | 108 | 108 | 5 | 06/25/2025 | ☆ | |
| 23214 | F2 Wealth Llc CRD 323559 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $20.3M | 45 | 106 | 1 | 03/09/2026 | ☆ |
| 23215 | Vision Financial Services, Inc CRD 144409 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $20.3M | 218 | 218 | 1 | 01/23/2025 | ☆ |
| 23216 | Laughter Financial, Llc CRD 301316 | Wealth Manager · Boutique (under $100M) | $20.3M | 23 | 44 | 1 | 03/26/2026 | ☆ | |
| 23217 | Teixeira Wealth Management Llc CRD 283906 | San Luis Obispo, CA | Insurance-Affiliated · Boutique (under $100M) | $20.3M | 73 | 120 | 2 | 01/30/2026 | ☆ |
| 23218 | Coastal Wealth Advisory Services, Llc CRD 306986 | Lake Mary, FL | Wealth Manager · Boutique (under $100M) | $20.3M | 230 | 301 | 1 | 02/24/2026 | ☆ |
| 23219 | Jones Capital Advisors, Llc CRD 159091 | Murphy, TX | Wealth Manager · Boutique (under $100M) | $20.3M | 25 | 65 | 1 | 03/27/2026 | ☆ |
| 23220 | Simpson Capital Managment, Inc CRD 111238 | Wealth Manager · Boutique (under $100M) | $20.2M | 70 | 70 | 1 | 06/10/2026 | ☆ | |
| 23221 | Wentsel Wealth Management, Llc CRD 286574 | Wealth Manager · Boutique (under $100M) | $20.2M | 14 | 36 | 1 | 01/22/2026 | ☆ | |
| 23222 | Kith & Kin Wealth Llc CRD 341864 | Wealth Manager · Boutique (under $100M) | $20.2M | 19 | 1 | 08/07/2026 | ☆ | ||
| 23223 | Think Different Wealth Advisors Llc CRD 315744 | Wealth Manager · Boutique (under $100M) | $20.2M | 18 | 98 | 1 | 01/08/2026 | ☆ | |
| 23224 | Sandpiper Capital, Llc CRD 148542 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $20.2M | 50 | 52 | 1 | 03/09/2026 | ☆ |
| 23225 | Alphaomega Wealth Management, Llc CRD 318321 | Wealth Manager · Boutique (under $100M) | $20.2M | 26 | 98 | 1 | 03/25/2026 | ☆ | |
| 23226 | Deleon Wealth Llc CRD 334043 | Kennewick, WA | Wealth Manager · Boutique (under $100M) | $20.2M | 37 | 140 | 2 | 09/11/2026 | ☆ |
| 23227 | Apogee Trading, Llc CRD 194520 | Wealth Manager · Boutique (under $100M) | $20.2M | 21 | 27 | 1 | 01/12/2026 | ☆ | |
| 23228 | Blumberg B+V Advisors, Llc CRD 162654 | Wealth Manager · Boutique (under $100M) | $20.2M | 8 | 8 | 1 | 01/16/2026 | ☆ | |
| 23229 | Fintentional Llc CRD 284829 | Wealth Manager · Boutique (under $100M) | $20.2M | 27 | 71 | 1 | 02/18/2026 | ☆ | |
| 23230 | Upbeat Financial Incorporated CRD 312754 | Insurance-Affiliated · Boutique (under $100M) | $20.2M | 83 | 123 | 1 | 02/19/2026 | ☆ | |
| 23231 | Vaulkshire Llc CRD 226623 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $20.2M | 52 | 79 | 1 | 03/31/2026 | ☆ |
| 23232 | Sharma Associates, Inc. CRD 121347 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $20.2M | 40 | 40 | 1 | 05/14/2026 | ☆ | |
| 23233 | Anova Management Inc. CRD 317812 | Wealth Manager · Boutique (under $100M) | $20.2M | 41 | 58 | 3 | 03/31/2026 | ☆ | |
| 23234 | O'brien Capital Advisors, Llc CRD 298766 | Sapulpa, OK | Wealth Manager · Boutique (under $100M) | $20.2M | 68 | 123 | 2 | 03/25/2026 | ☆ |
| 23235 | Quantwealth Advisors Llc CRD 332564 | Wealth Manager · Boutique (under $100M) | $20.1M | 10 | 10 | 2 | 01/23/2026 | ☆ | |
| 23236 | Rln Wealth, Llc CRD 329060 | Plymouth, MN | Wealth Manager · Boutique (under $100M) | $20.1M | 9 | 39 | 1 | 01/08/2026 | ☆ |
| 23237 | Texas Elite Advisory, Llc CRD 212513 | Wealth Manager · Boutique (under $100M) | $20.1M | 73 | 183 | 6 | 03/02/2026 | ☆ | |
| 23238 | Riskin Wealth Management, Llc CRD 306161 | Newtown, CT | Wealth Manager · Boutique (under $100M) | $20.1M | 23 | 90 | 1 | 03/12/2026 | ☆ |
| 23239 | Koller Capital Llc CRD 313498 | Private Fund Manager · Boutique (under $100M) | $20.1M | 1 | 2 | 1 | 06/25/2026 | ☆ | |
| 23240 | Cmc Advisors Llc CRD 304326 | Wealth Manager · Boutique (under $100M) | $20.1M | 9 | 26 | 1 | 07/29/2026 | ☆ | |
| 23241 | Schmidt,Scotland,Cottier CRD 307269 | Wealth Manager · Boutique (under $100M) | $20.1M | 8 | 1 | 01/09/2026 | ☆ | ||
| 23242 | Ai Advisor, Inc. CRD 122984 | Wealth Manager · Boutique (under $100M) | $20.1M | 4 | 4 | 1 | 02/12/2026 | ☆ | |
| 23243 | Atlas Meridian Capital Llc CRD 336483 | New York, NY | Wealth Manager · Boutique (under $100M) | $20.1M | 3 | 8 | 1 | 03/09/2026 | ☆ |
| 23244 | Huffman Financial Services Inc CRD 126474 | Wealth Manager · Boutique (under $100M) | $20.1M | 169 | 169 | 1 | 03/13/2025 | ☆ | |
| 23245 | Stillforest Wealth Management Llc CRD 332066 | Houston, TX | Wealth Manager · Boutique (under $100M) | $20.1M | 26 | 87 | 1 | 03/09/2026 | ☆ |
| 23246 | Glass Retirement Strategies, Inc. CRD 172610 | West Bloomfield, MI | Insurance-Affiliated · Boutique (under $100M) | $20.1M | 11 | 11 | 2 | 03/31/2026 | ☆ |
| 23247 | Bavarian Wealth Management, Inc. CRD 135035 | New Orleans, LA | Insurance-Affiliated · Boutique (under $100M) | $20.1M | 119 | 229 | 1 | 11/06/2024 | ☆ |
| 23248 | Legacy Financial Group, Llc CRD 115901 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $20.1M | 29 | 29 | 7 | 02/27/2026 | ☆ |
| 23249 | Price, James Jarratt CRD 125313 | Wealth Manager · Boutique (under $100M) | $20.1M | 26 | 56 | 1 | 02/19/2026 | ☆ | |
| 23250 | Blackhawk Financial Advisors, Llc CRD 324019 | Columbia, SC | Insurance-Affiliated · Boutique (under $100M) | $20.1M | 41 | 109 | 1 | 04/29/2026 | ☆ |