Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23251 | Watson House Investment Management, Llc CRD 300512 | Wealth Manager · Boutique (under $100M) | $20.0M | 14 | 28 | 1 | 03/31/2026 | ☆ | |
| 23252 | George Financial Services Llc CRD 319091 | Canton, OH | Wealth Manager · Boutique (under $100M) | $20.0M | 175 | 175 | 2 | 03/20/2026 | ☆ |
| 23253 | Brooklyn Plans Llc CRD 284104 | Wealth Manager · Boutique (under $100M) | $20.0M | 85 | 211 | 3 | 07/21/2026 | ☆ | |
| 23254 | Aft Financial Planning Llc CRD 326691 | Wealth Manager · Boutique (under $100M) | $20.0M | 55 | 154 | 1 | 02/13/2026 | ☆ | |
| 23255 | Capital Retirement Planning, Llc CRD 145156 | Wealth Manager · Boutique (under $100M) | $20.0M | 100 | 110 | 2 | 05/01/2026 | ☆ | |
| 23256 | Adtigo Investment Advisors, Llc CRD 289311 | Wealth Manager · Boutique (under $100M) | $20.0M | 14 | 14 | 2 | 02/19/2026 | ☆ | |
| 23257 | Bhuta Wealth Management, Llc CRD 159989 | Wealth Manager · Boutique (under $100M) | $20.0M | 25 | 38 | 2 | 02/19/2026 | ☆ | |
| 23258 | Blueview Investment Llc CRD 290247 | Wealth Manager · Boutique (under $100M) | $20.0M | 20 | 46 | 1 | 02/12/2026 | ☆ | |
| 23259 | Bp Capital Fund Advisors, Llc CRD 168476 | Wealth Manager · Boutique (under $100M) | $20.0M | 4 | 2 | 03/27/2026 | ☆ | ||
| 23260 | Cenacle Capital Management, Llc CRD 130804 | Wealth Manager · Boutique (under $100M) | $20.0M | 73 | 130 | 1 | 06/05/2026 | ☆ | |
| 23261 | Cornerstone Asset Management, Inc. CRD 113635 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $20.0M | 50 | 110 | 1 | 03/13/2018 | ☆ |
| 23262 | Culpepper Group Llc CRD 148909 | Institutional / Pension Advisor · Boutique (under $100M) | $20.0M | 4 | 4 | 1 | 01/05/2026 | ☆ | |
| 23263 | Diversified Capital Wealth Management, Llc CRD 168428 | Mequon, WI | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 110 | 100 | 2 | 08/26/2026 | ☆ |
| 23264 | Fiduciary Insight, Llc CRD 312125 | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 75 | 99 | 1 | 01/07/2026 | ☆ | |
| 23265 | Financial Planning Services, Inc. CRD 311146 | Fort Lauderdale, FL | Wealth Manager · Boutique (under $100M) | $20.0M | 17 | 22 | 2 | 06/17/2026 | ☆ |
| 23266 | Habib, Amir Mohammed CRD 152068 | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 15 | 30 | 1 | 05/30/2026 | ☆ | |
| 23267 | Jbp Financial Llc CRD 321170 | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 53 | 114 | 1 | 01/21/2026 | ☆ | |
| 23268 | Licursi, Harry Eugene CRD 130299 | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 76 | 76 | 1 | 09/22/2026 | ☆ | |
| 23269 | Luchini Financial Llc CRD 324363 | Altoona, PA | Wealth Manager · Boutique (under $100M) | $20.0M | 33 | 130 | 1 | 03/30/2026 | ☆ |
| 23270 | Marathon Wealth Management, Llc CRD 309337 | Wealth Manager · Boutique (under $100M) | $20.0M | 27 | 60 | 1 | 03/28/2026 | ☆ | |
| 23271 | Marketcycle Wealth Management, Llc CRD 155601 | Wealth Manager · Boutique (under $100M) | $20.0M | 28 | 40 | 1 | 02/26/2026 | ☆ | |
| 23272 | Medora Value Equity, Llc CRD 284184 | Mobile, AL | Wealth Manager · Boutique (under $100M) | $20.0M | 29 | 29 | 2 | 09/08/2026 | ☆ |
| 23273 | Paraiba Wealth Management Llc CRD 322336 | Wealth Manager · Boutique (under $100M) | $20.0M | 11 | 11 | 2 | 04/07/2026 | ☆ | |
| 23274 | Patel Capital Management Llc CRD 332403 | Wealth Manager · Boutique (under $100M) | $20.0M | 14 | 30 | 1 | 04/19/2026 | ☆ | |
| 23275 | Penn Wealth Management, Llc CRD 152948 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 40 | 100 | 1 | 03/26/2026 | ☆ |
| 23276 | Rhodes Capital Management, Inc. CRD 159380 | Batavia, IL | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 37 | 65 | 1 | 11/16/2022 | ☆ |
| 23277 | Richardson Financial, Inc. CRD 159249 | Wealth Manager · Boutique (under $100M) | $20.0M | 70 | 70 | 1 | 01/09/2026 | ☆ | |
| 23278 | Riskneutral, Llc CRD 286116 | Mason, OH | Private Fund Manager · Boutique (under $100M) | $20.0M | 1 | 1 | 2 | 03/31/2026 | ☆ |
| 23279 | Stratia Wealth Management, Llc CRD 334749 | Wealth Manager · Boutique (under $100M) | $20.0M | 18 | 34 | 1 | 02/26/2026 | ☆ | |
| 23280 | Synergy Wealth Advisors, Llc CRD 150155 | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 45 | 60 | 1 | 03/27/2026 | ☆ | |
| 23281 | Tdirection Asset Management CRD 285730 | San Francisco, CA | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 23 | 23 | 1 | 01/08/2026 | ☆ |
| 23282 | Two Fish Management, Llc CRD 149612 | Wealth Manager · Boutique (under $100M) | $20.0M | 11 | 11 | 1 | 03/23/2026 | ☆ | |
| 23283 | Yarash Global Solutions Inc. CRD 335185 | Glendale, CA | Investment Adviser · Boutique (under $100M) | $20.0M | 41 | 41 | 20 | 09/24/2026 | ☆ |
| 23284 | 360 Degrees Capital Management Llc CRD 286162 | Wealth Manager · Boutique (under $100M) | $20.0M | 68 | 192 | 3 | 04/21/2026 | ☆ | |
| 23285 | Create Wealth Financial Planning Llc CRD 311758 | Wealth Manager · Boutique (under $100M) | $20.0M | 43 | 140 | 1 | 01/28/2026 | ☆ | |
| 23286 | Kdb Asset Management, Llc CRD 129745 | New York, NY | Wealth Manager · Boutique (under $100M) | $20.0M | 12 | 36 | 2 | 03/31/2026 | ☆ |
| 23287 | Northrock Investments, Pllc CRD 306398 | Insurance-Affiliated · Boutique (under $100M) | $20.0M | 81 | 81 | 1 | 01/27/2026 | ☆ | |
| 23288 | Taylor Frigon Family Office, Llc CRD 323249 | Scottsdale, AZ | Multi-Family Office · Boutique (under $100M) | $20.0M | 17 | 11 | 05/13/2026 | ☆ | |
| 23289 | Strategic Capital Planning, Inc. CRD 140438 | Endowment & Foundation Advisor · Boutique (under $100M) | $20.0M | 12 | 20 | 1 | 02/04/2026 | ☆ | |
| 23290 | Cnl Fund Advisors Ii, Llc CRD 174178 | Orlando, FL | Private Fund Manager · Boutique (under $100M) | $19.9M | 1 | 1 | 6 | 06/30/2026 | ☆ |
| 23291 | Wood Jonathan David CRD 109666 | Wealth Manager · Boutique (under $100M) | $19.9M | 6 | 6 | 1 | 03/24/2026 | ☆ | |
| 23292 | Global Leverage And Investments, Inc. CRD 115110 | Wealth Manager · Boutique (under $100M) | $19.9M | 15 | 34 | 1 | 06/04/2026 | ☆ | |
| 23293 | Liberty Advisers Inc. CRD 281233 | Insurance-Affiliated · Boutique (under $100M) | $19.9M | 61 | 93 | 1 | 12/02/2024 | ☆ | |
| 23294 | Vista Financial Services Llc CRD 165722 | Alpha, NJ | Wealth Manager · Boutique (under $100M) | $19.9M | 35 | 45 | 1 | 02/12/2025 | ☆ |
| 23295 | Good Life Wealth Management Llc CRD 171175 | Insurance-Affiliated · Boutique (under $100M) | $19.9M | 37 | 88 | 1 | 03/09/2026 | ☆ | |
| 23296 | Candent Capital, Llc CRD 165454 | Wealth Manager · Boutique (under $100M) | $19.9M | 26 | 65 | 1 | 03/30/2026 | ☆ | |
| 23297 | Wolf Pine Capital Llc CRD 330261 | Portsmouth, NH | Institutional / Pension Advisor · Boutique (under $100M) | $19.9M | 11 | 12 | 1 | 08/13/2026 | ☆ |
| 23298 | Gqo Investment Advisors, Inc. CRD 118002 | Wealth Manager · Boutique (under $100M) | $19.9M | 24 | 24 | 1 | 07/10/2026 | ☆ | |
| 23299 | Financial Planning Consultants Of Northern Michigan,Inc. CRD 144800 | Elk Rapids, MI | Wealth Manager · Boutique (under $100M) | $19.9M | 168 | 271 | 3 | 04/14/2026 | ☆ |
| 23300 | Three Lakes Advisors, Inc. CRD 110103 | Wealth Manager · Boutique (under $100M) | $19.9M | 9 | 14 | 1 | 03/30/2026 | ☆ |