Investment advisers
44,615 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23301 | Chaim Investment Advisors Llc CRD 171145 | Wealth Manager · Boutique (under $100M) | $19.3M | 114 | 114 | 1 | 03/19/2026 | ☆ | |
| 23302 | Silver Maple Financial, Llc CRD 143746 | Wealth Manager · Boutique (under $100M) | $19.3M | 23 | 105 | 1 | 03/05/2026 | ☆ | |
| 23303 | Marnoa Private Wealth Counsel Ltd. CRD 332639 | Waterloo,Ontario | Wealth Manager · Boutique (under $100M) | $19.3M | 59 | 58 | 3 | 03/17/2026 | ☆ |
| 23304 | M.A. Global Investment Advisor, Llc CRD 298211 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $19.3M | 168 | 168 | 1 | 03/27/2026 | ☆ |
| 23305 | Ober, Edward Jacob CRD 305808 | Orange, CA | Wealth Manager · Boutique (under $100M) | $19.3M | 47 | 50 | 2 | 01/29/2026 | ☆ |
| 23306 | Solido Financial Llc CRD 165238 | Wealth Manager · Boutique (under $100M) | $19.3M | 8 | 26 | 1 | 06/16/2026 | ☆ | |
| 23307 | Kevin A Oneil Ltd CRD 309172 | Insurance-Affiliated · Boutique (under $100M) | $19.3M | 67 | 97 | 1 | 05/08/2026 | ☆ | |
| 23308 | Soaring Wealth Llc CRD 299867 | Wealth Manager · Boutique (under $100M) | $19.2M | 23 | 71 | 1 | 01/28/2026 | ☆ | |
| 23309 | Horizon Wealth Group, Llc CRD 318936 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $19.2M | 30 | 30 | 2 | 03/30/2026 | ☆ |
| 23310 | Trella Wealth Llc CRD 315090 | Wealth Manager · Boutique (under $100M) | $19.2M | 50 | 171 | 1 | 02/23/2026 | ☆ | |
| 23311 | Draco Capital Partners, Llc CRD 306055 | Taipei City | Private Fund Manager · Boutique (under $100M) | $19.2M | 17 | 6 | 1 | 03/31/2026 | ☆ |
| 23312 | H.I.T. Investments, Llc CRD 164107 | Wealth Manager · Boutique (under $100M) | $19.2M | 25 | 25 | 1 | 02/16/2026 | ☆ | |
| 23313 | Toce Financial Group Llc CRD 297965 | Mandeville, LA | Wealth Manager · Boutique (under $100M) | $19.2M | 129 | 129 | 3 | 07/21/2026 | ☆ |
| 23314 | Arizona Wealth Strategies Llc CRD 338071 | Wealth Manager · Boutique (under $100M) | $19.2M | 21 | 21 | 1 | 02/18/2026 | ☆ | |
| 23315 | Winchester Capital Services, Llc CRD 313690 | Wealth Manager · Boutique (under $100M) | $19.2M | 93 | 159 | 1 | 03/24/2026 | ☆ | |
| 23316 | Ardent Investors, Llc CRD 316903 | Wealth Manager · Boutique (under $100M) | $19.2M | 26 | 38 | 1 | 03/19/2026 | ☆ | |
| 23317 | Vector Financial Services, Llc CRD 156125 | Syracuse, IN | Insurance-Affiliated · Boutique (under $100M) | $19.2M | 21 | 62 | 1 | 03/24/2026 | ☆ |
| 23318 | Rock Ridge Wealth Llc CRD 313914 | Insurance-Affiliated · Boutique (under $100M) | $19.2M | 110 | 165 | 1 | 07/16/2026 | ☆ | |
| 23319 | Stockbridge Wealth Partners, Llc CRD 293465 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $19.2M | 100 | 197 | 1 | 03/03/2026 | ☆ |
| 23320 | Dale, Barry N. CRD 159037 | Wealth Manager · Boutique (under $100M) | $19.2M | 15 | 37 | 1 | 03/29/2026 | ☆ | |
| 23321 | Heritage Financial Advisory, Llc CRD 315898 | Jacksonville, FL | Insurance-Affiliated · Boutique (under $100M) | $19.2M | 61 | 99 | 2 | 02/06/2026 | ☆ |
| 23322 | Rising Tide Wealth Advisory Solutions Llc CRD 319630 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $19.2M | 29 | 104 | 1 | 03/03/2026 | ☆ |
| 23323 | Personal Wealth Management Advisors, Inc. CRD 135588 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $19.2M | 33 | 33 | 1 | 04/28/2026 | ☆ |
| 23324 | Dc & Associates Llc CRD 328815 | Grand Rapids, MI | Insurance-Affiliated · Boutique (under $100M) | $19.1M | 60 | 124 | 1 | 08/07/2026 | ☆ |
| 23325 | Rainwater Equity Llc CRD 333696 | Mutual Fund / Asset Manager · Boutique (under $100M) | $19.1M | 1 | 1 | 1 | 06/23/2026 | ☆ | |
| 23326 | Rg Capital Management, Llc CRD 134729 | Wealth Manager · Boutique (under $100M) | $19.1M | 19 | 19 | 1 | 03/31/2026 | ☆ | |
| 23327 | Thomas Financial Planning, Llc CRD 120726 | Wealth Manager · Boutique (under $100M) | $19.1M | 9 | 9 | 1 | 01/13/2026 | ☆ | |
| 23328 | Hv Capital Advisors Llc CRD 163912 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $19.1M | 100 | 170 | 1 | 06/29/2026 | ☆ |
| 23329 | Jpfg Wealth Management, L.L.C. CRD 289147 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $19.1M | 153 | 209 | 1 | 03/27/2026 | ☆ |
| 23330 | Milestone Wealth Strategies Llc CRD 306297 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $19.1M | 68 | 85 | 1 | 07/15/2026 | ☆ |
| 23331 | Obsidian Investment Advisers, Llc CRD 121157 | Investment Adviser · Boutique (under $100M) | $19.1M | 61 | 61 | 1 | 03/30/2026 | ☆ | |
| 23332 | Valuengine Capital Management Llc CRD 175004 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $19.1M | 70 | 127 | 2 | 02/04/2026 | ☆ |
| 23333 | Gage Wealth Management Group CRD 166651 | Newtown, PA | Mutual Fund / Asset Manager · Boutique (under $100M) | $19.1M | 26 | 26 | 1 | 03/17/2026 | ☆ |
| 23334 | Ross Wealth Group, Llc CRD 331750 | Arlington, TX | Insurance-Affiliated · Boutique (under $100M) | $19.1M | 170 | 170 | 9 | 03/31/2026 | ☆ |
| 23335 | Brian Thompson Financial Llc CRD 282379 | Wealth Manager · Boutique (under $100M) | $19.1M | 19 | 38 | 1 | 03/23/2026 | ☆ | |
| 23336 | Delman, Glenn Foster CRD 128940 | Wealth Manager · Boutique (under $100M) | $19.1M | 45 | 64 | 1 | 03/09/2026 | ☆ | |
| 23337 | Proactive Financial Solutions 360, Llc CRD 304440 | North Attleboro, MA | Wealth Manager · Boutique (under $100M) | $19.1M | 53 | 168 | 7 | 07/15/2026 | ☆ |
| 23338 | Mike Wolters & Associates, Ltd. CRD 113994 | Wealth Manager · Boutique (under $100M) | $19.0M | 75 | 75 | 3 | 03/27/2026 | ☆ | |
| 23339 | Norris Wealth Management, Llc CRD 157800 | Institutional / Pension Advisor · Boutique (under $100M) | $19.0M | 34 | 34 | 1 | 07/07/2023 | ☆ | |
| 23340 | Crystal Brook Advisors Llc CRD 172315 | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 50 | 50 | 1 | 03/30/2026 | ☆ | |
| 23341 | Beverly Hills Capital Management Llc CRD 164142 | Wealth Manager · Boutique (under $100M) | $19.0M | 43 | 43 | 1 | 03/19/2026 | ☆ | |
| 23342 | Stronghaven Capital Llc CRD 331659 | Denver, CO | Wealth Manager · Boutique (under $100M) | $19.0M | 35 | 1 | 1 | 03/23/2026 | ☆ |
| 23343 | Daniels, Steven, Richard CRD 307658 | Wealth Manager · Boutique (under $100M) | $19.0M | 14 | 50 | 1 | 05/15/2026 | ☆ | |
| 23344 | Despain Investment Solutions, Ltd. CRD 122581 | Collinsville, IL | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 58 | 58 | 2 | 05/21/2021 | ☆ |
| 23345 | Livingston & Associates, Ltd. CRD 122011 | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 18 | 44 | 1 | 09/12/2024 | ☆ | |
| 23346 | Lone Peak Asset Management, Inc. CRD 117241 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $19.0M | 21 | 72 | 1 | 03/23/2026 | ☆ |
| 23347 | Michelangelo Partners, Llc CRD 159159 | Wealth Manager · Boutique (under $100M) | $19.0M | 43 | 70 | 1 | 03/23/2026 | ☆ | |
| 23348 | Oak & Reed Capital Management, Llc CRD 158867 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $19.0M | 23 | 39 | 2 | 06/14/2022 | ☆ |
| 23349 | The Valente Group Llc CRD 168189 | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 49 | 49 | 1 | 03/23/2026 | ☆ | |
| 23350 | Versai Wealth Management Llc CRD 297528 | Wealth Manager · Boutique (under $100M) | $19.0M | 30 | 30 | 1 | 03/18/2024 | ☆ |