Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23351 | Balanced Wealth Partners Llc CRD 334701 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $19.6M | 43 | 64 | 2 | 03/20/2026 | ☆ |
| 23352 | Js Alan, Llc CRD 148163 | Beverly Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $19.6M | 14 | 34 | 2 | 01/23/2026 | ☆ |
| 23353 | Great Blue Financial Llc CRD 317084 | Wealth Manager · Boutique (under $100M) | $19.6M | 30 | 94 | 1 | 03/31/2026 | ☆ | |
| 23354 | Alpha Growth Management Llc CRD 316760 | Delray Beach, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $19.6M | 1 | 1 | 4 | 05/26/2026 | ☆ |
| 23355 | Brendan Wood Topgun Partnerships Inc. CRD 327874 | Toronto | Mutual Fund / Asset Manager · Boutique (under $100M) | $19.6M | 1 | 1 | 10 | 04/30/2026 | ☆ |
| 23356 | Wealth Management, Llc CRD 115214 | Clinton, MS | Wealth Manager · Boutique (under $100M) | $19.6M | 15 | 43 | 1 | 03/10/2026 | ☆ |
| 23357 | Shadow Wealth Management, Llc CRD 297588 | Wealth Manager · Boutique (under $100M) | $19.6M | 46 | 90 | 1 | 03/30/2026 | ☆ | |
| 23358 | Quants Partners, Inc. CRD 153124 | El Segundo, CA | Private Fund Manager · Boutique (under $100M) | $19.6M | 38 | 38 | 4 | 07/31/2026 | ☆ |
| 23359 | Personal Financial Planning, Inc CRD 118589 | Roanoke, VA | Insurance-Affiliated · Boutique (under $100M) | $19.5M | 54 | 145 | 0 | 03/29/2026 | ☆ |
| 23360 | Pvb Wealth Management, Llc CRD 300092 | Wealth Manager · Boutique (under $100M) | $19.5M | 42 | 42 | 1 | 06/05/2026 | ☆ | |
| 23361 | Forth Capital (Usa), Llc CRD 322623 | Houston, TX | Wealth Manager · Boutique (under $100M) | $19.5M | 40 | 40 | 4 | 03/18/2026 | ☆ |
| 23362 | Investcraft Advisors Llc CRD 293618 | Wealth Manager · Boutique (under $100M) | $19.5M | 16 | 30 | 1 | 09/30/2026 | ☆ | |
| 23363 | Marks, Todt Robert CRD 152637 | Wealth Manager · Boutique (under $100M) | $19.5M | 12 | 50 | 1 | 03/04/2026 | ☆ | |
| 23364 | The Broughton Investment Group, Inc. CRD 164389 | Houston, TX | Wealth Manager · Boutique (under $100M) | $19.5M | 54 | 55 | 6 | 05/24/2023 | ☆ |
| 23365 | Slaton Capital Advisors Ltd CRD 306564 | Bartonville, TX | Wealth Manager · Boutique (under $100M) | $19.5M | 49 | 52 | 1 | 03/26/2026 | ☆ |
| 23366 | Haldorson & Pincombe Investment Advisors Inc. CRD 115023 | Duluth, MN | Wealth Manager · Boutique (under $100M) | $19.5M | 263 | 508 | 3 | 03/26/2026 | ☆ |
| 23367 | Gwd Capital Management, Llc CRD 310471 | Wealth Manager · Boutique (under $100M) | $19.5M | 5 | 5 | 1 | 01/02/2026 | ☆ | |
| 23368 | Benchmark Capital Management Corporation CRD 117460 | Portsmouth, NH | Wealth Manager · Boutique (under $100M) | $19.5M | 43 | 67 | 1 | 03/06/2026 | ☆ |
| 23369 | Hernandez, Jesse CRD 156433 | Sunnyside, WA | Insurance-Affiliated · Boutique (under $100M) | $19.5M | 101 | 160 | 1 | 03/09/2026 | ☆ |
| 23370 | Golden Guidance Llc CRD 300702 | Wealth Manager · Boutique (under $100M) | $19.5M | 27 | 32 | 1 | 03/25/2026 | ☆ | |
| 23371 | Afrasiab Wealth Solutions, Llc CRD 327299 | Wealth Manager · Boutique (under $100M) | $19.5M | 73 | 95 | 1 | 03/12/2026 | ☆ | |
| 23372 | Pacific Spirit Investments Lp CRD 331583 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $19.5M | 20 | 31 | 1 | 03/30/2026 | ☆ |
| 23373 | Efs Wealth Management Llc CRD 314709 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $19.5M | 110 | 179 | 1 | 04/24/2026 | ☆ |
| 23374 | Stock Plan Advisory Group Llc CRD 314680 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $19.4M | 18 | 71 | 1 | 05/21/2026 | ☆ |
| 23375 | Sobolewski, Timothy Richard CRD 148660 | Amherst, NY | Insurance-Affiliated · Boutique (under $100M) | $19.4M | 72 | 133 | 1 | 03/31/2023 | ☆ |
| 23376 | Gen Next Wealth, Inc. CRD 289756 | Wealth Manager · Boutique (under $100M) | $19.4M | 63 | 132 | 1 | 03/23/2026 | ☆ | |
| 23377 | Satya Investment Management, Llc CRD 282326 | Leawood, KS | Wealth Manager · Boutique (under $100M) | $19.4M | 16 | 39 | 1 | 03/03/2026 | ☆ |
| 23378 | Morse Group Investment Advisors Llc CRD 310689 | Wealth Manager · Boutique (under $100M) | $19.4M | 5 | 1 | 01/28/2026 | ☆ | ||
| 23379 | Cornerstone Advisory, Llc CRD 122684 | Greenfield, IN | Wealth Manager · Boutique (under $100M) | $19.4M | 111 | 111 | 5 | 03/20/2026 | ☆ |
| 23380 | Sts Wealth Management, Inc. CRD 164497 | Insurance-Affiliated · Boutique (under $100M) | $19.4M | 45 | 45 | 1 | 02/03/2026 | ☆ | |
| 23381 | Brown Capital Advisors, Llc CRD 299101 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $19.4M | 22 | 56 | 1 | 03/23/2026 | ☆ |
| 23382 | Aspen Financial Management, Inc. CRD 116149 | Wealth Manager · Boutique (under $100M) | $19.4M | 91 | 94 | 2 | 03/18/2026 | ☆ | |
| 23383 | Jain Capital Management Llc CRD 144836 | Wealth Manager · Boutique (under $100M) | $19.4M | 22 | 22 | 1 | 03/31/2026 | ☆ | |
| 23384 | Fryar Financial, Llc CRD 315944 | Durham, NC | Wealth Manager · Boutique (under $100M) | $19.4M | 70 | 117 | 1 | 03/05/2026 | ☆ |
| 23385 | Stamford Bridge Wealth Management Llc CRD 323753 | Wealth Manager · Boutique (under $100M) | $19.4M | 29 | 77 | 1 | 01/19/2026 | ☆ | |
| 23386 | Hardwick Capital Management, Llc CRD 127719 | Pawleys Island, SC | Wealth Manager · Boutique (under $100M) | $19.4M | 167 | 167 | 2 | 03/30/2026 | ☆ |
| 23387 | South County Wealth Management CRD 323650 | Wealth Manager · Boutique (under $100M) | $19.4M | 22 | 71 | 1 | 03/30/2026 | ☆ | |
| 23388 | Wealth Management Advisors, Llc CRD 125615 | Wealth Manager · Boutique (under $100M) | $19.4M | 29 | 33 | 1 | 06/21/2018 | ☆ | |
| 23389 | Financial Strategies, Inc CRD 115828 | Wealth Manager · Boutique (under $100M) | $19.4M | 11 | 28 | 1 | 01/16/2026 | ☆ | |
| 23390 | Grubb Wealth Management Llc CRD 288431 | Wealth Manager · Boutique (under $100M) | $19.4M | 41 | 197 | 3 | 06/23/2026 | ☆ | |
| 23391 | Potomac Advisors, Inc. CRD 131070 | Wealth Manager · Boutique (under $100M) | $19.4M | 46 | 44 | 3 | 03/19/2026 | ☆ | |
| 23392 | Shaller, Douglas Ruboy CRD 128543 | Investment Adviser · Boutique (under $100M) | $19.4M | 11 | 1 | 02/16/2026 | ☆ | ||
| 23393 | Two Firs Llc CRD 298206 | Wealth Manager · Boutique (under $100M) | $19.4M | 20 | 92 | 2 | 02/19/2026 | ☆ | |
| 23394 | Dtm3 Corporation CRD 154339 | Insurance-Affiliated · Boutique (under $100M) | $19.4M | 62 | 113 | 1 | 03/30/2026 | ☆ | |
| 23395 | Organize, Protect & Grow Your Wealth, Llc CRD 321977 | Batavia, IL | Wealth Manager · Boutique (under $100M) | $19.3M | 112 | 256 | 1 | 03/24/2026 | ☆ |
| 23396 | Gartner, Neil CRD 174285 | Wealth Manager · Boutique (under $100M) | $19.3M | 7 | 39 | 1 | 01/28/2026 | ☆ | |
| 23397 | Broadway Financial Management Llc CRD 155795 | Wealth Manager · Boutique (under $100M) | $19.3M | 19 | 19 | 1 | 09/26/2022 | ☆ | |
| 23398 | Slalom Wealth Management, Llc CRD 292207 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $19.3M | 25 | 102 | 1 | 07/27/2026 | ☆ |
| 23399 | First Wealth Advisory, Inc. CRD 323649 | St. Charles, IL | Insurance-Affiliated · Boutique (under $100M) | $19.3M | 185 | 185 | 1 | 03/02/2026 | ☆ |
| 23400 | Fitzpatrick Financial Solutions, Llc CRD 131807 | Wealth Manager · Boutique (under $100M) | $19.3M | 58 | 86 | 1 | 03/24/2026 | ☆ |