Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23751 | Phase Line Financial Llc CRD 329068 | Wealth Manager · Boutique (under $100M) | $17.4M | 42 | 101 | 1 | 03/27/2026 | ☆ | |
| 23752 | The Money Guys, Llc CRD 299115 | Wealth Manager · Boutique (under $100M) | $17.4M | 14 | 14 | 1 | 02/03/2026 | ☆ | |
| 23753 | Aba Capital Llc CRD 301570 | Wealth Manager · Boutique (under $100M) | $17.4M | 7 | 10 | 1 | 03/07/2026 | ☆ | |
| 23754 | Focus Wealth Advisors Llc CRD 136026 | Insurance-Affiliated · Boutique (under $100M) | $17.4M | 98 | 147 | 2 | 01/23/2026 | ☆ | |
| 23755 | Mead Wealth Management Llc CRD 301568 | Wealth Manager · Boutique (under $100M) | $17.4M | 23 | 44 | 1 | 03/31/2026 | ☆ | |
| 23756 | Vios Asset Management Llc CRD 120782 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $17.4M | 36 | 75 | 3 | 03/18/2026 | ☆ |
| 23757 | Bdkmarketgroup Investment Management Llc CRD 156796 | Wellesley, MA | Wealth Manager · Boutique (under $100M) | $17.4M | 16 | 16 | 1 | 02/09/2026 | ☆ |
| 23758 | Mesa Wealth Management Inc. CRD 285861 | Camarillo, CA | Insurance-Affiliated · Boutique (under $100M) | $17.4M | 72 | 104 | 1 | 06/08/2026 | ☆ |
| 23759 | Cooper Capital, Inc. CRD 127691 | Sandpoint, ID | Wealth Manager · Boutique (under $100M) | $17.4M | 28 | 62 | 1 | 03/27/2026 | ☆ |
| 23760 | Christopher L. Bakowski CRD 128323 | Wealth Manager · Boutique (under $100M) | $17.4M | 14 | 67 | 1 | 12/05/2020 | ☆ | |
| 23761 | First Hedge Capital Management CRD 166941 | Wealth Manager · Boutique (under $100M) | $17.4M | 40 | 50 | 2 | 03/25/2026 | ☆ | |
| 23762 | Rosenthal Capital Management, Llc CRD 140483 | Wealth Manager · Boutique (under $100M) | $17.4M | 18 | 18 | 1 | 03/31/2021 | ☆ | |
| 23763 | Emw Capital Advisors, Llc CRD 134122 | Wealth Manager · Boutique (under $100M) | $17.4M | 12 | 12 | 1 | 01/19/2026 | ☆ | |
| 23764 | Spring, Tod Marc CRD 136073 | Wealth Manager · Boutique (under $100M) | $17.4M | 38 | 38 | 1 | 01/31/2026 | ☆ | |
| 23765 | Saddle River Capital Management, Llc CRD 128909 | Insurance-Affiliated · Boutique (under $100M) | $17.4M | 82 | 82 | 2 | 03/26/2025 | ☆ | |
| 23766 | George Toth, Cfp CRD 118582 | Glenside, PA | Wealth Manager · Boutique (under $100M) | $17.4M | 12 | 16 | 3 | 03/11/2026 | ☆ |
| 23767 | Cleartree Asset Management, Inc. CRD 297415 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $17.3M | 46 | 133 | 1 | 03/30/2026 | ☆ |
| 23768 | Millers Financial Group, Llc CRD 294323 | Lancaster, PA | Insurance-Affiliated · Boutique (under $100M) | $17.3M | 47 | 77 | 1 | 03/24/2026 | ☆ |
| 23769 | Karafilis Investments Corporation CRD 134622 | Wealth Manager · Boutique (under $100M) | $17.3M | 22 | 39 | 2 | 03/30/2026 | ☆ | |
| 23770 | Archway Private Wealth Llc CRD 288578 | Manchester | Wealth Manager · Boutique (under $100M) | $17.3M | 37 | 37 | 3 | 03/05/2026 | ☆ |
| 23771 | Somerset Wealth Management, Llc CRD 170213 | Portland, OR | Wealth Manager · Boutique (under $100M) | $17.3M | 76 | 105 | 2 | 03/11/2026 | ☆ |
| 23772 | Cone Advisory Group, Inc. CRD 316457 | Ayden, NC | Insurance-Affiliated · Boutique (under $100M) | $17.3M | 208 | 211 | 2 | 04/01/2026 | ☆ |
| 23773 | Oread Wealth Partners, Llc CRD 316195 | Wealth Manager · Boutique (under $100M) | $17.3M | 21 | 107 | 1 | 01/23/2026 | ☆ | |
| 23774 | Single A Capital, Llc CRD 286547 | Wealth Manager · Boutique (under $100M) | $17.3M | 13 | 20 | 1 | 02/16/2026 | ☆ | |
| 23775 | Resolve Financial, Llc CRD 142792 | Wealth Manager · Boutique (under $100M) | $17.3M | 19 | 50 | 1 | 03/02/2026 | ☆ | |
| 23776 | Crawford Advisory Group, Llc CRD 115676 | Austin, TX | Wealth Manager · Boutique (under $100M) | $17.3M | 5 | 22 | 2 | 08/31/2026 | ☆ |
| 23777 | Ohlmann Investment Advisors Llc CRD 165354 | Wealth Manager · Boutique (under $100M) | $17.3M | 50 | 96 | 2 | 03/25/2026 | ☆ | |
| 23778 | Mccoy, Michael Arden CRD 325639 | Wealth Manager · Boutique (under $100M) | $17.3M | 17 | 42 | 1 | 06/08/2026 | ☆ | |
| 23779 | Leverage Financial Advisory, Llc CRD 299507 | Wilmington, MA | Wealth Manager · Boutique (under $100M) | $17.3M | 46 | 160 | 1 | 03/29/2026 | ☆ |
| 23780 | Focal Point Financial Planning, Llc CRD 311040 | Wealth Manager · Boutique (under $100M) | $17.3M | 27 | 66 | 1 | 04/10/2026 | ☆ | |
| 23781 | Premier Wealth Solutions, Llc CRD 157135 | Lakewood, CO | Insurance-Affiliated · Boutique (under $100M) | $17.3M | 17 | 35 | 2 | 03/18/2026 | ☆ |
| 23782 | Baviello Investment Management, Llc CRD 291874 | Wealth Manager · Boutique (under $100M) | $17.3M | 27 | 78 | 1 | 03/12/2026 | ☆ | |
| 23783 | Twin Rivers Advisors, Llc CRD 310916 | Blackstone, VA | Wealth Manager · Boutique (under $100M) | $17.3M | 26 | 25 | 3 | 03/25/2026 | ☆ |
| 23784 | Amfa Llc CRD 298994 | Wealth Manager · Boutique (under $100M) | $17.3M | 19 | 24 | 5 | 03/31/2026 | ☆ | |
| 23785 | Brownstone Financial Group Llc CRD 306404 | Londonderry, NH | Wealth Manager · Boutique (under $100M) | $17.3M | 153 | 153 | 2 | 01/29/2026 | ☆ |
| 23786 | Lmc Investments, Inc. CRD 105351 | Wellesley, MA | Wealth Manager · Boutique (under $100M) | $17.2M | 24 | 33 | 2 | 03/31/2026 | ☆ |
| 23787 | North Creek Capital, Llc CRD 302104 | Seattle, WA | Private Fund Manager · Boutique (under $100M) | $17.2M | 1 | 1 | 1 | 03/25/2026 | ☆ |
| 23788 | Pureretire Llc CRD 137403 | Wealth Manager · Boutique (under $100M) | $17.2M | 15 | 1 | 02/13/2026 | ☆ | ||
| 23789 | Black Lake Capital Corp. CRD 147399 | Wealth Manager · Boutique (under $100M) | $17.2M | 25 | 25 | 1 | 02/06/2025 | ☆ | |
| 23790 | Fs Financial Advisors, Llc CRD 299823 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $17.2M | 27 | 75 | 4 | 03/03/2026 | ☆ |
| 23791 | Grant, John Shelburn CRD 121612 | Elberta, AL | Insurance-Affiliated · Boutique (under $100M) | $17.2M | 101 | 135 | 1 | 03/25/2026 | ☆ |
| 23792 | Upward Financial Planning, Llc CRD 321825 | Vinton, VA | Insurance-Affiliated · Boutique (under $100M) | $17.2M | 77 | 77 | 2 | 02/09/2026 | ☆ |
| 23793 | Me Financial Llc CRD 143070 | Phoenix, AZ | Insurance-Affiliated · Boutique (under $100M) | $17.2M | 40 | 119 | 1 | 03/20/2026 | ☆ |
| 23794 | Wise Money Israel Llc CRD 321874 | Wealth Manager · Boutique (under $100M) | $17.2M | 49 | 62 | 4 | 02/26/2026 | ☆ | |
| 23795 | Efficient Market Investments, Llc CRD 156466 | Wealth Manager · Boutique (under $100M) | $17.2M | 45 | 146 | 1 | 08/17/2026 | ☆ | |
| 23796 | Two Palms Planning Llc CRD 333588 | Wealth Manager · Boutique (under $100M) | $17.2M | 6 | 1 | 04/06/2026 | ☆ | ||
| 23797 | Convergence Wealth Partners Llc CRD 329438 | Redding, CA | Wealth Manager · Boutique (under $100M) | $17.2M | 60 | 119 | 1 | 03/09/2026 | ☆ |
| 23798 | Atlas Capital Team Inc. CRD 326724 | Mutual Fund / Asset Manager · Boutique (under $100M) | $17.2M | 1 | 1 | 8 | 03/25/2026 | ☆ | |
| 23799 | Gold, Joel Ira CRD 123127 | Wealth Manager · Boutique (under $100M) | $17.2M | 29 | 29 | 1 | 01/04/2018 | ☆ | |
| 23800 | Intelligent Investments Llc CRD 164513 | Sioux Falls, SD | Insurance-Affiliated · Boutique (under $100M) | $17.2M | 66 | 164 | 1 | 03/23/2026 | ☆ |