Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23851 | Pearl Capital Investments Llc CRD 316937 | Wealth Manager · Boutique (under $100M) | $17.0M | 14 | 20 | 2 | 02/26/2026 | ☆ | |
| 23852 | Reeves, James, Townsend CRD 310178 | Wealth Manager · Boutique (under $100M) | $17.0M | 8 | 8 | 1 | 01/12/2026 | ☆ | |
| 23853 | Financial Planning & Management, Llc CRD 133726 | Insurance-Affiliated · Boutique (under $100M) | $17.0M | 22 | 22 | 1 | 01/22/2026 | ☆ | |
| 23854 | Marcantel Wealth Management Llc CRD 319216 | Insurance-Affiliated · Boutique (under $100M) | $16.9M | 176 | 176 | 2 | 04/24/2026 | ☆ | |
| 23855 | Financial Planners, Llc CRD 168696 | Aiken, SC | Wealth Manager · Boutique (under $100M) | $16.9M | 55 | 82 | 2 | 02/11/2026 | ☆ |
| 23856 | Sun Valley Advisors, Inc. CRD 118914 | Wealth Manager · Boutique (under $100M) | $16.9M | 26 | 37 | 1 | 09/18/2026 | ☆ | |
| 23857 | Novak, Michael David CRD 169299 | Lancaster, PA | Insurance-Affiliated · Boutique (under $100M) | $16.9M | 73 | 171 | 3 | 02/05/2026 | ☆ |
| 23858 | Heron Wealth Llc CRD 339109 | Wealth Manager · Boutique (under $100M) | $16.9M | 7 | 1 | 07/10/2026 | ☆ | ||
| 23859 | Fuleihan, Camille, Farid CRD 129455 | Wealth Manager · Boutique (under $100M) | $16.9M | 7 | 11 | 1 | 03/28/2025 | ☆ | |
| 23860 | True Wealth Retirement Partners, Llc CRD 333443 | Wyoming, MI | Wealth Manager · Boutique (under $100M) | $16.9M | 22 | 86 | 1 | 07/01/2026 | ☆ |
| 23861 | Chartered Financial Services, Inc. CRD 126275 | Wealth Manager · Boutique (under $100M) | $16.8M | 29 | 48 | 1 | 05/29/2026 | ☆ | |
| 23862 | L. Jane Heist Wealth Management, Inc. CRD 152785 | Wealth Manager · Boutique (under $100M) | $16.8M | 24 | 39 | 1 | 09/20/2022 | ☆ | |
| 23863 | Solid Financial Llc CRD 310794 | Insurance-Affiliated · Boutique (under $100M) | $16.8M | 67 | 280 | 1 | 03/31/2026 | ☆ | |
| 23864 | Bwb Advisory Group, Llc CRD 328208 | Enterprise, AL | Wealth Manager · Boutique (under $100M) | $16.8M | 10 | 21 | 1 | 09/04/2026 | ☆ |
| 23865 | Sullivan Retirement Resources, Llc CRD 293997 | Wrentham, MA | Wealth Manager · Boutique (under $100M) | $16.8M | 46 | 46 | 2 | 07/13/2026 | ☆ |
| 23866 | Trinexus Capital, Llc CRD 298365 | Windham, NH | Wealth Manager · Boutique (under $100M) | $16.8M | 9 | 9 | 3 | 03/24/2026 | ☆ |
| 23867 | Wi Partners, Llc CRD 269830 | Boston, MA | Private Fund Manager · Boutique (under $100M) | $16.8M | 1 | 1 | 2 | 09/29/2026 | ☆ |
| 23868 | Maisch Financial Partners, Llc CRD 332150 | Mount Laurel, NJ | Wealth Manager · Boutique (under $100M) | $16.8M | 25 | 72 | 4 | 03/25/2026 | ☆ |
| 23869 | Fortify Financial Group, Llc CRD 322197 | Fargo, ND | Wealth Manager · Boutique (under $100M) | $16.8M | 79 | 148 | 1 | 04/10/2026 | ☆ |
| 23870 | Klein Wealth Management, Llc CRD 307078 | Saint Johns, FL | Wealth Manager · Boutique (under $100M) | $16.8M | 33 | 71 | 2 | 10/02/2026 | ☆ |
| 23871 | Blaine Capital, Llc CRD 282864 | New York, NY | Wealth Manager · Boutique (under $100M) | $16.8M | 11 | 15 | 1 | 03/30/2026 | ☆ |
| 23872 | Family Wealth Consultants, Inc. CRD 128494 | San Jose, CA | Private Fund Manager · Boutique (under $100M) | $16.8M | 2 | 2 | 3 | 03/25/2026 | ☆ |
| 23873 | Silva Fiduciary Advisors, Inc. CRD 285319 | Daytona Beach, FL | Wealth Manager · Boutique (under $100M) | $16.7M | 55 | 130 | 1 | 07/02/2025 | ☆ |
| 23874 | John H Taylor, Llc CRD 154041 | Wealth Manager · Boutique (under $100M) | $16.7M | 88 | 138 | 1 | 03/31/2026 | ☆ | |
| 23875 | Meadow Lake Capital Llc CRD 318095 | Wealth Manager · Boutique (under $100M) | $16.7M | 7 | 15 | 1 | 03/20/2026 | ☆ | |
| 23876 | Sendera Wealth Advisors, Llc CRD 333652 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $16.7M | 14 | 42 | 1 | 03/24/2026 | ☆ |
| 23877 | Pilot Capital Management Corp CRD 107684 | Investment Adviser · Boutique (under $100M) | $16.7M | 24 | 24 | 1 | 05/13/2026 | ☆ | |
| 23878 | Plan To Invest Capital Management, Inc. CRD 153726 | Denver, CO | Wealth Manager · Boutique (under $100M) | $16.7M | 77 | 134 | 2 | 03/16/2026 | ☆ |
| 23879 | William Cecil Bowers Jr. CRD 120895 | Wealth Manager · Boutique (under $100M) | $16.7M | 22 | 43 | 1 | 01/30/2025 | ☆ | |
| 23880 | Next Play Financial Solutions, Llc CRD 297112 | Wealth Manager · Boutique (under $100M) | $16.7M | 25 | 76 | 1 | 03/30/2026 | ☆ | |
| 23881 | Creative Resources Investment Advisors, Llc CRD 110484 | Cranston, RI | Insurance-Affiliated · Boutique (under $100M) | $16.7M | 85 | 87 | 4 | 03/28/2026 | ☆ |
| 23882 | Kingsland Growth Advisors Llc CRD 328855 | Mount Kisco, NY | Wealth Manager · Boutique (under $100M) | $16.7M | 23 | 29 | 1 | 03/26/2026 | ☆ |
| 23883 | Advanced Financial Solutions, Inc. CRD 121538 | Boise, ID | Wealth Manager · Boutique (under $100M) | $16.7M | 59 | 163 | 2 | 03/31/2026 | ☆ |
| 23884 | Andvari Associates Llc CRD 167315 | Wealth Manager · Boutique (under $100M) | $16.7M | 17 | 32 | 1 | 02/26/2026 | ☆ | |
| 23885 | Legacy Financial Advisors, Llc CRD 335357 | Towson, MD | Wealth Manager · Boutique (under $100M) | $16.7M | 23 | 33 | 3 | 09/02/2026 | ☆ |
| 23886 | Chimera Wealth Llc CRD 311674 | Insurance-Affiliated · Boutique (under $100M) | $16.7M | 48 | 130 | 2 | 07/24/2026 | ☆ | |
| 23887 | Waldo Investment Advisors, Llc CRD 171722 | Wealth Manager · Boutique (under $100M) | $16.7M | 6 | 27 | 1 | 03/02/2026 | ☆ | |
| 23888 | Strategic Financial Group, Plc CRD 175153 | Wealth Manager · Boutique (under $100M) | $16.7M | 85 | 129 | 1 | 06/23/2026 | ☆ | |
| 23889 | Bossert Capital Llc CRD 285572 | Austin, TX | Wealth Manager · Boutique (under $100M) | $16.7M | 34 | 45 | 1 | 09/23/2026 | ☆ |
| 23890 | Capital Portfolio Management, Inc. CRD 29302 | Timonium, MD | Insurance-Affiliated · Boutique (under $100M) | $16.7M | 30 | 30 | 1 | 06/17/2026 | ☆ |
| 23891 | Jackson Gent, Cathy, Irene CRD 281316 | Oakland, CA | Insurance-Affiliated · Boutique (under $100M) | $16.7M | 105 | 105 | 3 | 03/18/2026 | ☆ |
| 23892 | Bowen Asset Management Llc CRD 165083 | Wealth Manager · Boutique (under $100M) | $16.7M | 39 | 99 | 2 | 03/12/2026 | ☆ | |
| 23893 | Edward Haro Financial, Llc CRD 328012 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $16.7M | 144 | 144 | 2 | 03/02/2026 | ☆ |
| 23894 | Metis Asset Management Advisory, Llc CRD 281138 | Wealth Manager · Boutique (under $100M) | $16.7M | 66 | 66 | 1 | 02/09/2026 | ☆ | |
| 23895 | Calm River Capital Llc CRD 326721 | Wealth Manager · Boutique (under $100M) | $16.7M | 32 | 53 | 3 | 03/13/2026 | ☆ | |
| 23896 | Brooks Financial Advisory Group,Inc. CRD 130984 | Wealth Manager · Boutique (under $100M) | $16.6M | 61 | 61 | 2 | 08/19/2026 | ☆ | |
| 23897 | Andrews Wealth Management, Llc CRD 154911 | Uniontown, OH | Wealth Manager · Boutique (under $100M) | $16.6M | 80 | 80 | 2 | 07/07/2026 | ☆ |
| 23898 | Fidelium Investment Advisers, Llc CRD 300984 | Wealth Manager · Boutique (under $100M) | $16.6M | 6 | 1 | 03/30/2026 | ☆ | ||
| 23899 | Financial Pathway Llc CRD 306748 | Wealth Manager · Boutique (under $100M) | $16.6M | 119 | 360 | 2 | 08/24/2026 | ☆ | |
| 23900 | Ursa Financial, Llc CRD 306491 | Wealth Manager · Boutique (under $100M) | $16.6M | 118 | 132 | 1 | 03/13/2026 | ☆ |