Investment advisers
44,615 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23901 | Reset Financial Planning Llc CRD 324322 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $16.0M | 8 | 18 | 1 | 01/05/2026 | ☆ |
| 23902 | Kanu Asset Management, Llc CRD 168070 | Cincinnati, OH | Insurance-Affiliated · Boutique (under $100M) | $16.0M | 111 | 367 | 4 | 03/19/2026 | ☆ |
| 23903 | Northern California Fiduciary Advisors, Llc CRD 330908 | Wealth Manager · Boutique (under $100M) | $16.0M | 21 | 46 | 1 | 03/30/2026 | ☆ | |
| 23904 | Aperture Advisors Llc CRD 327627 | Wealth Manager · Boutique (under $100M) | $16.0M | 5 | 5 | 2 | 07/16/2026 | ☆ | |
| 23905 | Argenta Capital Management, Llc CRD 173130 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $16.0M | 54 | 56 | 2 | 03/31/2026 | ☆ |
| 23906 | Balser Wealth Management Llc CRD 135788 | Wealth Manager · Boutique (under $100M) | $16.0M | 44 | 46 | 1 | 05/08/2026 | ☆ | |
| 23907 | Fortross Capital Management, Llc CRD 128064 | Monrovia, CA | Investment Adviser · Boutique (under $100M) | $16.0M | 6 | 6 | 1 | 03/31/2026 | ☆ |
| 23908 | Green Turtle Capital Management, Llc CRD 160431 | New Orleans, LA | Private Fund Manager · Boutique (under $100M) | $16.0M | 1 | 1 | 4 | 02/27/2026 | ☆ |
| 23909 | Ivy Advisors, Llc CRD 145461 | Wealth Manager · Boutique (under $100M) | $16.0M | 2 | 2 | 1 | 06/23/2026 | ☆ | |
| 23910 | Jackson Private Wealth Management, Inc. CRD 164880 | Cocoa, FL | Insurance-Affiliated · Boutique (under $100M) | $16.0M | 46 | 90 | 2 | 03/31/2026 | ☆ |
| 23911 | Keitz Investment Management Ltd. CRD 123770 | Ambler, PA | Wealth Manager · Boutique (under $100M) | $16.0M | 49 | 49 | 2 | 02/27/2026 | ☆ |
| 23912 | Khoshnoodi , Farzad CRD 146273 | Emeryville, CA | Insurance-Affiliated · Boutique (under $100M) | $16.0M | 53 | 98 | 1 | 07/01/2026 | ☆ |
| 23913 | L. Jackson Taylor CRD 155793 | Wealth Manager · Boutique (under $100M) | $16.0M | 110 | 130 | 1 | 03/07/2026 | ☆ | |
| 23914 | Larrea Wealth Management CRD 129649 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $16.0M | 51 | 51 | 1 | 03/30/2026 | ☆ |
| 23915 | Leep Asset Management, Llc CRD 321685 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $16.0M | 35 | 35 | 1 | 01/27/2026 | ☆ |
| 23916 | Northstar Investment Partners, Llc CRD 127432 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $16.0M | 50 | 50 | 1 | 04/24/2025 | ☆ |
| 23917 | Redpoint Investment Advisors Llc CRD 311737 | Wealth Manager · Boutique (under $100M) | $16.0M | 23 | 55 | 1 | 02/23/2026 | ☆ | |
| 23918 | Sw Advisors, Llc CRD 306940 | Royal Oak, MI | Wealth Manager · Boutique (under $100M) | $16.0M | 63 | 90 | 1 | 02/03/2026 | ☆ |
| 23919 | Van Rensselaer Management Llc CRD 145161 | Wealth Manager · Boutique (under $100M) | $16.0M | 4 | 1 | 05/28/2023 | ☆ | ||
| 23920 | Wealthx Advisors Llc CRD 337472 | Wealth Manager · Boutique (under $100M) | $16.0M | 37 | 33 | 2 | 04/22/2026 | ☆ | |
| 23921 | White Aspen Capital Llc CRD 308370 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $16.0M | 70 | 163 | 2 | 07/13/2026 | ☆ |
| 23922 | Walla Walla Wealth Advisors, Llc CRD 335162 | Walla Walla, WA | Wealth Manager · Boutique (under $100M) | $16.0M | 7 | 27 | 2 | 07/24/2026 | ☆ |
| 23923 | Mkg Financial Group, Inc. CRD 104214 | Portland, OR | Wealth Manager · Boutique (under $100M) | $16.0M | 65 | 101 | 2 | 04/30/2026 | ☆ |
| 23924 | Spring City Partners, Llc CRD 297361 | Wealth Manager · Boutique (under $100M) | $16.0M | 40 | 126 | 1 | 03/30/2026 | ☆ | |
| 23925 | Hunter Value Capital, Llc CRD 298289 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $16.0M | 11 | 22 | 1 | 04/06/2026 | ☆ |
| 23926 | Wayne Financial Llc CRD 335480 | Insurance-Affiliated · Boutique (under $100M) | $16.0M | 16 | 59 | 2 | 05/19/2026 | ☆ | |
| 23927 | Barac Capital Management, Llc CRD 166442 | Austin, TX | Wealth Manager · Boutique (under $100M) | $15.9M | 15 | 21 | 1 | 03/26/2026 | ☆ |
| 23928 | Boz & Company Llc CRD 167851 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $15.9M | 40 | 116 | 1 | 03/31/2026 | ☆ |
| 23929 | Reatherford Wealth Management Llc CRD 318975 | Peoria, IL | Insurance-Affiliated · Boutique (under $100M) | $15.9M | 69 | 192 | 1 | 03/31/2026 | ☆ |
| 23930 | Cottonwood Asset Management Llc CRD 153036 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $15.9M | 37 | 67 | 3 | 04/02/2026 | ☆ |
| 23931 | Wave Wealth Planning, Llc CRD 312185 | Wealth Manager · Boutique (under $100M) | $15.9M | 57 | 197 | 1 | 04/26/2026 | ☆ | |
| 23932 | Edwin Lane Financial Services, Llc CRD 307035 | Wealth Manager · Boutique (under $100M) | $15.9M | 10 | 16 | 2 | 02/16/2026 | ☆ | |
| 23933 | Favrile Financial Llc CRD 290620 | Wealth Manager · Boutique (under $100M) | $15.9M | 13 | 45 | 1 | 03/23/2026 | ☆ | |
| 23934 | Kirchner Financial Group Llc CRD 324260 | Wealth Manager · Boutique (under $100M) | $15.9M | 29 | 42 | 1 | 03/24/2026 | ☆ | |
| 23935 | Ocotillo Wealth Management Llc CRD 288438 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $15.9M | 38 | 42 | 2 | 02/04/2026 | ☆ |
| 23936 | Thinkplansave, Llc CRD 284754 | Wealth Manager · Boutique (under $100M) | $15.9M | 9 | 22 | 1 | 01/27/2026 | ☆ | |
| 23937 | Summit Private Wealth, Llc CRD 301688 | Wealth Manager · Boutique (under $100M) | $15.9M | 27 | 71 | 1 | 03/06/2026 | ☆ | |
| 23938 | North Coast Asset Management, Inc. CRD 119226 | Windsor, CA | Wealth Manager · Boutique (under $100M) | $15.9M | 21 | 18 | 3 | 03/03/2026 | ☆ |
| 23939 | Putman Capital Management, Inc. CRD 135995 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $15.9M | 22 | 38 | 2 | 08/05/2026 | ☆ |
| 23940 | N CRD 322470 | Private Fund Manager · Boutique (under $100M) | $15.9M | 1 | 1 | 6 | 03/07/2025 | ☆ | |
| 23941 | Assetfusion, Llc CRD 332755 | Wealth Manager · Boutique (under $100M) | $15.9M | 26 | 26 | 2 | 01/07/2026 | ☆ | |
| 23942 | A To Z Asset Advisors, Llc CRD 146146 | Wealth Manager · Boutique (under $100M) | $15.9M | 48 | 142 | 1 | 03/23/2026 | ☆ | |
| 23943 | Traction Wealth Management, Llc CRD 332263 | Wealth Manager · Boutique (under $100M) | $15.9M | 68 | 201 | 1 | 01/06/2026 | ☆ | |
| 23944 | Highgate Financial Partners Llc CRD 317963 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $15.9M | 26 | 26 | 1 | 03/27/2026 | ☆ |
| 23945 | Fyvie Financial Llc CRD 309375 | Wealth Manager · Boutique (under $100M) | $15.9M | 77 | 141 | 3 | 03/31/2026 | ☆ | |
| 23946 | Capital Assets Investment Management Inc CRD 108215 | Wealth Manager · Boutique (under $100M) | $15.9M | 10 | 10 | 1 | 03/30/2026 | ☆ | |
| 23947 | Kelly Klingaman Financial Planning Llc CRD 306286 | Wealth Manager · Boutique (under $100M) | $15.8M | 26 | 114 | 1 | 03/08/2026 | ☆ | |
| 23948 | Candor Asset Advisors, Llc CRD 284978 | Austin, TX | Wealth Manager · Boutique (under $100M) | $15.8M | 36 | 84 | 1 | 06/18/2026 | ☆ |
| 23949 | Par5 Advisors Llc CRD 327518 | Miami, FL | Wealth Manager · Boutique (under $100M) | $15.8M | 29 | 29 | 4 | 02/09/2026 | ☆ |
| 23950 | Trident Advisors Llc CRD 145231 | Woodbury, NY | Wealth Manager · Boutique (under $100M) | $15.8M | 40 | 40 | 6 | 06/09/2026 | ☆ |