Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24301 | Integrity First Financial Planning Llc CRD 307515 | Wealth Manager · Boutique (under $100M) | $14.7M | 14 | 47 | 1 | 02/09/2026 | ☆ | |
| 24302 | O'rourke Financial Llc CRD 297726 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $14.7M | 16 | 29 | 1 | 02/12/2026 | ☆ |
| 24303 | Inspiration Financial Planning Llc CRD 334038 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $14.7M | 16 | 73 | 1 | 03/22/2026 | ☆ |
| 24304 | Gaskin, Harry Thomas CRD 117731 | Wealth Manager · Boutique (under $100M) | $14.7M | 10 | 10 | 1 | 03/06/2026 | ☆ | |
| 24305 | Ect Advisory, Llc CRD 169117 | Wealth Manager · Boutique (under $100M) | $14.7M | 6 | 27 | 1 | 03/18/2026 | ☆ | |
| 24306 | Bruce Wood Capital, Llc CRD 331360 | Mequon, WI | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 21 | 21 | 2 | 07/08/2026 | ☆ |
| 24307 | Four Seasons Investment Management Llc CRD 286682 | Wealth Manager · Boutique (under $100M) | $14.7M | 11 | 11 | 1 | 03/03/2026 | ☆ | |
| 24308 | Chrys Financial Planning, Llc CRD 318884 | Wealth Manager · Boutique (under $100M) | $14.7M | 14 | 67 | 1 | 02/26/2026 | ☆ | |
| 24309 | Simplified Wealth Planning Llc CRD 335711 | Wealth Manager · Boutique (under $100M) | $14.7M | 28 | 51 | 1 | 01/12/2026 | ☆ | |
| 24310 | Trac Wealth Management, Inc CRD 281128 | Norman, OK | Wealth Manager · Boutique (under $100M) | $14.7M | 162 | 162 | 1 | 04/10/2026 | ☆ |
| 24311 | Compass Financial, Llc CRD 152558 | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 53 | 56 | 1 | 01/13/2026 | ☆ | |
| 24312 | Mountain Avenue Capital Llc CRD 326852 | Wealth Manager · Boutique (under $100M) | $14.7M | 23 | 23 | 1 | 03/13/2026 | ☆ | |
| 24313 | Radiant Wealth Planning, Llc CRD 310280 | Palo Alto, CA | Wealth Manager · Boutique (under $100M) | $14.7M | 59 | 103 | 2 | 01/07/2026 | ☆ |
| 24314 | Roche Asset Management, Llc CRD 170528 | Allentown, PA | Wealth Manager · Boutique (under $100M) | $14.7M | 60 | 74 | 2 | 03/10/2026 | ☆ |
| 24315 | Wealth Renovators, Llc CRD 148524 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 55 | 158 | 1 | 03/26/2026 | ☆ |
| 24316 | Nottinghill Capital Management Inc. CRD 125725 | Wealth Manager · Boutique (under $100M) | $14.6M | 63 | 63 | 1 | 03/10/2026 | ☆ | |
| 24317 | Trieste Capital Llc CRD 153084 | Wealth Manager · Boutique (under $100M) | $14.6M | 5 | 9 | 1 | 03/03/2026 | ☆ | |
| 24318 | Robert Henry Wealth Management, Llc CRD 152868 | Stuart, FL | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 22 | 1 | 02/12/2026 | ☆ |
| 24319 | Mtw Companies Llc CRD 329459 | Wealth Manager · Boutique (under $100M) | $14.6M | 96 | 97 | 2 | 03/06/2026 | ☆ | |
| 24320 | Mcclelland Wesley Wealth Management, Llc CRD 170054 | Wealth Manager · Boutique (under $100M) | $14.6M | 56 | 94 | 1 | 03/16/2026 | ☆ | |
| 24321 | Strategic Navigators Asset Management, Llc CRD 323003 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $14.6M | 29 | 79 | 1 | 07/01/2026 | ☆ |
| 24322 | Mehta, Ketan, J CRD 144140 | Wealth Manager · Boutique (under $100M) | $14.6M | 8 | 17 | 1 | 08/15/2025 | ☆ | |
| 24323 | Lohiser Investment Management, Inc. CRD 120790 | Wealth Manager · Boutique (under $100M) | $14.6M | 17 | 37 | 1 | 01/17/2026 | ☆ | |
| 24324 | Upbeat Wealth, Llc CRD 314880 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 95 | 2 | 01/30/2026 | ☆ |
| 24325 | Ironkoor Retirement, Llc CRD 327162 | West Chester, OH | Wealth Manager · Boutique (under $100M) | $14.6M | 61 | 80 | 2 | 07/28/2026 | ☆ |
| 24326 | Lbk Financial Llc CRD 331286 | Whippany, NJ | Wealth Manager · Boutique (under $100M) | $14.6M | 8 | 23 | 1 | 02/26/2026 | ☆ |
| 24327 | Canaan Investment Management Llc CRD 306125 | Wealth Manager · Boutique (under $100M) | $14.6M | 40 | 76 | 1 | 05/08/2026 | ☆ | |
| 24328 | Omnidivitia Wealth Management, Inc. CRD 172108 | Wealth Manager · Boutique (under $100M) | $14.6M | 52 | 94 | 1 | 02/07/2026 | ☆ | |
| 24329 | Hennessy, Brian Garrett CRD 173578 | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 32 | 1 | 03/06/2026 | ☆ | |
| 24330 | Hedgewise, Inc. CRD 173286 | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 39 | 1 | 03/18/2026 | ☆ | |
| 24331 | Carlton Hall Asset Management, Llc CRD 136957 | Wealth Manager · Boutique (under $100M) | $14.6M | 26 | 75 | 1 | 03/03/2026 | ☆ | |
| 24332 | W.A. Griffin Financial Services Inc. CRD 302114 | Wealth Manager · Boutique (under $100M) | $14.6M | 65 | 67 | 1 | 06/29/2026 | ☆ | |
| 24333 | Mdc Financial Consulting, Llc CRD 121585 | Wealth Manager · Boutique (under $100M) | $14.6M | 18 | 29 | 1 | 01/23/2026 | ☆ | |
| 24334 | Rariden Investment Advisors, Llc CRD 154352 | Oviedo, FL | Wealth Manager · Boutique (under $100M) | $14.6M | 97 | 97 | 1 | 03/29/2026 | ☆ |
| 24335 | Compass Capital Investments Llc CRD 291911 | Fincastle, VA | Wealth Manager · Boutique (under $100M) | $14.6M | 138 | 151 | 3 | 02/26/2026 | ☆ |
| 24336 | House Capital Advisors, Llc CRD 289898 | Wealth Manager · Boutique (under $100M) | $14.6M | 10 | 18 | 1 | 03/10/2026 | ☆ | |
| 24337 | Nextwave Advisors, Llc CRD 308432 | Wealth Manager · Boutique (under $100M) | $14.6M | 41 | 88 | 1 | 10/16/2023 | ☆ | |
| 24338 | Royalty Wealth Management, Inc. CRD 174534 | Wealth Manager · Boutique (under $100M) | $14.5M | 13 | 19 | 2 | 02/06/2026 | ☆ | |
| 24339 | Kaylin Dillon Financial Planning Llc CRD 313944 | Lawrence, KS | Wealth Manager · Boutique (under $100M) | $14.5M | 34 | 106 | 1 | 03/06/2026 | ☆ |
| 24340 | Arboretum Investment Advisors, Llc CRD 285753 | Portsmouth, NH | Private Fund Manager · Boutique (under $100M) | $14.5M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 24341 | Stafford Financial, Llc CRD 295502 | Wealth Manager · Boutique (under $100M) | $14.5M | 21 | 21 | 1 | 04/03/2026 | ☆ | |
| 24342 | Eamon Capital Management, Llc CRD 309470 | Wexford, PA | Wealth Manager · Boutique (under $100M) | $14.5M | 62 | 60 | 4 | 02/25/2026 | ☆ |
| 24343 | Cornerstone Financial Planning, Llc CRD 324007 | Wealth Manager · Boutique (under $100M) | $14.5M | 23 | 72 | 1 | 09/02/2026 | ☆ | |
| 24344 | Docsfp Llc CRD 318460 | Wealth Manager · Boutique (under $100M) | $14.5M | 33 | 45 | 1 | 03/05/2026 | ☆ | |
| 24345 | Upslope Capital Management, Llc CRD 288497 | Private Fund Manager · Boutique (under $100M) | $14.5M | 1 | 6 | 1 | 04/22/2026 | ☆ | |
| 24346 | Fulton Investment Advisers, Inc. CRD 110989 | Wauwatosa, WI | Wealth Manager · Boutique (under $100M) | $14.5M | 4 | 4 | 1 | 04/27/2026 | ☆ |
| 24347 | Guardian Investment Management, Llc CRD 330612 | St. Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $14.5M | 100 | 165 | 5 | 02/10/2026 | ☆ |
| 24348 | Joshi Capital Management, Llc CRD 305116 | Wealth Manager · Boutique (under $100M) | $14.5M | 59 | 152 | 1 | 01/15/2026 | ☆ | |
| 24349 | Maverick Value, Llc CRD 172985 | Wealth Manager · Boutique (under $100M) | $14.5M | 8 | 8 | 1 | 03/28/2026 | ☆ | |
| 24350 | Pacific Canyon Investments Llc CRD 331320 | Wealth Manager · Boutique (under $100M) | $14.5M | 77 | 77 | 2 | 03/30/2026 | ☆ |