Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24351 | Blue Castle Wealth, Llc CRD 320724 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $14.5M | 13 | 39 | 1 | 03/11/2026 | ☆ |
| 24352 | Delagify Financial, Llc CRD 317223 | Wealth Manager · Boutique (under $100M) | $14.5M | 49 | 98 | 3 | 03/31/2026 | ☆ | |
| 24353 | Adage Investment Advisors, L.L.C. CRD 169477 | Wealth Manager · Boutique (under $100M) | $14.5M | 6 | 13 | 1 | 01/06/2026 | ☆ | |
| 24354 | Layline Asset Management Inc CRD 172018 | Wealth Manager · Boutique (under $100M) | $14.5M | 33 | 78 | 1 | 03/28/2026 | ☆ | |
| 24355 | Tuggle & Russell, L.L.C. CRD 124177 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $14.4M | 41 | 106 | 1 | 09/01/2026 | ☆ |
| 24356 | Latticework Capital, Llc CRD 171043 | Private Fund Manager · Boutique (under $100M) | $14.4M | 1 | 1 | 1 | 03/10/2026 | ☆ | |
| 24357 | Shannon Investment Management Llc CRD 174100 | Wealth Manager · Boutique (under $100M) | $14.4M | 15 | 23 | 1 | 03/16/2026 | ☆ | |
| 24358 | Msm Financial, Llc CRD 298606 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $14.4M | 16 | 31 | 1 | 03/16/2026 | ☆ |
| 24359 | Fwg Investment Management, Llc CRD 322394 | Winter Park, FL | Private Fund Manager · Boutique (under $100M) | $14.4M | 1 | 1 | 2 | 03/30/2026 | ☆ |
| 24360 | Vision Casting Financial Planning, Llc CRD 313535 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $14.4M | 22 | 129 | 1 | 07/10/2026 | ☆ |
| 24361 | The Focus Group Advisors, Llc CRD 117845 | Wealth Manager · Boutique (under $100M) | $14.4M | 34 | 46 | 1 | 03/20/2026 | ☆ | |
| 24362 | Mountain Flower Investments & Planning, Llc CRD 305469 | Wealth Manager · Boutique (under $100M) | $14.4M | 16 | 58 | 0 | 04/29/2026 | ☆ | |
| 24363 | Gorham Wealth Management, Llc CRD 159606 | Golden, CO | Wealth Manager · Boutique (under $100M) | $14.4M | 20 | 25 | 1 | 03/24/2026 | ☆ |
| 24364 | Proverbi Capital Advisors, Llc CRD 316555 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $14.4M | 110 | 148 | 5 | 06/30/2026 | ☆ |
| 24365 | Todorow Capital Partners Llc CRD 314551 | Wealth Manager · Boutique (under $100M) | $14.4M | 14 | 21 | 1 | 02/26/2026 | ☆ | |
| 24366 | Three Main Points Llc CRD 325191 | Wealth Manager · Boutique (under $100M) | $14.4M | 28 | 48 | 1 | 06/12/2026 | ☆ | |
| 24367 | Collins Advisors Fund Management, Llc CRD 318753 | Wealth Manager · Boutique (under $100M) | $14.4M | 20 | 21 | 1 | 01/21/2026 | ☆ | |
| 24368 | Access Financial Planning, Llc CRD 291360 | Newburyport, MA | Wealth Manager · Boutique (under $100M) | $14.4M | 7 | 19 | 1 | 03/25/2026 | ☆ |
| 24369 | Fortress Capital Advisors Llc CRD 323182 | Wealth Manager · Boutique (under $100M) | $14.4M | 18 | 62 | 1 | 02/13/2026 | ☆ | |
| 24370 | Vanterra Capital Gp, Llc CRD 291468 | New York, NY | Private Fund Manager · Boutique (under $100M) | $14.4M | 3 | 3 | 1 | 03/24/2026 | ☆ |
| 24371 | Capital Advisors Wealth Management, Llc CRD 157460 | Wealth Manager · Boutique (under $100M) | $14.4M | 57 | 87 | 2 | 04/12/2026 | ☆ | |
| 24372 | Cor3 Investment Partners, Llc CRD 323536 | Wealth Manager · Boutique (under $100M) | $14.4M | 12 | 22 | 3 | 09/29/2026 | ☆ | |
| 24373 | Networth Literacy, Inc CRD 326911 | Mexico City | Wealth Manager · Boutique (under $100M) | $14.4M | 220 | 220 | 2 | 08/25/2026 | ☆ |
| 24374 | Simaris, Llc CRD 300386 | Wealth Manager · Boutique (under $100M) | $14.4M | 17 | 76 | 1 | 03/05/2026 | ☆ | |
| 24375 | William Murray Ruffell CRD 134169 | Wealth Manager · Boutique (under $100M) | $14.4M | 9 | 41 | 1 | 05/05/2026 | ☆ | |
| 24376 | Mayflower Capital Llc CRD 170500 | Insurance-Affiliated · Boutique (under $100M) | $14.3M | 32 | 34 | 1 | 03/29/2023 | ☆ | |
| 24377 | Different Investments, Llc CRD 301962 | Ashburn, VA | Wealth Manager · Boutique (under $100M) | $14.3M | 32 | 70 | 1 | 01/29/2026 | ☆ |
| 24378 | Philipp Capital Advisors Llc CRD 332817 | Wealth Manager · Boutique (under $100M) | $14.3M | 7 | 20 | 1 | 08/03/2026 | ☆ | |
| 24379 | Flegal Financial Planning Llc CRD 332810 | Wealth Manager · Boutique (under $100M) | $14.3M | 16 | 43 | 1 | 02/05/2026 | ☆ | |
| 24380 | Norton Barkley Asset Management,Llc CRD 113977 | Wealth Manager · Boutique (under $100M) | $14.3M | 9 | 24 | 1 | 03/24/2026 | ☆ | |
| 24381 | Blue Slate Investment Management, Llc CRD 332847 | Burlington, VT | Wealth Manager · Boutique (under $100M) | $14.3M | 23 | 50 | 1 | 08/26/2026 | ☆ |
| 24382 | Fqi Capital Management Llc CRD 298931 | Wealth Manager · Boutique (under $100M) | $14.3M | 78 | 117 | 2 | 09/03/2026 | ☆ | |
| 24383 | 10 X10 Y Llc CRD 315871 | Wealth Manager · Boutique (under $100M) | $14.3M | 7 | 12 | 1 | 01/06/2026 | ☆ | |
| 24384 | Sagewater Wealth Management Llc CRD 332662 | Beverly Hills, CA | Wealth Manager · Boutique (under $100M) | $14.3M | 10 | 13 | 2 | 05/18/2026 | ☆ |
| 24385 | Miller, Michael Jon CRD 132444 | Wealth Manager · Boutique (under $100M) | $14.3M | 42 | 54 | 1 | 06/17/2026 | ☆ | |
| 24386 | Tranquil Asset Management Llc CRD 332804 | Wealth Manager · Boutique (under $100M) | $14.3M | 5 | 17 | 1 | 03/13/2026 | ☆ | |
| 24387 | Starkel Wealth Advisors, Llc CRD 326311 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $14.3M | 99 | 162 | 1 | 04/16/2026 | ☆ |
| 24388 | Einstok Wealth Management Llc CRD 326527 | Wealth Manager · Boutique (under $100M) | $14.3M | 41 | 70 | 1 | 04/17/2026 | ☆ | |
| 24389 | Melchior Investments Llc CRD 168543 | Wealth Manager · Boutique (under $100M) | $14.3M | 10 | 10 | 1 | 08/21/2025 | ☆ | |
| 24390 | Gd Investment Advisers Llc CRD 173953 | Wealth Manager · Boutique (under $100M) | $14.3M | 8 | 7 | 1 | 03/19/2026 | ☆ | |
| 24391 | Wisdom Investment Strategies, Llc CRD 284236 | Wealth Manager · Boutique (under $100M) | $14.3M | 13 | 30 | 2 | 03/27/2026 | ☆ | |
| 24392 | Wilson Investment Services, Llc CRD 171157 | Wealth Manager · Boutique (under $100M) | $14.3M | 28 | 43 | 1 | 02/23/2026 | ☆ | |
| 24393 | Hood Financial, Llc CRD 301471 | Insurance-Affiliated · Boutique (under $100M) | $14.3M | 44 | 62 | 2 | 03/24/2026 | ☆ | |
| 24394 | Aegis Investment Management, Llc CRD 300985 | Red Wing, MN | Insurance-Affiliated · Boutique (under $100M) | $14.3M | 26 | 55 | 1 | 03/16/2026 | ☆ |
| 24395 | Ginkgo Global Limited CRD 286631 | Shanghai | Private Fund Manager · Boutique (under $100M) | $14.3M | 2 | 2 | 10 | 03/16/2026 | ☆ |
| 24396 | Lexington Financial Advisors, Llc CRD 289164 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $14.3M | 217 | 266 | 3 | 03/19/2026 | ☆ |
| 24397 | Zafiro International Llc CRD 331335 | Wealth Manager · Boutique (under $100M) | $14.3M | 61 | 61 | 1 | 09/10/2026 | ☆ | |
| 24398 | Lifetime Financial Advisors, Llc CRD 134561 | Wooster, OH | Wealth Manager · Boutique (under $100M) | $14.3M | 20 | 2 | 01/27/2026 | ☆ | |
| 24399 | Gault, Barbara Stewart CRD 128433 | Wealth Manager · Boutique (under $100M) | $14.2M | 13 | 33 | 1 | 03/30/2026 | ☆ | |
| 24400 | Texas Registered Financial Consultants, Pllc CRD 160090 | Beaumont, TX | Wealth Manager · Boutique (under $100M) | $14.2M | 122 | 122 | 3 | 07/24/2026 | ☆ |