Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24401 | Private Wealth Group, Llc CRD 328326 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $14.2M | 79 | 168 | 1 | 09/20/2026 | ☆ |
| 24402 | Holistic Finance Llc CRD 335108 | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 265 | 693 | 4 | 09/08/2026 | ☆ | |
| 24403 | Stag Rock Llc CRD 300202 | Wealth Manager · Boutique (under $100M) | $14.2M | 26 | 63 | 1 | 04/16/2026 | ☆ | |
| 24404 | Oregon Financial Products & Services, Llc CRD 155852 | Portland, OR | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 75 | 75 | 1 | 08/01/2025 | ☆ |
| 24405 | Klahanie Investment Llc CRD 293070 | Private Fund Manager · Boutique (under $100M) | $14.2M | 16 | 19 | 1 | 05/01/2026 | ☆ | |
| 24406 | Strategic Wealth Partners, Llc CRD 156670 | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 52 | 52 | 1 | 03/30/2026 | ☆ | |
| 24407 | The Mcgriff Alliance, Inc. CRD 131477 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 45 | 25 | 42,888,630 | 09/29/2026 | ☆ |
| 24408 | Wealth Management Services,Llc CRD 122913 | Springfield, IL | Wealth Manager · Boutique (under $100M) | $14.2M | 36 | 36 | 2 | 10/30/2024 | ☆ |
| 24409 | Adaptive Financial Design Llc CRD 326822 | Wealth Manager · Boutique (under $100M) | $14.2M | 34 | 104 | 1 | 04/27/2026 | ☆ | |
| 24410 | Lone Peak Capital Management, Llc CRD 284298 | Lehi, UT | Wealth Manager · Boutique (under $100M) | $14.2M | 23 | 42 | 1 | 07/06/2026 | ☆ |
| 24411 | Mr Advisors, Llc CRD 155796 | Wealth Manager · Boutique (under $100M) | $14.2M | 9 | 1 | 03/27/2026 | ☆ | ||
| 24412 | Omelina Group Wealth Management Inc. CRD 169334 | Wealth Manager · Boutique (under $100M) | $14.2M | 10 | 10 | 1 | 07/13/2026 | ☆ | |
| 24413 | Scipio Financial Llc CRD 334402 | Summerville, SC | Wealth Manager · Boutique (under $100M) | $14.2M | 171 | 183 | 3 | 05/08/2026 | ☆ |
| 24414 | Prime Solutions Financial Services Corp. CRD 120499 | Wealth Manager · Boutique (under $100M) | $14.2M | 29 | 46 | 3 | 03/24/2026 | ☆ | |
| 24415 | Vardon Capital, L.L.C. CRD 285489 | Private Fund Manager · Boutique (under $100M) | $14.2M | 2 | 2 | 3 | 03/20/2026 | ☆ | |
| 24416 | Ksq Financial Services Llc CRD 333285 | Wealth Manager · Boutique (under $100M) | $14.2M | 24 | 45 | 1 | 03/09/2026 | ☆ | |
| 24417 | Fidare Wealth Solutions Llc CRD 331122 | New York, NY | Wealth Manager · Boutique (under $100M) | $14.2M | 26 | 37 | 3 | 05/14/2026 | ☆ |
| 24418 | Century Financial Services Llc CRD 328164 | Longboat Key, FL | Wealth Manager · Boutique (under $100M) | $14.2M | 64 | 106 | 2 | 03/19/2026 | ☆ |
| 24419 | Starboard Wealth Management, Llc CRD 307253 | Wealth Manager · Boutique (under $100M) | $14.2M | 39 | 39 | 1 | 01/31/2025 | ☆ | |
| 24420 | Northeast Equity Research Inc. CRD 154083 | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 100 | 100 | 1 | 03/31/2026 | ☆ | |
| 24421 | Magnum Financial Llc CRD 152081 | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 50 | 103 | 1 | 03/16/2026 | ☆ | |
| 24422 | Sycomore Financial Llc CRD 287543 | Wealth Manager · Boutique (under $100M) | $14.1M | 50 | 180 | 1 | 02/11/2026 | ☆ | |
| 24423 | Polaris Investment Partners, Inc CRD 106711 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $14.1M | 23 | 23 | 1 | 03/11/2026 | ☆ |
| 24424 | Orchestral Financial Group Inc. CRD 144346 | Amherst, NY | Wealth Manager · Boutique (under $100M) | $14.1M | 88 | 161 | 2 | 04/08/2026 | ☆ |
| 24425 | Svn Capital, Llc CRD 297005 | Private Fund Manager · Boutique (under $100M) | $14.1M | 7 | 8 | 1 | 03/05/2026 | ☆ | |
| 24426 | Etch Financial Llc CRD 327021 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $14.1M | 45 | 45 | 2 | 09/26/2026 | ☆ |
| 24427 | Zen Financial Planning, Llc CRD 323165 | York, ME | Wealth Manager · Boutique (under $100M) | $14.1M | 22 | 48 | 1 | 08/03/2026 | ☆ |
| 24428 | Hosseini Nejad Mohammad CRD 129026 | Wealth Manager · Boutique (under $100M) | $14.1M | 23 | 28 | 1 | 03/20/2026 | ☆ | |
| 24429 | Jabez Financial, Llc CRD 292819 | Uncasville, CT | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 117 | 175 | 3 | 02/26/2026 | ☆ |
| 24430 | Guidici Wealth Management Llc CRD 330832 | Warwick, RI | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 64 | 92 | 2 | 08/10/2026 | ☆ |
| 24431 | Btv Capital Llc CRD 170290 | Wealth Manager · Boutique (under $100M) | $14.1M | 8 | 8 | 1 | 03/30/2026 | ☆ | |
| 24432 | Dbm Planning, Llc CRD 328758 | Wealth Manager · Boutique (under $100M) | $14.1M | 15 | 38 | 1 | 02/18/2026 | ☆ | |
| 24433 | Financial Planning Partners, Inc. CRD 126483 | Wealth Manager · Boutique (under $100M) | $14.1M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 24434 | Quantitative Solutions, Llc CRD 159493 | Wealth Manager · Boutique (under $100M) | $14.1M | 7 | 26 | 1 | 03/11/2026 | ☆ | |
| 24435 | Goodrich Financial Group, Llc CRD 139958 | Escondido, CA | Wealth Manager · Boutique (under $100M) | $14.1M | 11 | 29 | 2 | 03/10/2026 | ☆ |
| 24436 | Grove Wealth Management, Llc CRD 281917 | Miami, FL | Wealth Manager · Boutique (under $100M) | $14.1M | 31 | 36 | 1 | 02/11/2026 | ☆ |
| 24437 | Attainment Asset Management Llc CRD 316499 | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 30 | 47 | 1 | 02/17/2026 | ☆ | |
| 24438 | American Freedom Investments, Llc CRD 317335 | Wichita, KS | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 73 | 112 | 1 | 03/03/2026 | ☆ |
| 24439 | Acsb Capital Management, Llc CRD 131651 | Wealth Manager · Boutique (under $100M) | $14.1M | 24 | 49 | 1 | 03/26/2026 | ☆ | |
| 24440 | Praesideo Management, Llc CRD 132293 | Ogden, UT | Private Fund Manager · Boutique (under $100M) | $14.1M | 2 | 2 | 0 | 03/20/2026 | ☆ |
| 24441 | Herzfeld Group Inc CRD 108552 | Largo, FL | Wealth Manager · Boutique (under $100M) | $14.0M | 76 | 76 | 1 | 05/27/2026 | ☆ |
| 24442 | Sona Financial, Llc CRD 281976 | Wealth Manager · Boutique (under $100M) | $14.0M | 22 | 56 | 1 | 03/18/2026 | ☆ | |
| 24443 | Personal Wealth Planning, Llc CRD 299390 | Hollywood, FL | Wealth Manager · Boutique (under $100M) | $14.0M | 30 | 95 | 1 | 01/07/2026 | ☆ |
| 24444 | Kidd Financial Planning, Llc. CRD 323502 | Livonia, MI | Wealth Manager · Boutique (under $100M) | $14.0M | 10 | 47 | 4 | 03/27/2026 | ☆ |
| 24445 | Long Run Financial, Ltd CRD 145077 | Wealth Manager · Boutique (under $100M) | $14.0M | 24 | 44 | 1 | 01/13/2026 | ☆ | |
| 24446 | Estuary Financial Llc CRD 285833 | Wealth Manager · Boutique (under $100M) | $14.0M | 7 | 1 | 03/04/2026 | ☆ | ||
| 24447 | Veridian Private Wealth Management Llc CRD 330270 | Warrenville, IL | Wealth Manager · Boutique (under $100M) | $14.0M | 9 | 9 | 1 | 03/24/2026 | ☆ |
| 24448 | Arlington Wealth Planning, Llc CRD 289946 | Wealth Manager · Boutique (under $100M) | $14.0M | 56 | 136 | 1 | 02/06/2026 | ☆ | |
| 24449 | New Shore Financial Llc CRD 301148 | Wrentham, MA | Wealth Manager · Boutique (under $100M) | $14.0M | 13 | 30 | 1 | 02/26/2026 | ☆ |
| 24450 | Ipic, Inc. CRD 116426 | Wealth Manager · Boutique (under $100M) | $14.0M | 75 | 75 | 1 | 03/13/2024 | ☆ |