Investment advisers
44,615 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24401 | Ccf Advisors Llc CRD 141018 | Rocky River, OH | Wealth Manager · Boutique (under $100M) | $13.8M | 54 | 54 | 2 | 03/10/2026 | ☆ |
| 24402 | Abound Wealth Strategies, Llc CRD 305362 | Indianapolis, IN | Insurance-Affiliated · Boutique (under $100M) | $13.8M | 68 | 68 | 1 | 04/03/2026 | ☆ |
| 24403 | Lionheart Financial Planning, Inc. CRD 134170 | Wealth Manager · Boutique (under $100M) | $13.8M | 26 | 61 | 1 | 03/11/2026 | ☆ | |
| 24404 | Bruin Capital Allocation, Llc CRD 169035 | Cincinnati, OH | Private Fund Manager · Boutique (under $100M) | $13.8M | 1 | 1 | 2 | 02/12/2026 | ☆ |
| 24405 | Laughlin Financial Advisors CRD 301979 | Wealth Manager · Boutique (under $100M) | $13.8M | 7 | 7 | 1 | 06/03/2019 | ☆ | |
| 24406 | Jmjrg, Inc CRD 309992 | Corpus Christi, TX | Insurance-Affiliated · Boutique (under $100M) | $13.8M | 61 | 90 | 2 | 04/07/2026 | ☆ |
| 24407 | Erica Hall Wealth Advisors, Llc CRD 152984 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $13.8M | 95 | 123 | 4 | 05/29/2026 | ☆ |
| 24408 | Oracle Financial Group, Inc. CRD 136750 | Wealth Manager · Boutique (under $100M) | $13.8M | 14 | 43 | 1 | 03/23/2026 | ☆ | |
| 24409 | Elements 5 Investment Management, Llc CRD 167731 | Wealth Manager · Boutique (under $100M) | $13.8M | 22 | 69 | 1 | 03/28/2026 | ☆ | |
| 24410 | Determined Advisors Llc CRD 319089 | Wealth Manager · Boutique (under $100M) | $13.8M | 21 | 21 | 1 | 01/12/2026 | ☆ | |
| 24411 | Landphair Wealth Management Llc CRD 283366 | Wealth Manager · Boutique (under $100M) | $13.8M | 24 | 49 | 1 | 04/06/2026 | ☆ | |
| 24412 | Alder Cove Capital, Llc CRD 170147 | Wealth Manager · Boutique (under $100M) | $13.7M | 30 | 80 | 1 | 04/17/2026 | ☆ | |
| 24413 | Polaris Wealth Management, Llc CRD 305777 | Flossmoor, IL | Insurance-Affiliated · Boutique (under $100M) | $13.7M | 163 | 156 | 5 | 05/29/2026 | ☆ |
| 24414 | Optimal Wealth Advisors, Llc CRD 149602 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $13.7M | 54 | 83 | 1 | 01/14/2026 | ☆ |
| 24415 | Garza Financial Planning, Llc CRD 321126 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $13.7M | 40 | 164 | 1 | 04/23/2026 | ☆ |
| 24416 | Webber Ellen Jean CRD 148382 | Wealth Manager · Boutique (under $100M) | $13.7M | 23 | 23 | 2 | 03/18/2026 | ☆ | |
| 24417 | Premier Wealth Advisory Services,Inc. CRD 122078 | Chesterfield, MO | Insurance-Affiliated · Boutique (under $100M) | $13.7M | 59 | 59 | 1 | 02/10/2026 | ☆ |
| 24418 | Innovative Investment Fiduciaries, Llc CRD 159814 | Moorestown, NJ | Institutional / Pension Advisor · Boutique (under $100M) | $13.7M | 4 | 3 | 03/25/2026 | ☆ | |
| 24419 | Coast Capital Management, Llc CRD 115767 | Wealth Manager · Boutique (under $100M) | $13.7M | 54 | 54 | 3 | 03/20/2026 | ☆ | |
| 24420 | Central States Capital Markets, Llc CRD 155291 | Prairie Village, KS | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $13.7M | 7 | 7 | 4 | 02/19/2026 | ☆ |
| 24421 | Legacy Builders Financial, Llc CRD 289988 | Wealth Manager · Boutique (under $100M) | $13.7M | 27 | 73 | 1 | 03/16/2026 | ☆ | |
| 24422 | Larry Neil Behage CRD 155519 | Campbell, CA | Wealth Manager · Boutique (under $100M) | $13.7M | 14 | 36 | 1 | 03/02/2026 | ☆ |
| 24423 | Jw Financial Advisors, Llc CRD 143275 | Wealth Manager · Boutique (under $100M) | $13.7M | 24 | 48 | 1 | 01/26/2026 | ☆ | |
| 24424 | Cresfund Advisors, Llc CRD 337933 | Dunwoody, GA | Wealth Manager · Boutique (under $100M) | $13.7M | 8 | 12 | 1 | 08/11/2026 | ☆ |
| 24425 | Chevron Financial Llc CRD 321794 | Insurance-Affiliated · Boutique (under $100M) | $13.7M | 24 | 66 | 1 | 03/25/2026 | ☆ | |
| 24426 | Victory Financial Services Llc CRD 291184 | Medina, OH | Wealth Manager · Boutique (under $100M) | $13.7M | 25 | 78 | 1 | 02/10/2026 | ☆ |
| 24427 | Evan Capital Llc CRD 282114 | Houston, TX | Wealth Manager · Boutique (under $100M) | $13.7M | 25 | 50 | 2 | 02/23/2026 | ☆ |
| 24428 | Lindus Advisors, Inc. CRD 114782 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $13.7M | 28 | 72 | 3 | 03/31/2026 | ☆ |
| 24429 | Fischer Advisors Llc CRD 333508 | Wealth Manager · Boutique (under $100M) | $13.6M | 17 | 33 | 1 | 03/13/2026 | ☆ | |
| 24430 | Integrity Advisors Llc CRD 169637 | Burlington, MA | Wealth Manager · Boutique (under $100M) | $13.6M | 23 | 26 | 1 | 07/29/2026 | ☆ |
| 24431 | Joseph S. Duke CRD 133024 | Wealth Manager · Boutique (under $100M) | $13.6M | 63 | 63 | 1 | 03/30/2026 | ☆ | |
| 24432 | Omega Advisers, Llc. CRD 291076 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $13.6M | 30 | 30 | 1 | 07/22/2026 | ☆ | |
| 24433 | Robert M Walker & Associates, Inc. CRD 122671 | Wealth Manager · Boutique (under $100M) | $13.6M | 9 | 14 | 2 | 04/27/2026 | ☆ | |
| 24434 | Brookwood Wealth Advisors, Llc CRD 306735 | Wealth Manager · Boutique (under $100M) | $13.6M | 61 | 65 | 1 | 03/06/2026 | ☆ | |
| 24435 | Moore Money Advisory Llc CRD 283542 | Azusa, CA | Wealth Manager · Boutique (under $100M) | $13.6M | 23 | 23 | 1 | 03/27/2026 | ☆ |
| 24436 | Defining Legacy Financial Advisors Llc CRD 299537 | Insurance-Affiliated · Boutique (under $100M) | $13.6M | 38 | 184 | 1 | 03/28/2026 | ☆ | |
| 24437 | Avidity Capital Inc. CRD 312745 | Hanford, CA | Wealth Manager · Boutique (under $100M) | $13.6M | 63 | 89 | 1 | 04/08/2026 | ☆ |
| 24438 | Randall Financial Llc CRD 325328 | Wealth Manager · Boutique (under $100M) | $13.6M | 38 | 78 | 1 | 01/23/2026 | ☆ | |
| 24439 | Finnestad, David, Del CRD 141420 | Wealth Manager · Boutique (under $100M) | $13.6M | 20 | 20 | 1 | 02/23/2026 | ☆ | |
| 24440 | Epic Wealth Management Llc CRD 305682 | Red Bank, NJ | Insurance-Affiliated · Boutique (under $100M) | $13.6M | 80 | 84 | 3 | 03/26/2026 | ☆ |
| 24441 | Moneycafe Advisors, Llc CRD 150121 | Denver, CO | Wealth Manager · Boutique (under $100M) | $13.6M | 26 | 95 | 1 | 03/17/2026 | ☆ |
| 24442 | Coalson Financial Services, Llc CRD 148603 | Las Cruces, NM | Wealth Manager · Boutique (under $100M) | $13.6M | 21 | 56 | 1 | 03/12/2026 | ☆ |
| 24443 | Honeytree Investment Management Ltd. CRD 313415 | Mutual Fund / Asset Manager · Boutique (under $100M) | $13.6M | 12 | 12 | 3 | 11/11/2025 | ☆ | |
| 24444 | Adams Wealth Management Group Llc CRD 285180 | Amarillo, TX | Wealth Manager · Boutique (under $100M) | $13.6M | 29 | 65 | 1 | 02/18/2026 | ☆ |
| 24445 | Overseas Capital Management Llc CRD 318243 | Jing An District, Shanghai | Wealth Manager · Boutique (under $100M) | $13.6M | 37 | 66 | 3 | 03/30/2026 | ☆ |
| 24446 | Greenwell Capital Management, Llc CRD 285786 | Insurance-Affiliated · Boutique (under $100M) | $13.6M | 45 | 97 | 1 | 01/19/2026 | ☆ | |
| 24447 | Asset Accumulation,Protection,Preservation And Transfer, Llc CRD 125398 | Wealth Manager · Boutique (under $100M) | $13.6M | 23 | 46 | 1 | 03/13/2026 | ☆ | |
| 24448 | Pierre & Company (Massachusetts) Llc CRD 299839 | Wealth Manager · Boutique (under $100M) | $13.6M | 7 | 7 | 1 | 03/25/2026 | ☆ | |
| 24449 | Leroy S Wenzel CRD 115499 | Wealth Manager · Boutique (under $100M) | $13.6M | 31 | 71 | 1 | 07/21/2025 | ☆ | |
| 24450 | Process Wealth Llc CRD 336802 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $13.5M | 11 | 26 | 1 | 03/30/2026 | ☆ |