Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24451 | Process Wealth Llc CRD 336802 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $13.5M | 11 | 26 | 1 | 03/30/2026 | ☆ |
| 24452 | Meritum Wealth Management Llc CRD 321634 | Wealth Manager · Boutique (under $100M) | $13.5M | 70 | 132 | 3 | 06/29/2026 | ☆ | |
| 24453 | Vermillion Private Wealth, Ltd.Co. CRD 309240 | Wealth Manager · Boutique (under $100M) | $13.5M | 42 | 125 | 1 | 05/20/2026 | ☆ | |
| 24454 | Zoellner Whole Financial, Pllc CRD 331792 | Waterford, MI | Wealth Manager · Boutique (under $100M) | $13.5M | 49 | 96 | 2 | 01/14/2026 | ☆ |
| 24455 | Ronald A. Bartlett & Associates, Ltd CRD 147038 | Flushing, NY | Insurance-Affiliated · Boutique (under $100M) | $13.5M | 144 | 144 | 2 | 07/09/2026 | ☆ |
| 24456 | Finn Wealth Management Llc CRD 318774 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $13.5M | 118 | 199 | 1 | 05/21/2026 | ☆ |
| 24457 | Stonehaven Private Wealth Management Llc CRD 168393 | Wealth Manager · Boutique (under $100M) | $13.5M | 13 | 22 | 1 | 03/09/2026 | ☆ | |
| 24458 | Dental Retirement Strategies, Inc. CRD 127559 | Institutional / Pension Advisor · Boutique (under $100M) | $13.5M | 24 | 24 | 1 | 02/17/2026 | ☆ | |
| 24459 | Granace Capital Llc CRD 326766 | Wealth Manager · Boutique (under $100M) | $13.5M | 15 | 1 | 02/12/2026 | ☆ | ||
| 24460 | Blackbox Capital Management Llc CRD 312791 | Wealth Manager · Boutique (under $100M) | $13.5M | 27 | 63 | 1 | 01/11/2026 | ☆ | |
| 24461 | Af Capital Management, Llc CRD 152225 | Wealth Manager · Boutique (under $100M) | $13.5M | 26 | 65 | 1 | 02/11/2026 | ☆ | |
| 24462 | Rocky Mountain Humane Investing Llc CRD 113421 | Wealth Manager · Boutique (under $100M) | $13.5M | 44 | 45 | 1 | 03/26/2026 | ☆ | |
| 24463 | Irontree Advisors Llc CRD 167587 | Clifton, IL | Wealth Manager · Boutique (under $100M) | $13.5M | 11 | 24 | 1 | 06/04/2026 | ☆ |
| 24464 | Ace Management, Llc CRD 306881 | East Lansing, MI | Insurance-Affiliated · Boutique (under $100M) | $13.5M | 94 | 155 | 3 | 06/25/2024 | ☆ |
| 24465 | Hgturner Associates Llc CRD 106472 | Wealth Manager · Boutique (under $100M) | $13.5M | 90 | 90 | 2 | 03/23/2026 | ☆ | |
| 24466 | Ironbound Advisory Llc CRD 309467 | Wealth Manager · Boutique (under $100M) | $13.5M | 28 | 26 | 1 | 04/06/2026 | ☆ | |
| 24467 | Klaren Capital, Llc CRD 151086 | Wealth Manager · Boutique (under $100M) | $13.5M | 38 | 95 | 1 | 03/30/2026 | ☆ | |
| 24468 | Lamonge Capital Management, Llc CRD 151845 | Wealth Manager · Boutique (under $100M) | $13.5M | 30 | 61 | 1 | 08/06/2026 | ☆ | |
| 24469 | Main Street Wealth Management, Llc CRD 301185 | Wealth Manager · Boutique (under $100M) | $13.5M | 26 | 60 | 1 | 06/12/2025 | ☆ | |
| 24470 | Tringle Jr., John R. CRD 171382 | Wealth Manager · Boutique (under $100M) | $13.5M | 74 | 68 | 1 | 04/01/2026 | ☆ | |
| 24471 | Well Planned Financial Llc CRD 304622 | Staunton, VA | Wealth Manager · Boutique (under $100M) | $13.5M | 90 | 90 | 1 | 04/21/2026 | ☆ |
| 24472 | Dunphy Wealth Management, Inc. CRD 128622 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $13.5M | 46 | 109 | 2 | 05/06/2026 | ☆ |
| 24473 | Aneuvia, Llc CRD 304904 | Wealth Manager · Boutique (under $100M) | $13.5M | 7 | 7 | 1 | 03/19/2026 | ☆ | |
| 24474 | Gamsg Financial Advisors Llc CRD 320725 | Mcdonough, GA | Wealth Manager · Boutique (under $100M) | $13.5M | 106 | 92 | 1 | 03/17/2026 | ☆ |
| 24475 | Stream Financial Advice Llc CRD 327449 | Wealth Manager · Boutique (under $100M) | $13.5M | 28 | 28 | 1 | 04/10/2026 | ☆ | |
| 24476 | Evenkiehl, Llc CRD 314795 | Wealth Manager · Boutique (under $100M) | $13.5M | 30 | 109 | 1 | 02/17/2026 | ☆ | |
| 24477 | Fiduciary Tactical Strategies, Inc. CRD 110723 | Chesterfield, MO | Wealth Manager · Boutique (under $100M) | $13.4M | 107 | 132 | 2 | 03/27/2026 | ☆ |
| 24478 | Shareks, Llc CRD 144822 | Wealth Manager · Boutique (under $100M) | $13.4M | 17 | 41 | 1 | 02/27/2026 | ☆ | |
| 24479 | Harmonic Capital, Llc CRD 335516 | Mutual Fund / Asset Manager · Boutique (under $100M) | $13.4M | 1 | 1 | 6 | 06/18/2026 | ☆ | |
| 24480 | Investment Advisors Of America, Llc CRD 322441 | Palm Beach Gardens, FL | Insurance-Affiliated · Boutique (under $100M) | $13.4M | 16 | 16 | 1 | 01/19/2026 | ☆ |
| 24481 | Regista Financial Strategies, Llc CRD 326555 | Wealth Manager · Boutique (under $100M) | $13.4M | 38 | 89 | 2 | 03/16/2026 | ☆ | |
| 24482 | Ford Financial Fitness Llc CRD 334449 | Wealth Manager · Boutique (under $100M) | $13.4M | 43 | 121 | 1 | 01/08/2026 | ☆ | |
| 24483 | Blue Keel Financial Planning, Llc CRD 173006 | Westport, CT | Wealth Manager · Boutique (under $100M) | $13.4M | 18 | 22 | 1 | 03/03/2026 | ☆ |
| 24484 | Agile Financial Planning, Llc CRD 148547 | Wealth Manager · Boutique (under $100M) | $13.4M | 30 | 82 | 1 | 03/23/2026 | ☆ | |
| 24485 | Divorce And Money Matters Llc CRD 126072 | Wealth Manager · Boutique (under $100M) | $13.4M | 8 | 16 | 1 | 02/06/2024 | ☆ | |
| 24486 | Oak Tree Wealth Management, Llc CRD 164685 | Corpus Christi, TX | Insurance-Affiliated · Boutique (under $100M) | $13.4M | 81 | 125 | 1 | 04/02/2026 | ☆ |
| 24487 | Dreamwork, Llc CRD 175336 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $13.4M | 55 | 55 | 1 | 03/24/2026 | ☆ |
| 24488 | Tara Wealth Llc CRD 328427 | Wealth Manager · Boutique (under $100M) | $13.4M | 36 | 118 | 2 | 05/08/2026 | ☆ | |
| 24489 | Templeton, Steven, Andrew CRD 132271 | Wealth Manager · Boutique (under $100M) | $13.4M | 15 | 71 | 2 | 01/09/2026 | ☆ | |
| 24490 | South Ocean Management Ltd. CRD 111180 | Wanchai | Wealth Manager · Boutique (under $100M) | $13.4M | 19 | 19 | 4 | 03/27/2026 | ☆ |
| 24491 | Integrated Capital Management, Inc CRD 288940 | Carson, CA | Wealth Manager · Boutique (under $100M) | $13.4M | 38 | 60 | 1 | 03/15/2026 | ☆ |
| 24492 | Bybee Wealth Management Llc CRD 297272 | Wealth Manager · Boutique (under $100M) | $13.4M | 43 | 43 | 1 | 04/02/2026 | ☆ | |
| 24493 | Guardian Capital Group Llc CRD 149856 | Insurance-Affiliated · Boutique (under $100M) | $13.4M | 67 | 67 | 1 | 03/16/2026 | ☆ | |
| 24494 | Encore 401 K, Llc CRD 324414 | Driggs, ID | Wealth Manager · Boutique (under $100M) | $13.4M | 8 | 8 | 1 | 01/16/2026 | ☆ |
| 24495 | Columbia Strategic Wealth Advisors, Llc CRD 306966 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $13.4M | 29 | 105 | 1 | 03/11/2026 | ☆ |
| 24496 | Vero Advisors, Llc CRD 156568 | Wealth Manager · Boutique (under $100M) | $13.3M | 25 | 25 | 1 | 03/30/2026 | ☆ | |
| 24497 | Nexus Capital, Llc CRD 288758 | Pittsford, NY | Wealth Manager · Boutique (under $100M) | $13.3M | 35 | 75 | 2 | 02/23/2026 | ☆ |
| 24498 | R.M. Duncan Capital Management Corporation CRD 116857 | Little Rock, AR | Wealth Manager · Boutique (under $100M) | $13.3M | 15 | 28 | 2 | 03/30/2026 | ☆ |
| 24499 | First Financial Strategies Inc CRD 110467 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $13.3M | 3 | 9 | 2 | 12/12/2024 | ☆ |
| 24500 | Clancy Capital Advisors Llc CRD 328802 | Wealth Manager · Boutique (under $100M) | $13.3M | 12 | 46 | 1 | 03/27/2025 | ☆ |