Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24451 | Arch William Spencer Iii CRD 115844 | Wealth Manager · Boutique (under $100M) | $14.0M | 14 | 14 | 1 | 03/10/2026 | ☆ | |
| 24452 | Aure Investments Llc CRD 330101 | Tampa, FL | Endowment & Foundation Advisor · Boutique (under $100M) | $14.0M | 10 | 10 | 1 | 02/04/2026 | ☆ |
| 24453 | Bcm Wealth Management, Llc. CRD 158749 | Wealth Manager · Boutique (under $100M) | $14.0M | 7 | 17 | 1 | 08/05/2026 | ☆ | |
| 24454 | Bunnen Financial Management Llc CRD 143148 | Wealth Manager · Boutique (under $100M) | $14.0M | 15 | 15 | 1 | 09/22/2022 | ☆ | |
| 24455 | Collaborative Financial Solutions Llc CRD 312627 | Brookline, MA | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 33 | 90 | 1 | 03/27/2026 | ☆ |
| 24456 | Earlybird Central Inc. CRD 307201 | Wealth Manager · Boutique (under $100M) | $14.0M | 6,500 | 6,500 | 2 | 02/21/2025 | ☆ | |
| 24457 | Eddie Haggar Capital Mgt, Inc. CRD 116482 | Wealth Manager · Boutique (under $100M) | $14.0M | 5 | 5 | 1 | 07/27/2026 | ☆ | |
| 24458 | Hanna Financial And Tax Services CRD 133825 | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 75 | 75 | 2 | 06/10/2025 | ☆ | |
| 24459 | Increase Consultants Llc CRD 289368 | Missouri City, TX | Wealth Manager · Boutique (under $100M) | $14.0M | 200 | 225 | 3 | 03/26/2026 | ☆ |
| 24460 | John Henry Management Company CRD 118900 | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 14 | 14 | 1 | 04/15/2026 | ☆ | |
| 24461 | Klein Asset Management Llc CRD 136536 | Wealth Manager · Boutique (under $100M) | $14.0M | 29 | 37 | 1 | 01/27/2026 | ☆ | |
| 24462 | Maynard Financial Services, Llc CRD 141980 | Wealth Manager · Boutique (under $100M) | $14.0M | 63 | 83 | 1 | 03/03/2025 | ☆ | |
| 24463 | Olsen Family Financial, Llc CRD 282627 | Wealth Manager · Boutique (under $100M) | $14.0M | 46 | 199 | 3 | 03/31/2026 | ☆ | |
| 24464 | Premca Llc CRD 313444 | Private Fund Manager · Boutique (under $100M) | $14.0M | 1 | 4 | 1 | 06/14/2024 | ☆ | |
| 24465 | Row Management Inc. CRD 332345 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $14.0M | 40 | 38 | 2 | 05/05/2026 | ☆ |
| 24466 | Schwarz Financial Services Llc CRD 117485 | Tysons, VA | Wealth Manager · Boutique (under $100M) | $14.0M | 70 | 68 | 1 | 11/25/2025 | ☆ |
| 24467 | The Faragi Group, Llc CRD 159936 | Forked River, NJ | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 58 | 58 | 1 | 03/31/2025 | ☆ |
| 24468 | Tiercel Capital Texas Llc CRD 171921 | Houston, TX | Wealth Manager · Boutique (under $100M) | $14.0M | 21 | 30 | 2 | 03/10/2026 | ☆ |
| 24469 | Vaughan Investment Advisors, Llc CRD 152772 | Worthington, OH | Wealth Manager · Boutique (under $100M) | $14.0M | 21 | 28 | 1 | 03/27/2026 | ☆ |
| 24470 | Cochran Wealth Llc CRD 271034 | Wealth Manager · Boutique (under $100M) | $14.0M | 13 | 47 | 1 | 04/02/2026 | ☆ | |
| 24471 | Gardiner Financial, Inc. CRD 286192 | Wealth Manager · Boutique (under $100M) | $14.0M | 8 | 33 | 1 | 02/14/2026 | ☆ | |
| 24472 | Goal Wealth Advisory Group, Llc CRD 330122 | Wealth Manager · Boutique (under $100M) | $14.0M | 28 | 54 | 1 | 07/15/2026 | ☆ | |
| 24473 | Dscqg Pr Llc CRD 296358 | San Juan, PR | Private Fund Manager · Boutique (under $100M) | $14.0M | 3 | 3 | 3 | 08/31/2026 | ☆ |
| 24474 | Obn Wealth Advisors Llc CRD 287483 | Wealth Manager · Boutique (under $100M) | $14.0M | 42 | 95 | 1 | 02/03/2026 | ☆ | |
| 24475 | Bricks & Mortar Capital, Llc CRD 134230 | Private Fund Manager · Boutique (under $100M) | $14.0M | 4 | 4 | 1 | 02/14/2026 | ☆ | |
| 24476 | Hawk Investment Management, Llc CRD 130927 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $14.0M | 25 | 63 | 2 | 03/17/2026 | ☆ |
| 24477 | Surepath Wealth Management, Llc CRD 333020 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $14.0M | 52 | 76 | 1 | 03/12/2026 | ☆ |
| 24478 | Genuine Wealth Solutions Llc CRD 328234 | Wealth Manager · Boutique (under $100M) | $14.0M | 41 | 74 | 1 | 03/12/2026 | ☆ | |
| 24479 | Van Ray Financial, Llc CRD 304550 | Edmonds, WA | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 26 | 26 | 1 | 02/27/2026 | ☆ |
| 24480 | Robert F. Mahoney, P.A., Cpa CRD 142134 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $14.0M | 59 | 123 | 1 | 03/27/2026 | ☆ |
| 24481 | Luminary Wealth Advisors, Llc CRD 316140 | Wealth Manager · Boutique (under $100M) | $14.0M | 10 | 32 | 1 | 03/18/2026 | ☆ | |
| 24482 | Lee Miles Llc CRD 170776 | Ogden, UT | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 94 | 94 | 2 | 02/05/2026 | ☆ |
| 24483 | Ch Capital Management, Llc CRD 154748 | Wealth Manager · Boutique (under $100M) | $13.9M | 18 | 48 | 1 | 03/30/2026 | ☆ | |
| 24484 | Mmi Financial Group, Inc. CRD 175073 | Owosso, MI | Wealth Manager · Boutique (under $100M) | $13.9M | 66 | 107 | 2 | 03/31/2026 | ☆ |
| 24485 | Overture Wealth Management Llc CRD 333613 | Wealth Manager · Boutique (under $100M) | $13.9M | 13 | 75 | 1 | 09/23/2026 | ☆ | |
| 24486 | Clearmind Capital Llc CRD 334362 | Wealth Manager · Boutique (under $100M) | $13.9M | 25 | 64 | 4 | 08/05/2026 | ☆ | |
| 24487 | Vann, Thomas, Deane CRD 112458 | Texas Creek, CO | Wealth Manager · Boutique (under $100M) | $13.9M | 48 | 48 | 1 | 07/23/2026 | ☆ |
| 24488 | Patrick Michael Keedy CRD 132269 | Geneva, IL | Insurance-Affiliated · Boutique (under $100M) | $13.9M | 50 | 50 | 1 | 03/30/2026 | ☆ |
| 24489 | Mills Barrington Advisors, Llc. CRD 169025 | Chesterfield, MO | Wealth Manager · Boutique (under $100M) | $13.9M | 30 | 49 | 1 | 03/12/2026 | ☆ |
| 24490 | Marian Financial Services, Inc. CRD 141456 | Wealth Manager · Boutique (under $100M) | $13.9M | 33 | 73 | 1 | 03/19/2026 | ☆ | |
| 24491 | Truthpoint Financial, Llc CRD 312175 | Colorado Springs, CO | Institutional / Pension Advisor · Boutique (under $100M) | $13.9M | 14 | 14 | 1 | 02/09/2026 | ☆ |
| 24492 | Mash Financial Planning Pllc CRD 300937 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $13.9M | 46 | 147 | 3 | 06/30/2026 | ☆ |
| 24493 | Cross Consulting And Services, Llc CRD 141693 | Wealth Manager · Boutique (under $100M) | $13.9M | 17 | 25 | 1 | 02/26/2026 | ☆ | |
| 24494 | 1 800 401 K Plan.Com, Llc CRD 134180 | Wealth Manager · Boutique (under $100M) | $13.9M | 15 | 30 | 1 | 04/21/2025 | ☆ | |
| 24495 | Springdale Advisors Llc CRD 287818 | Wealth Manager · Boutique (under $100M) | $13.9M | 12 | 26 | 1 | 03/02/2026 | ☆ | |
| 24496 | Og Advisory Group, Llc CRD 326855 | Roanoke, VA | Wealth Manager · Boutique (under $100M) | $13.9M | 72 | 119 | 1 | 02/17/2026 | ☆ |
| 24497 | Saunix Investment Management, Llc CRD 306839 | Wealth Manager · Boutique (under $100M) | $13.9M | 9 | 20 | 1 | 02/11/2026 | ☆ | |
| 24498 | Santa Fe' Wealth Management, Inc. CRD 140810 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $13.9M | 7 | 7 | 1 | 06/02/2026 | ☆ |
| 24499 | Pivotal Financial Services, Inc. CRD 143846 | Insurance-Affiliated · Boutique (under $100M) | $13.8M | 11 | 11 | 1 | 02/09/2026 | ☆ | |
| 24500 | Eldridge Street Asset Management, Llc CRD 175355 | Wealth Manager · Boutique (under $100M) | $13.8M | 12 | 33 | 1 | 03/16/2026 | ☆ |