Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24551 | Asset Accumulation,Protection,Preservation And Transfer, Llc CRD 125398 | Wealth Manager · Boutique (under $100M) | $13.6M | 23 | 46 | 1 | 03/13/2026 | ☆ | |
| 24552 | Pierre & Company (Massachusetts) Llc CRD 299839 | Wealth Manager · Boutique (under $100M) | $13.6M | 7 | 7 | 1 | 09/21/2026 | ☆ | |
| 24553 | Leroy S Wenzel CRD 115499 | Wealth Manager · Boutique (under $100M) | $13.6M | 31 | 71 | 1 | 07/21/2025 | ☆ | |
| 24554 | Process Wealth Llc CRD 336802 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $13.5M | 11 | 26 | 1 | 03/30/2026 | ☆ |
| 24555 | Meritum Wealth Management Llc CRD 321634 | Wealth Manager · Boutique (under $100M) | $13.5M | 70 | 132 | 3 | 06/29/2026 | ☆ | |
| 24556 | Vermillion Private Wealth, Ltd.Co. CRD 309240 | Wealth Manager · Boutique (under $100M) | $13.5M | 42 | 125 | 1 | 05/20/2026 | ☆ | |
| 24557 | Zoellner Whole Financial, Pllc CRD 331792 | Waterford, MI | Wealth Manager · Boutique (under $100M) | $13.5M | 49 | 96 | 2 | 09/28/2026 | ☆ |
| 24558 | Ronald A. Bartlett & Associates, Ltd CRD 147038 | Flushing, NY | Insurance-Affiliated · Boutique (under $100M) | $13.5M | 144 | 144 | 2 | 07/09/2026 | ☆ |
| 24559 | Finn Wealth Management Llc CRD 318774 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $13.5M | 118 | 199 | 1 | 05/21/2026 | ☆ |
| 24560 | Stonehaven Private Wealth Management Llc CRD 168393 | Wealth Manager · Boutique (under $100M) | $13.5M | 13 | 22 | 1 | 03/09/2026 | ☆ | |
| 24561 | Dental Retirement Strategies, Inc. CRD 127559 | Institutional / Pension Advisor · Boutique (under $100M) | $13.5M | 24 | 24 | 1 | 02/17/2026 | ☆ | |
| 24562 | Kolb Wealth Management, Llc CRD 339325 | Rocklin, CA | Wealth Manager · Boutique (under $100M) | $13.5M | 87 | 87 | 2 | 10/02/2026 | ☆ |
| 24563 | Granace Capital Llc CRD 326766 | Wealth Manager · Boutique (under $100M) | $13.5M | 15 | 1 | 02/12/2026 | ☆ | ||
| 24564 | Blackbox Capital Management Llc CRD 312791 | Wealth Manager · Boutique (under $100M) | $13.5M | 27 | 63 | 1 | 01/11/2026 | ☆ | |
| 24565 | Af Capital Management, Llc CRD 152225 | Wealth Manager · Boutique (under $100M) | $13.5M | 26 | 65 | 1 | 02/11/2026 | ☆ | |
| 24566 | Rocky Mountain Humane Investing Llc CRD 113421 | Wealth Manager · Boutique (under $100M) | $13.5M | 44 | 45 | 1 | 03/26/2026 | ☆ | |
| 24567 | Irontree Advisors Llc CRD 167587 | Clifton, IL | Wealth Manager · Boutique (under $100M) | $13.5M | 11 | 24 | 1 | 06/04/2026 | ☆ |
| 24568 | Ace Management, Llc CRD 306881 | East Lansing, MI | Insurance-Affiliated · Boutique (under $100M) | $13.5M | 94 | 155 | 3 | 06/25/2024 | ☆ |
| 24569 | Hgturner Associates Llc CRD 106472 | Wealth Manager · Boutique (under $100M) | $13.5M | 90 | 90 | 2 | 03/23/2026 | ☆ | |
| 24570 | Ironbound Advisory Llc CRD 309467 | Wealth Manager · Boutique (under $100M) | $13.5M | 28 | 26 | 1 | 04/06/2026 | ☆ | |
| 24571 | Klaren Capital, Llc CRD 151086 | Wealth Manager · Boutique (under $100M) | $13.5M | 38 | 95 | 1 | 03/30/2026 | ☆ | |
| 24572 | Kortenkamp, Joshua F CRD 322425 | Wealth Manager · Boutique (under $100M) | $13.5M | 15 | 15 | 1 | 09/23/2026 | ☆ | |
| 24573 | Lamonge Capital Management, Llc CRD 151845 | Wealth Manager · Boutique (under $100M) | $13.5M | 31 | 61 | 1 | 09/03/2026 | ☆ | |
| 24574 | Main Street Wealth Management, Llc CRD 301185 | Wealth Manager · Boutique (under $100M) | $13.5M | 26 | 60 | 1 | 06/12/2025 | ☆ | |
| 24575 | Tringle Jr., John R. CRD 171382 | Wealth Manager · Boutique (under $100M) | $13.5M | 74 | 68 | 1 | 04/01/2026 | ☆ | |
| 24576 | Well Planned Financial Llc CRD 304622 | Staunton, VA | Wealth Manager · Boutique (under $100M) | $13.5M | 90 | 90 | 1 | 04/21/2026 | ☆ |
| 24577 | Dunphy Wealth Management, Inc. CRD 128622 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $13.5M | 46 | 109 | 2 | 05/06/2026 | ☆ |
| 24578 | Aneuvia, Llc CRD 304904 | Wealth Manager · Boutique (under $100M) | $13.5M | 7 | 7 | 1 | 03/19/2026 | ☆ | |
| 24579 | Gamsg Financial Advisors Llc CRD 320725 | Mcdonough, GA | Wealth Manager · Boutique (under $100M) | $13.5M | 106 | 92 | 1 | 03/17/2026 | ☆ |
| 24580 | Stream Financial Advice Llc CRD 327449 | Wealth Manager · Boutique (under $100M) | $13.5M | 28 | 28 | 1 | 04/10/2026 | ☆ | |
| 24581 | Evenkiehl, Llc CRD 314795 | Wealth Manager · Boutique (under $100M) | $13.5M | 30 | 109 | 1 | 02/17/2026 | ☆ | |
| 24582 | Fiduciary Tactical Strategies, Inc. CRD 110723 | Chesterfield, MO | Wealth Manager · Boutique (under $100M) | $13.4M | 107 | 132 | 2 | 03/27/2026 | ☆ |
| 24583 | Shareks, Llc CRD 144822 | Wealth Manager · Boutique (under $100M) | $13.4M | 17 | 41 | 1 | 02/27/2026 | ☆ | |
| 24584 | Harmonic Capital, Llc CRD 335516 | Mutual Fund / Asset Manager · Boutique (under $100M) | $13.4M | 1 | 1 | 6 | 06/18/2026 | ☆ | |
| 24585 | Regista Financial Strategies, Llc CRD 326555 | Denver, CO | Wealth Manager · Boutique (under $100M) | $13.4M | 38 | 89 | 3 | 09/28/2026 | ☆ |
| 24586 | Ford Financial Fitness Llc CRD 334449 | Wealth Manager · Boutique (under $100M) | $13.4M | 43 | 121 | 1 | 01/08/2026 | ☆ | |
| 24587 | Blue Keel Financial Planning, Llc CRD 173006 | Westport, CT | Wealth Manager · Boutique (under $100M) | $13.4M | 18 | 22 | 1 | 03/03/2026 | ☆ |
| 24588 | Agile Financial Planning, Llc CRD 148547 | Wealth Manager · Boutique (under $100M) | $13.4M | 30 | 82 | 1 | 03/23/2026 | ☆ | |
| 24589 | Divorce And Money Matters Llc CRD 126072 | Wealth Manager · Boutique (under $100M) | $13.4M | 8 | 16 | 1 | 02/06/2024 | ☆ | |
| 24590 | Oak Tree Wealth Management, Llc CRD 164685 | Corpus Christi, TX | Insurance-Affiliated · Boutique (under $100M) | $13.4M | 81 | 125 | 1 | 04/02/2026 | ☆ |
| 24591 | Dreamwork, Llc CRD 175336 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $13.4M | 55 | 55 | 1 | 03/24/2026 | ☆ |
| 24592 | Tara Wealth Llc CRD 328427 | Wealth Manager · Boutique (under $100M) | $13.4M | 36 | 118 | 2 | 05/08/2026 | ☆ | |
| 24593 | Templeton, Steven, Andrew CRD 132271 | Wealth Manager · Boutique (under $100M) | $13.4M | 15 | 71 | 2 | 01/09/2026 | ☆ | |
| 24594 | South Ocean Management Ltd. CRD 111180 | Wanchai | Wealth Manager · Boutique (under $100M) | $13.4M | 19 | 19 | 4 | 03/27/2026 | ☆ |
| 24595 | Integrated Capital Management, Inc CRD 288940 | Carson, CA | Wealth Manager · Boutique (under $100M) | $13.4M | 38 | 60 | 1 | 03/15/2026 | ☆ |
| 24596 | Bybee Wealth Management Llc CRD 297272 | Wealth Manager · Boutique (under $100M) | $13.4M | 43 | 43 | 1 | 04/02/2026 | ☆ | |
| 24597 | Guardian Capital Group Llc CRD 149856 | Insurance-Affiliated · Boutique (under $100M) | $13.4M | 67 | 67 | 1 | 03/16/2026 | ☆ | |
| 24598 | Encore 401 K, Llc CRD 324414 | Driggs, ID | Wealth Manager · Boutique (under $100M) | $13.4M | 8 | 8 | 1 | 01/16/2026 | ☆ |
| 24599 | Columbia Strategic Wealth Advisors, Llc CRD 306966 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $13.4M | 29 | 105 | 1 | 03/11/2026 | ☆ |
| 24600 | Vero Advisors, Llc CRD 156568 | Wealth Manager · Boutique (under $100M) | $13.3M | 25 | 25 | 1 | 03/30/2026 | ☆ |