Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25251 | Etf Strategies, Llc CRD 153477 | Insurance-Affiliated · Boutique (under $100M) | $10.5M | 48 | 101 | 1 | 03/24/2026 | ☆ | |
| 25252 | Retirement Wealth Guidance Llc CRD 313217 | Albuquerque, NM | Institutional / Pension Advisor · Boutique (under $100M) | $10.5M | 14 | 42 | 1 | 02/19/2026 | ☆ |
| 25253 | Delta & Gamma Capital Management Llc CRD 282317 | New York, NY | Wealth Manager · Boutique (under $100M) | $10.5M | 22 | 22 | 1 | 03/30/2026 | ☆ |
| 25254 | Ames Capital Management, Inc. CRD 167806 | Wealth Manager · Boutique (under $100M) | $10.5M | 30 | 30 | 1 | 03/24/2025 | ☆ | |
| 25255 | Anthem Asset Management, Llc CRD 136271 | Glastonbury, CT | Private Fund Manager · Boutique (under $100M) | $10.5M | 1 | 1 | 1 | 05/22/2026 | ☆ |
| 25256 | Axis Financial, Llc CRD 137720 | Odon, IN | Wealth Manager · Boutique (under $100M) | $10.5M | 26 | 98 | 1 | 03/26/2026 | ☆ |
| 25257 | Brooks Wealth Management Llc CRD 332237 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $10.5M | 23 | 84 | 1 | 08/13/2026 | ☆ |
| 25258 | Compound Wealth Advisors, Llc. CRD 288240 | Wealth Manager · Boutique (under $100M) | $10.5M | 10 | 30 | 1 | 05/28/2026 | ☆ | |
| 25259 | Money Compass Advisors Llc CRD 310412 | Wealth Manager · Boutique (under $100M) | $10.5M | 18 | 40 | 1 | 03/25/2026 | ☆ | |
| 25260 | Tavco Financial Advisory, Inc CRD 290084 | Springfield, OH | Wealth Manager · Boutique (under $100M) | $10.5M | 53 | 86 | 4 | 02/24/2026 | ☆ |
| 25261 | Marsh Financial Group, Inc. CRD 157134 | Wealth Manager · Boutique (under $100M) | $10.5M | 92 | 89 | 2 | 03/31/2026 | ☆ | |
| 25262 | Unleashed Financial Llc CRD 182522 | Wealth Manager · Boutique (under $100M) | $10.5M | 33 | 124 | 1 | 02/23/2026 | ☆ | |
| 25263 | Arch Financial Planning, Llc CRD 321159 | Wealth Manager · Boutique (under $100M) | $10.5M | 22 | 90 | 1 | 03/31/2026 | ☆ | |
| 25264 | Great Plans Capital Management, Llc CRD 127717 | Cary, NC | Wealth Manager · Boutique (under $100M) | $10.5M | 44 | 53 | 2 | 03/18/2026 | ☆ |
| 25265 | Mardock Planning, Llc CRD 299713 | Wealth Manager · Boutique (under $100M) | $10.5M | 23 | 72 | 2 | 06/03/2026 | ☆ | |
| 25266 | Skyview Pinnacle Inc. CRD 338282 | Wealth Manager · Boutique (under $100M) | $10.5M | 45 | 46 | 2 | 05/14/2026 | ☆ | |
| 25267 | Journey Equity Wealth Management Llc CRD 335931 | Downey, CA | Wealth Manager · Boutique (under $100M) | $10.5M | 106 | 106 | 2 | 03/27/2026 | ☆ |
| 25268 | Powder Ridge Capital Lp CRD 309767 | Sagaponack, NY | Wealth Manager · Boutique (under $100M) | $10.4M | 33 | 70 | 1 | 03/20/2026 | ☆ |
| 25269 | Equity Management, Inc. CRD 116728 | Wealth Manager · Boutique (under $100M) | $10.4M | 15 | 14 | 1 | 03/25/2025 | ☆ | |
| 25270 | Bow Stream Investments Llc CRD 292230 | Southlake, TX | Wealth Manager · Boutique (under $100M) | $10.4M | 5 | 12 | 1 | 03/04/2026 | ☆ |
| 25271 | Meridian Investment Management, Inc. CRD 129233 | Wealth Manager · Boutique (under $100M) | $10.4M | 9 | 18 | 1 | 02/09/2026 | ☆ | |
| 25272 | Envision Planning, Llc CRD 321791 | Hendersonville, NC | Wealth Manager · Boutique (under $100M) | $10.4M | 51 | 51 | 0 | 01/08/2026 | ☆ |
| 25273 | Dg Wealth Llc CRD 325150 | Venice, FL | Wealth Manager · Boutique (under $100M) | $10.4M | 34 | 60 | 4 | 08/20/2026 | ☆ |
| 25274 | Fiwheels Llc CRD 333225 | Insurance-Affiliated · Boutique (under $100M) | $10.4M | 6 | 23 | 1 | 08/28/2026 | ☆ | |
| 25275 | Petroglyph Wealth Management Llc CRD 327538 | Wealth Manager · Boutique (under $100M) | $10.4M | 17 | 17 | 1 | 04/02/2026 | ☆ | |
| 25276 | Perceptive Wealth Advisors Llc CRD 304880 | Houston, TX | Wealth Manager · Boutique (under $100M) | $10.4M | 18 | 56 | 1 | 03/17/2026 | ☆ |
| 25277 | Financial Consulting Professionals, Llc CRD 296627 | Scottsdale, AZ | Institutional / Pension Advisor · Boutique (under $100M) | $10.4M | 10 | 14 | 1 | 01/17/2024 | ☆ |
| 25278 | Providence Squared Llc CRD 327066 | Wealth Manager · Boutique (under $100M) | $10.4M | 9 | 41 | 1 | 03/05/2026 | ☆ | |
| 25279 | Signalup Wealth, Llc CRD 332588 | Fayetteville, AR | Wealth Manager · Boutique (under $100M) | $10.4M | 55 | 70 | 1 | 09/04/2026 | ☆ |
| 25280 | Yongchang Company Inc CRD 304736 | Duluth, GA | Institutional / Pension Advisor · Boutique (under $100M) | $10.4M | 68 | 68 | 1 | 05/05/2026 | ☆ |
| 25281 | Conservativemoney Llc CRD 121306 | Cleveland, OH | Wealth Manager · Boutique (under $100M) | $10.4M | 17 | 17 | 1 | 03/27/2026 | ☆ |
| 25282 | James Morgan Asset Management, Llc CRD 282154 | Broomfield, CO | Wealth Manager · Boutique (under $100M) | $10.4M | 15 | 24 | 1 | 03/10/2026 | ☆ |
| 25283 | Avalon Wealth Partners Llc CRD 327255 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $10.4M | 35 | 67 | 1 | 06/08/2026 | ☆ |
| 25284 | Grant Asset Management, Llc CRD 318892 | Insurance-Affiliated · Boutique (under $100M) | $10.4M | 45 | 144 | 1 | 03/28/2026 | ☆ | |
| 25285 | Longboard Capital Advisors, Llc CRD 134550 | Investment Adviser · Boutique (under $100M) | $10.4M | 11 | 3 | 1 | 03/31/2026 | ☆ | |
| 25286 | Bayshore Financial Solutions, Llc CRD 306105 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $10.4M | 34 | 58 | 1 | 02/23/2026 | ☆ |
| 25287 | Emmaus Investor Services Corp. CRD 139376 | Wealth Manager · Boutique (under $100M) | $10.4M | 39 | 39 | 1 | 01/06/2026 | ☆ | |
| 25288 | Starr, Michael, Dba Stellar Financial Planning CRD 120284 | Wealth Manager · Boutique (under $100M) | $10.4M | 6 | 36 | 0 | 07/08/2026 | ☆ | |
| 25289 | Next Step Financial Transitions, Llc CRD 311472 | Wealth Manager · Boutique (under $100M) | $10.4M | 57 | 92 | 2 | 01/22/2026 | ☆ | |
| 25290 | Plumb Financial Llc CRD 334608 | Arlington, TX | Insurance-Affiliated · Boutique (under $100M) | $10.4M | 42 | 42 | 1 | 02/23/2026 | ☆ |
| 25291 | Premier Choice Wealth Advisors, Llc CRD 312220 | Lehi, UT | Insurance-Affiliated · Boutique (under $100M) | $10.4M | 313 | 313 | 1 | 02/26/2026 | ☆ |
| 25292 | Kp7 Investors Llc CRD 312453 | Greenwich, CT | Wealth Manager · Boutique (under $100M) | $10.4M | 12 | 12 | 3 | 07/29/2026 | ☆ |
| 25293 | Divi Vest Advisors CRD 120645 | Wealth Manager · Boutique (under $100M) | $10.3M | 8 | 8 | 1 | 03/02/2026 | ☆ | |
| 25294 | Avinci Wealth Management, Inc. CRD 327780 | Valencia, CA | Wealth Manager · Boutique (under $100M) | $10.3M | 65 | 65 | 1 | 08/28/2026 | ☆ |
| 25295 | Pandolfo Capital, Llc CRD 148682 | Robbinsville, NJ | Wealth Manager · Boutique (under $100M) | $10.3M | 13 | 13 | 1 | 03/26/2026 | ☆ |
| 25296 | Howatson, Llc CRD 328264 | Wealth Manager · Boutique (under $100M) | $10.3M | 16 | 16 | 2 | 03/16/2026 | ☆ | |
| 25297 | Opulence Planning, Llc CRD 318104 | Wealth Manager · Boutique (under $100M) | $10.3M | 22 | 58 | 2 | 03/26/2026 | ☆ | |
| 25298 | Mandell, Gary, Lee CRD 123406 | Insurance-Affiliated · Boutique (under $100M) | $10.3M | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 25299 | Rooted Planning Llc CRD 323227 | Wealth Manager · Boutique (under $100M) | $10.3M | 27 | 74 | 1 | 02/02/2026 | ☆ | |
| 25300 | Alpine Capital Partners, Llc CRD 151359 | Wealth Manager · Boutique (under $100M) | $10.3M | 12 | 28 | 1 | 03/24/2026 | ☆ |