Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25501 | Investry, Llc CRD 310803 | Scarsdale, NY | Wealth Manager · Boutique (under $100M) | $9.6M | 13 | 28 | 1 | 03/28/2026 | ☆ |
| 25502 | Indy Advisors, Llc. CRD 152791 | Wealth Manager · Boutique (under $100M) | $9.6M | 1 | 51 | 0 | 03/30/2026 | ☆ | |
| 25503 | Sunrise Wealth Management, Llc CRD 159409 | Wealth Manager · Boutique (under $100M) | $9.6M | 12 | 20 | 1 | 04/14/2026 | ☆ | |
| 25504 | Bg Financial Advisors, Llc CRD 167309 | Wealth Manager · Boutique (under $100M) | $9.6M | 11 | 15 | 1 | 02/20/2026 | ☆ | |
| 25505 | Central Park Financial Planning Llc CRD 292189 | Wealth Manager · Boutique (under $100M) | $9.6M | 8 | 11 | 1 | 01/21/2026 | ☆ | |
| 25506 | Wavelet Advisors Llc CRD 328272 | Wealth Manager · Boutique (under $100M) | $9.6M | 11 | 12 | 1 | 03/30/2026 | ☆ | |
| 25507 | Adkins Asset Management Llc CRD 313448 | Wealth Manager · Boutique (under $100M) | $9.6M | 68 | 68 | 2 | 03/27/2026 | ☆ | |
| 25508 | Thistle Wealth Management, Llc CRD 333397 | Wealth Manager · Boutique (under $100M) | $9.6M | 5 | 40 | 1 | 03/24/2026 | ☆ | |
| 25509 | 360 Aviation Advisors, Llc CRD 334641 | Concord, NC | Wealth Manager · Boutique (under $100M) | $9.6M | 28 | 101 | 1 | 06/23/2026 | ☆ |
| 25510 | Welch Financial Investments, Llc CRD 154359 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $9.6M | 20 | 20 | 1 | 03/23/2026 | ☆ |
| 25511 | Faithful Steward Wealth Management, Inc. CRD 158980 | Wealth Manager · Boutique (under $100M) | $9.6M | 71 | 128 | 1 | 03/26/2026 | ☆ | |
| 25512 | Greater Works CRD 321786 | Wealth Manager · Boutique (under $100M) | $9.6M | 38 | 80 | 2 | 03/13/2026 | ☆ | |
| 25513 | Jennings Investment Group, Inc. CRD 154389 | Wealth Manager · Boutique (under $100M) | $9.6M | 41 | 53 | 1 | 03/30/2026 | ☆ | |
| 25514 | Kilimanjaro Capital, Llc CRD 152262 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $9.6M | 13 | 13 | 1 | 03/31/2026 | ☆ |
| 25515 | Smallwillow, Llc CRD 304864 | Wealth Manager · Boutique (under $100M) | $9.6M | 8 | 34 | 1 | 01/26/2026 | ☆ | |
| 25516 | Matador Financial Planning Llc CRD 171065 | Wealth Manager · Boutique (under $100M) | $9.6M | 31 | 54 | 4 | 03/30/2026 | ☆ | |
| 25517 | The Art Of Your $Trategy Dba Financial Spyglass® CRD 166378 | Rye, NY | Wealth Manager · Boutique (under $100M) | $9.6M | 5 | 13 | 1 | 03/11/2026 | ☆ |
| 25518 | Black Cat Wealth Llc CRD 313381 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $9.6M | 13 | 33 | 1 | 06/01/2026 | ☆ |
| 25519 | Amwh Asset Management Llc CRD 331629 | Wealth Manager · Boutique (under $100M) | $9.6M | 10 | 23 | 2 | 04/07/2026 | ☆ | |
| 25520 | Pine To Palm Financial, Llc CRD 335396 | Insurance-Affiliated · Boutique (under $100M) | $9.6M | 50 | 48 | 1 | 02/17/2026 | ☆ | |
| 25521 | Lighthouse Advisory Services, Inc. CRD 306258 | Wealth Manager · Boutique (under $100M) | $9.6M | 42 | 44 | 1 | 09/29/2026 | ☆ | |
| 25522 | Adaptive Advisory, Llc CRD 175232 | Wealth Manager · Boutique (under $100M) | $9.6M | 16 | 39 | 1 | 03/26/2026 | ☆ | |
| 25523 | Nexus Capital Inc CRD 291866 | Matthews, NC | Insurance-Affiliated · Boutique (under $100M) | $9.6M | 61 | 75 | 3 | 03/19/2026 | ☆ |
| 25524 | Norma Financial Llc CRD 323740 | Wealth Manager · Boutique (under $100M) | $9.6M | 2 | 1 | 01/13/2026 | ☆ | ||
| 25525 | Monument Advisers Llc CRD 331623 | Carmel, IN | Wealth Manager · Boutique (under $100M) | $9.5M | 29 | 75 | 4 | 03/19/2026 | ☆ |
| 25526 | Hg Wealth Partners Llc CRD 330906 | Wealth Manager · Boutique (under $100M) | $9.5M | 23 | 23 | 3 | 06/09/2026 | ☆ | |
| 25527 | Krozel Capital Management, Llc CRD 174813 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $9.5M | 31 | 85 | 2 | 07/30/2026 | ☆ |
| 25528 | Sharpedge Financial Llc CRD 331971 | Wealth Manager · Boutique (under $100M) | $9.5M | 32 | 88 | 1 | 03/06/2026 | ☆ | |
| 25529 | Upland Capital Management CRD 125664 | Wealth Manager · Boutique (under $100M) | $9.5M | 8 | 10 | 1 | 03/31/2026 | ☆ | |
| 25530 | Avenue 90 Financial Llc CRD 325651 | Wealth Manager · Boutique (under $100M) | $9.5M | 10 | 41 | 1 | 03/31/2026 | ☆ | |
| 25531 | Armas Capital Management, Llc CRD 327090 | Houston, TX | Wealth Manager · Boutique (under $100M) | $9.5M | 10 | 19 | 1 | 07/30/2026 | ☆ |
| 25532 | Wiggin Financial Planning , P.A. CRD 151596 | Fort Lauderdale, FL | Wealth Manager · Boutique (under $100M) | $9.5M | 30 | 57 | 2 | 06/24/2026 | ☆ |
| 25533 | Vector Asset Management Llc CRD 141275 | Wealth Manager · Boutique (under $100M) | $9.5M | 12 | 32 | 1 | 04/27/2026 | ☆ | |
| 25534 | E. Magnus Oppenheim & Co. Inc. CRD 14268 | New York, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $9.5M | 11 | 7 | 1 | 03/31/2026 | ☆ |
| 25535 | Brooks Financial Of North Carolina, Llc CRD 317158 | Durham, NC | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 59 | 103 | 1 | 02/25/2026 | ☆ |
| 25536 | Lampman Gary W. CRD 115640 | Wealth Manager · Boutique (under $100M) | $9.5M | 11 | 41 | 1 | 03/17/2026 | ☆ | |
| 25537 | Banning Wealth Management, Llc CRD 329597 | Wealth Manager · Boutique (under $100M) | $9.5M | 16 | 59 | 2 | 02/12/2026 | ☆ | |
| 25538 | Financial Serenity, Llc CRD 321853 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 70 | 206 | 2 | 04/28/2026 | ☆ | |
| 25539 | Bernstein Financial Advisory, Llc CRD 304560 | Wealth Manager · Boutique (under $100M) | $9.5M | 6 | 23 | 1 | 02/11/2026 | ☆ | |
| 25540 | Biniak, Richard Lawrence Jr CRD 130602 | Wealth Manager · Boutique (under $100M) | $9.5M | 12 | 12 | 1 | 01/02/2026 | ☆ | |
| 25541 | Blackbay Capital Advisors Llc CRD 116888 | Mutual Fund / Asset Manager · Boutique (under $100M) | $9.5M | 3 | 80 | 2 | 08/24/2026 | ☆ | |
| 25542 | Bridgeworks Asset Management, Llc CRD 291145 | Wealth Manager · Boutique (under $100M) | $9.5M | 49 | 49 | 1 | 02/11/2026 | ☆ | |
| 25543 | Calibrate Wealth, Llc CRD 290631 | Wealth Manager · Boutique (under $100M) | $9.5M | 18 | 20 | 1 | 06/17/2025 | ☆ | |
| 25544 | J1 Capital Llc CRD 310963 | Wealth Manager · Boutique (under $100M) | $9.5M | 2 | 7 | 1 | 03/25/2026 | ☆ | |
| 25545 | L&L Financial Services, Llp CRD 116243 | Mobile, AL | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 28 | 31 | 6 | 07/30/2026 | ☆ |
| 25546 | Proforza Advisors Llc CRD 162584 | Wealth Manager · Boutique (under $100M) | $9.5M | 9 | 25 | 2 | 03/11/2026 | ☆ | |
| 25547 | Sage Capital Advisors, Llc CRD 156750 | Wealth Manager · Boutique (under $100M) | $9.5M | 51 | 51 | 1 | 03/23/2026 | ☆ | |
| 25548 | Smith Capital Management, Llc CRD 149968 | Wealth Manager · Boutique (under $100M) | $9.5M | 50 | 50 | 1 | 03/30/2026 | ☆ | |
| 25549 | Vanderheiden, Thomas L. CRD 145755 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 41 | 92 | 1 | 09/09/2026 | ☆ | |
| 25550 | Oak Private Wealth Llc CRD 318537 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 72 | 72 | 1 | 02/23/2026 | ☆ |