Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25501 | Legacy Capital Group Llc CRD 142705 | Insurance-Affiliated · Boutique (under $100M) | $9.2M | 3 | 1 | 06/18/2026 | ☆ | ||
| 25502 | Fbl Wealth Management, Llc CRD 291396 | West Des Moines, IA | Wealth Manager · Boutique (under $100M) | $9.2M | 1 | 207 | 06/22/2026 | ☆ | |
| 25503 | It Matters Financial, Llc CRD 284275 | Wealth Manager · Boutique (under $100M) | $9.2M | 21 | 1 | 02/26/2026 | ☆ | ||
| 25504 | Crane Investments Inc CRD 172755 | Laguna Beach, CA | Wealth Manager · Boutique (under $100M) | $9.2M | 34 | 67 | 3 | 03/26/2026 | ☆ |
| 25505 | Epi Financial Group Llc CRD 174160 | Troy, MI | Wealth Manager · Boutique (under $100M) | $9.2M | 79 | 137 | 6 | 08/07/2026 | ☆ |
| 25506 | Silver King Asset Management, Llc CRD 328016 | Wealth Manager · Boutique (under $100M) | $9.2M | 9 | 22 | 1 | 02/07/2026 | ☆ | |
| 25507 | Aegis Asset Management, Inc. CRD 305008 | Anaheim, CA | Institutional / Pension Advisor · Boutique (under $100M) | $9.2M | 10 | 10 | 3 | 06/23/2026 | ☆ |
| 25508 | Harbourfront Wealth America Inc. CRD 306941 | Vancouver | Wealth Manager · Boutique (under $100M) | $9.2M | 22 | 24 | 15 | 08/14/2026 | ☆ |
| 25509 | Joy Equity Management Llc CRD 335009 | Wealth Manager · Boutique (under $100M) | $9.2M | 12 | 12 | 1 | 03/31/2026 | ☆ | |
| 25510 | Jh Kaufman Llc CRD 291053 | Wealth Manager · Boutique (under $100M) | $9.2M | 16 | 16 | 1 | 03/19/2026 | ☆ | |
| 25511 | Lajala, Stephen Edward CRD 134215 | Wealth Manager · Boutique (under $100M) | $9.2M | 6 | 6 | 1 | 08/27/2025 | ☆ | |
| 25512 | Ebis, Inc. CRD 164024 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $9.2M | 3 | 35 | 2 | 03/30/2026 | ☆ |
| 25513 | Virtual Planning Group Llc CRD 297089 | Lees Summit, MO | Wealth Manager · Boutique (under $100M) | $9.2M | 39 | 51 | 1 | 03/24/2026 | ☆ |
| 25514 | Mccauley Investments Advisors Llc CRD 171742 | Guilford, CT | Wealth Manager · Boutique (under $100M) | $9.2M | 56 | 48 | 1 | 03/18/2023 | ☆ |
| 25515 | Guarascio Consultants, Llc CRD 120204 | Insurance-Affiliated · Boutique (under $100M) | $9.2M | 6 | 6 | 1 | 03/22/2026 | ☆ | |
| 25516 | Value Financial Services Corp. CRD 128816 | Wealth Manager · Boutique (under $100M) | $9.2M | 21 | 21 | 1 | 11/05/2021 | ☆ | |
| 25517 | Rational Investment Methodology, Llc CRD 292117 | Wealth Manager · Boutique (under $100M) | $9.2M | 24 | 24 | 1 | 06/25/2026 | ☆ | |
| 25518 | Rmw Wealth Management, Llc CRD 338718 | Insurance-Affiliated · Boutique (under $100M) | $9.2M | 25 | 36 | 2 | 07/16/2026 | ☆ | |
| 25519 | Investment Management Services Group, Llc CRD 144031 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $9.2M | 86 | 103 | 3 | 03/13/2026 | ☆ |
| 25520 | N CRD 282195 | Wealth Manager · Boutique (under $100M) | $9.2M | 25 | 29 | 1 | 01/21/2025 | ☆ | |
| 25521 | Center Stage Planning Llc CRD 330460 | Wealth Manager · Boutique (under $100M) | $9.2M | 47 | 127 | 2 | 07/20/2026 | ☆ | |
| 25522 | Midway Partners Capital Management, Llc CRD 316180 | Private Fund Manager · Boutique (under $100M) | $9.2M | 4 | 4 | 1 | 03/26/2026 | ☆ | |
| 25523 | Sondhi Capital, Llc CRD 155825 | Wealth Manager · Boutique (under $100M) | $9.2M | 4 | 1 | 03/15/2026 | ☆ | ||
| 25524 | Warzecha, Robert H CRD 125900 | Wealth Manager · Boutique (under $100M) | $9.1M | 4 | 4 | 1 | 05/26/2026 | ☆ | |
| 25525 | Monadnock Retirement Solutions, Llc CRD 305198 | Insurance-Affiliated · Boutique (under $100M) | $9.1M | 30 | 58 | 1 | 01/21/2026 | ☆ | |
| 25526 | Kingdom Wealth Development, Llc CRD 291802 | West Des Moines, IA | Wealth Manager · Boutique (under $100M) | $9.1M | 150 | 150 | 1 | 01/21/2026 | ☆ |
| 25527 | Southern Pacific Asset Management L.L.C. CRD 312822 | Yuma, AZ | Wealth Manager · Boutique (under $100M) | $9.1M | 87 | 129 | 1 | 03/27/2026 | ☆ |
| 25528 | Three Sheep Wealth Management, Llc CRD 335741 | Monterey, CA | Wealth Manager · Boutique (under $100M) | $9.1M | 11 | 31 | 1 | 02/20/2026 | ☆ |
| 25529 | Ligma Worldwide, Llc CRD 332951 | Wealth Manager · Boutique (under $100M) | $9.1M | 21 | 69 | 1 | 03/05/2026 | ☆ | |
| 25530 | Liberated Investor Advisors, Llc CRD 143672 | Insurance-Affiliated · Boutique (under $100M) | $9.1M | 56 | 64 | 2 | 03/10/2026 | ☆ | |
| 25531 | Acanto, Llc CRD 289330 | Wealth Manager · Boutique (under $100M) | $9.1M | 30 | 23 | 2 | 03/27/2026 | ☆ | |
| 25532 | Pecusavvy Financial, Llc CRD 339768 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $9.1M | 16 | 48 | 1 | 06/02/2026 | ☆ |
| 25533 | Cloverhill Capital Management, Llc CRD 175302 | New York, NY | Wealth Manager · Boutique (under $100M) | $9.1M | 14 | 31 | 1 | 03/03/2023 | ☆ |
| 25534 | Vitality Wealth Llc CRD 334476 | Idaho Falls, ID | Wealth Manager · Boutique (under $100M) | $9.1M | 13 | 59 | 2 | 03/30/2026 | ☆ |
| 25535 | Granite State Capital Management, Llc CRD 172745 | Wealth Manager · Boutique (under $100M) | $9.1M | 30 | 34 | 1 | 03/31/2026 | ☆ | |
| 25536 | Wealthy Doctor Institute Llc CRD 172699 | Warrenville, IL | Wealth Manager · Boutique (under $100M) | $9.1M | 37 | 120 | 1 | 05/29/2025 | ☆ |
| 25537 | Seamless Financial Planning, Llc CRD 282343 | Wealth Manager · Boutique (under $100M) | $9.1M | 5 | 21 | 1 | 01/23/2026 | ☆ | |
| 25538 | 1787 Fp Investment Services, Llc CRD 328273 | Mclean, VA | Insurance-Affiliated · Boutique (under $100M) | $9.1M | 5 | 13 | 3 | 03/06/2026 | ☆ |
| 25539 | Modern Wealth Planning Llc CRD 321852 | Brea, CA | Wealth Manager · Boutique (under $100M) | $9.1M | 46 | 143 | 1 | 03/18/2026 | ☆ |
| 25540 | Parisi Capital Llc CRD 308436 | Wealth Manager · Boutique (under $100M) | $9.1M | 44 | 44 | 1 | 01/22/2026 | ☆ | |
| 25541 | Eaglestone Capital Management Llc CRD 297958 | Bronxville, NY | Private Fund Manager · Boutique (under $100M) | $9.1M | 1 | 1 | 1 | 01/08/2026 | ☆ |
| 25542 | Accounting Advisory Services, L.L.C. CRD 120265 | Glen Allen, VA | Wealth Manager · Boutique (under $100M) | $9.1M | 6 | 7 | 1 | 04/17/2026 | ☆ |
| 25543 | Centre Street Cambridge Corporation CRD 128110 | Wealth Manager · Boutique (under $100M) | $9.1M | 7 | 7 | 1 | 02/17/2026 | ☆ | |
| 25544 | Centricity Financial Llc CRD 145561 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $9.1M | 5 | 19 | 1 | 04/13/2026 | ☆ |
| 25545 | Kws Advisory Group, Llc CRD 309184 | Edinburg, TX | Insurance-Affiliated · Boutique (under $100M) | $9.1M | 100 | 100 | 1 | 04/28/2026 | ☆ |
| 25546 | Legacy Ridge Capital Management, Llc CRD 293679 | Wealth Manager · Boutique (under $100M) | $9.1M | 5 | 5 | 2 | 01/14/2026 | ☆ | |
| 25547 | Light Macro Capital, Llc CRD 340204 | Wealth Manager · Boutique (under $100M) | $9.1M | 2 | 2 | 1 | 06/19/2026 | ☆ | |
| 25548 | Greene Wealth Management Llc CRD 338977 | Liberty Township, OH | Insurance-Affiliated · Boutique (under $100M) | $9.1M | 33 | 52 | 1 | 03/05/2026 | ☆ |
| 25549 | Interfunds, Inc. CRD 136177 | Emeryville, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $9.1M | 1 | 1 | 2 | 06/12/2026 | ☆ |
| 25550 | 1 Union Management, Llc CRD 282892 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $9.1M | 22 | 2 | 07/23/2026 | ☆ |