Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25651 | Centre Street Cambridge Corporation CRD 128110 | Wealth Manager · Boutique (under $100M) | $9.1M | 7 | 7 | 1 | 02/17/2026 | ☆ | |
| 25652 | Centricity Financial Llc CRD 145561 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $9.1M | 5 | 19 | 1 | 04/13/2026 | ☆ |
| 25653 | Kws Advisory Group, Llc CRD 309184 | Edinburg, TX | Wealth Manager · Boutique (under $100M) | $9.1M | 100 | 100 | 4 | 09/21/2026 | ☆ |
| 25654 | Legacy Ridge Capital Management, Llc CRD 293679 | Wealth Manager · Boutique (under $100M) | $9.1M | 5 | 5 | 2 | 01/14/2026 | ☆ | |
| 25655 | Light Macro Capital, Llc CRD 340204 | Wealth Manager · Boutique (under $100M) | $9.1M | 2 | 2 | 1 | 06/19/2026 | ☆ | |
| 25656 | Greene Wealth Management Llc CRD 338977 | Liberty Township, OH | Insurance-Affiliated · Boutique (under $100M) | $9.1M | 33 | 52 | 1 | 03/05/2026 | ☆ |
| 25657 | Interfunds, Inc. CRD 136177 | Emeryville, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $9.1M | 1 | 1 | 2 | 06/12/2026 | ☆ |
| 25658 | 1 Union Management, Llc CRD 282892 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $9.1M | 22 | 2 | 07/23/2026 | ☆ | |
| 25659 | Mark P. Shively CRD 113557 | Wealth Manager · Boutique (under $100M) | $9.1M | 11 | 39 | 1 | 03/30/2026 | ☆ | |
| 25660 | Concreit Fund Management Llc CRD 310737 | Seattle, WA | Private Fund Manager · Boutique (under $100M) | $9.0M | 16,758 | 1 | 0 | 03/31/2026 | ☆ |
| 25661 | Revise Wealth Llc CRD 335629 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 7 | 24 | 1 | 03/11/2026 | ☆ |
| 25662 | Kaspian Wealth Management Llc CRD 162028 | Woodcliff Lake, NJ | Wealth Manager · Boutique (under $100M) | $9.0M | 34 | 52 | 1 | 03/16/2026 | ☆ |
| 25663 | Covenant Investment Solutions L.L.C. CRD 294629 | Highlands, NC | Wealth Manager · Boutique (under $100M) | $9.0M | 12 | 27 | 1 | 03/31/2026 | ☆ |
| 25664 | Kardinal Financial Llc CRD 316730 | Wealth Manager · Boutique (under $100M) | $9.0M | 19 | 20 | 1 | 03/21/2026 | ☆ | |
| 25665 | Sherpa Financial Guides, Inc. CRD 314973 | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 39 | 69 | 2 | 03/18/2026 | ☆ | |
| 25666 | Mills Value Adviser Inc CRD 105886 | Arlington, VA | Private Fund Manager · Boutique (under $100M) | $9.0M | 26 | 26 | 1 | 02/18/2026 | ☆ |
| 25667 | Pathlight Financial Planning Llc CRD 327636 | Portland, OR | Wealth Manager · Boutique (under $100M) | $9.0M | 11 | 33 | 1 | 09/30/2026 | ☆ |
| 25668 | Baseline Investments, Llc CRD 296898 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $9.0M | 78 | 78 | 1 | 03/09/2026 | ☆ |
| 25669 | Davenport Pbh Llc CRD 319224 | Inlet Beach, FL | Wealth Manager · Boutique (under $100M) | $9.0M | 18 | 5 | 1 | 04/10/2026 | ☆ |
| 25670 | Db Asset Management,Llc. CRD 169069 | Wealth Manager · Boutique (under $100M) | $9.0M | 16 | 44 | 1 | 03/21/2023 | ☆ | |
| 25671 | Evergreen Capital Management, Inc. CRD 129764 | Sandy, UT | Wealth Manager · Boutique (under $100M) | $9.0M | 14 | 19 | 1 | 12/13/2024 | ☆ |
| 25672 | Firestorm Capital Llc CRD 155732 | Wealth Manager · Boutique (under $100M) | $9.0M | 5 | 6 | 1 | 06/30/2025 | ☆ | |
| 25673 | Grand Street Advisors, Llc CRD 130584 | Wealth Manager · Boutique (under $100M) | $9.0M | 16 | 51 | 1 | 02/10/2026 | ☆ | |
| 25674 | Guardian Brothers Capital Llc CRD 330293 | Wealth Manager · Boutique (under $100M) | $9.0M | 63 | 70 | 1 | 05/23/2026 | ☆ | |
| 25675 | Hawkeye Investment Management Llc CRD 153849 | Wealth Manager · Boutique (under $100M) | $9.0M | 16 | 1 | 07/11/2024 | ☆ | ||
| 25676 | Lane, Edward C. CRD 149112 | Wealth Manager · Boutique (under $100M) | $9.0M | 13 | 13 | 1 | 03/18/2026 | ☆ | |
| 25677 | M Street Capital, Llc CRD 174310 | Wealth Manager · Boutique (under $100M) | $9.0M | 10 | 10 | 0 | 09/28/2023 | ☆ | |
| 25678 | Marin Financial Llc CRD 325239 | Wealth Manager · Boutique (under $100M) | $9.0M | 40 | 60 | 1 | 03/23/2026 | ☆ | |
| 25679 | Mason Westbridge Asset Management Llc CRD 317589 | Peachtree Corners, GA | Wealth Manager · Boutique (under $100M) | $9.0M | 147 | 239 | 2 | 03/20/2026 | ☆ |
| 25680 | Next Gen Advisors, Llc CRD 326144 | New York, NY | Wealth Manager · Boutique (under $100M) | $9.0M | 5 | 5 | 4 | 05/07/2026 | ☆ |
| 25681 | Pierre Jacques Gendreau CRD 311923 | San Clemente, CA | Wealth Manager · Boutique (under $100M) | $9.0M | 1 | 42 | 0 | 05/19/2026 | ☆ |
| 25682 | Sooner Private Financial Llc CRD 340648 | Salem, NH | Wealth Manager · Boutique (under $100M) | $9.0M | 57 | 82 | 2 | 09/01/2026 | ☆ |
| 25683 | Off Trail Works Llc CRD 337378 | Austin, TX | Wealth Manager · Boutique (under $100M) | $9.0M | 21 | 38 | 1 | 01/15/2026 | ☆ |
| 25684 | J.P.Morgan Wealth Management Solutions Inc. CRD 335439 | New York, NY | Wealth Manager · Boutique (under $100M) | $9.0M | 33 | 33 | 65 | 03/31/2026 | ☆ |
| 25685 | Cybercompass Llc CRD 170654 | Wealth Manager · Boutique (under $100M) | $9.0M | 18 | 32 | 6 | 03/30/2026 | ☆ | |
| 25686 | Weiss, Lisbeth Kay CRD 129647 | Wealth Manager · Boutique (under $100M) | $9.0M | 20 | 53 | 1 | 06/09/2021 | ☆ | |
| 25687 | Lime Rock Investment Management Company, Inc. CRD 322364 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $9.0M | 25 | 26 | 1 | 02/27/2026 | ☆ |
| 25688 | Dauble+Worthington Capital Management, Llc CRD 148530 | Wealth Manager · Boutique (under $100M) | $9.0M | 60 | 60 | 1 | 02/04/2026 | ☆ | |
| 25689 | Aicapital Llc CRD 332969 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $9.0M | 10 | 14 | 4 | 07/10/2026 | ☆ |
| 25690 | Gateway Financial & Estate Planning, Inc. CRD 144741 | Wealth Manager · Boutique (under $100M) | $9.0M | 20 | 39 | 6 | 08/19/2026 | ☆ | |
| 25691 | Aegis Capital Group, Llc CRD 336467 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $9.0M | 6 | 11 | 2 | 01/14/2026 | ☆ |
| 25692 | Governing Dynamics, Llc CRD 169000 | Woodlands, TX | Wealth Manager · Boutique (under $100M) | $9.0M | 33 | 33 | 3 | 05/28/2026 | ☆ |
| 25693 | Truenorth Financial Planning, Llc CRD 334858 | Wealth Manager · Boutique (under $100M) | $9.0M | 12 | 4 | 1 | 03/24/2026 | ☆ | |
| 25694 | Walrus Partners, Llc CRD 115071 | Wealth Manager · Boutique (under $100M) | $9.0M | 14 | 7 | 3 | 01/20/2026 | ☆ | |
| 25695 | Charter Advisory Services, Llc CRD 288303 | Daytona Beach, FL | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 44 | 72 | 1 | 03/19/2026 | ☆ |
| 25696 | Camriel Advisors Llc CRD 333391 | Wealth Manager · Boutique (under $100M) | $9.0M | 19 | 26 | 1 | 08/14/2026 | ☆ | |
| 25697 | Rakatansky Financial Llc CRD 335560 | Subudry, MA | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 5 | 37 | 1 | 02/09/2026 | ☆ |
| 25698 | Sound Financial Management, Llc CRD 132088 | Wealth Manager · Boutique (under $100M) | $8.9M | 7 | 1 | 04/26/2025 | ☆ | ||
| 25699 | Bluevine Advisory Llc CRD 326599 | Jersey City, NJ | Investment Adviser · Boutique (under $100M) | $8.9M | 298 | 298 | 2 | 06/22/2026 | ☆ |
| 25700 | Atherean Asset Management Llc CRD 170857 | Jersey City, NJ | Wealth Manager · Boutique (under $100M) | $8.9M | 35 | 46 | 1 | 09/21/2026 | ☆ |