Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26001 | Advanced Tax And Financial Services,Inc. CRD 128968 | Wealth Manager · Boutique (under $100M) | $7.4M | 38 | 38 | 2 | 08/26/2025 | ☆ | |
| 26002 | Fintelect Am, Llc CRD 324452 | Wealth Manager · Boutique (under $100M) | $7.4M | 72 | 72 | 1 | 02/26/2026 | ☆ | |
| 26003 | Howe Financial Advisory, Llc CRD 165709 | Wealth Manager · Boutique (under $100M) | $7.4M | 4 | 8 | 1 | 03/09/2026 | ☆ | |
| 26004 | Private Client Services Group, Llc CRD 173969 | Wealth Manager · Boutique (under $100M) | $7.4M | 20 | 35 | 1 | 03/04/2026 | ☆ | |
| 26005 | Germana Capital Llc CRD 321214 | Miami, FL | Wealth Manager · Boutique (under $100M) | $7.4M | 16 | 18 | 2 | 03/10/2026 | ☆ |
| 26006 | Praestantia Capital, Llc CRD 334865 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $7.4M | 17 | 19 | 2 | 06/29/2026 | ☆ |
| 26007 | Access Softek Advisory Services, Llc CRD 299800 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $7.4M | 2,223 | 2,352 | 4 | 02/17/2026 | ☆ |
| 26008 | Patton Hall, Llc CRD 167346 | Wealth Manager · Boutique (under $100M) | $7.4M | 12 | 37 | 1 | 03/28/2025 | ☆ | |
| 26009 | Flexincome Fund Llc CRD 337942 | Westhampton, NY | Wealth Manager · Boutique (under $100M) | $7.4M | 4 | 4 | 1 | 05/20/2026 | ☆ |
| 26010 | Frank Finances Llc CRD 305886 | Wealth Manager · Boutique (under $100M) | $7.4M | 24 | 24 | 1 | 03/20/2026 | ☆ | |
| 26011 | Kortenkamp, Joshua F CRD 322425 | Gurnee, IL | Wealth Manager · Boutique (under $100M) | $7.4M | 18 | 43 | 1 | 10/16/2023 | ☆ |
| 26012 | Nn Investment Advisory, Llc CRD 332240 | Wealth Manager · Boutique (under $100M) | $7.4M | 36 | 64 | 1 | 03/03/2026 | ☆ | |
| 26013 | Whale Shark Financial Llc CRD 289002 | Wealth Manager · Boutique (under $100M) | $7.4M | 14 | 55 | 0 | 03/28/2026 | ☆ | |
| 26014 | Centerpoint Financial Management Llc CRD 306065 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $7.4M | 15 | 1 | 03/29/2026 | ☆ | |
| 26015 | Fullguards Financial CRD 325399 | Santa Cruz, CA | Wealth Manager · Boutique (under $100M) | $7.4M | 15 | 33 | 1 | 03/30/2026 | ☆ |
| 26016 | Sintra Capital Corp CRD 113059 | Durham, NH | Investment Adviser · Boutique (under $100M) | $7.4M | 2 | 3 | 02/03/2015 | ☆ | |
| 26017 | John C. Foti, Dba Experient Portfolio Management CRD 153286 | Insurance-Affiliated · Boutique (under $100M) | $7.4M | 5 | 9 | 1 | 03/06/2026 | ☆ | |
| 26018 | Abraham, Robert Ralph Jr CRD 127627 | Wealth Manager · Boutique (under $100M) | $7.4M | 19 | 19 | 1 | 08/07/2026 | ☆ | |
| 26019 | Grammatical Capital, Llc CRD 324428 | Wealth Manager · Boutique (under $100M) | $7.4M | 12 | 18 | 2 | 03/17/2026 | ☆ | |
| 26020 | Aumakua Capital Management Llc CRD 171791 | Mutual Fund / Asset Manager · Boutique (under $100M) | $7.4M | 10 | 13 | 2 | 03/10/2026 | ☆ | |
| 26021 | Gompert, Myron Rex CRD 153780 | Insurance-Affiliated · Boutique (under $100M) | $7.4M | 15 | 29 | 1 | 03/04/2026 | ☆ | |
| 26022 | Momentum Fintech Llc CRD 292276 | Lisle, IL | Wealth Manager · Boutique (under $100M) | $7.3M | 34 | 41 | 1 | 03/11/2026 | ☆ |
| 26023 | Altimeter Wealth Llc CRD 329420 | Wealth Manager · Boutique (under $100M) | $7.3M | 75 | 75 | 1 | 11/26/2025 | ☆ | |
| 26024 | Coastal Equity Management, Llc CRD 331518 | Pensacola, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $7.3M | 1 | 1 | 2 | 03/23/2026 | ☆ |
| 26025 | Devkota Capital Advisors Llc CRD 292346 | Wealth Manager · Boutique (under $100M) | $7.3M | 20 | 25 | 1 | 02/18/2026 | ☆ | |
| 26026 | Harmony Wealth Llc CRD 314817 | Wealth Manager · Boutique (under $100M) | $7.3M | 37 | 47 | 1 | 03/20/2026 | ☆ | |
| 26027 | Henderson Asset Management, Llc CRD 150876 | Bend, OR | Insurance-Affiliated · Boutique (under $100M) | $7.3M | 21 | 21 | 1 | 03/27/2026 | ☆ |
| 26028 | Pillar Point Wealth Management Llc CRD 336538 | Wealth Manager · Boutique (under $100M) | $7.3M | 5 | 24 | 1 | 08/12/2026 | ☆ | |
| 26029 | Fortis Wealth Management, Llc CRD 322409 | American Fork, UT | Wealth Manager · Boutique (under $100M) | $7.3M | 54 | 54 | 1 | 08/13/2026 | ☆ |
| 26030 | Lewis Berkeley Asset Management CRD 127352 | Wealth Manager · Boutique (under $100M) | $7.3M | 13 | 13 | 2 | 03/22/2024 | ☆ | |
| 26031 | On Keel Capital Llc CRD 311185 | Wealth Manager · Boutique (under $100M) | $7.3M | 3 | 8 | 1 | 05/12/2026 | ☆ | |
| 26032 | The Tiny House Adviser Llc CRD 325670 | Wealth Manager · Boutique (under $100M) | $7.3M | 13 | 49 | 1 | 02/23/2026 | ☆ | |
| 26033 | Level Up Financial Planning, Llc CRD 289967 | Wealth Manager · Boutique (under $100M) | $7.3M | 61 | 90 | 1 | 03/27/2026 | ☆ | |
| 26034 | Pembroke Wealth Management, Llc CRD 281341 | Wilmington, NC | Wealth Manager · Boutique (under $100M) | $7.3M | 25 | 23 | 1 | 03/30/2026 | ☆ |
| 26035 | Lakewealth Capital, Llc. CRD 298463 | Wealth Manager · Boutique (under $100M) | $7.3M | 54 | 67 | 1 | 02/18/2026 | ☆ | |
| 26036 | First Fidelity Group Llc CRD 174073 | Insurance-Affiliated · Boutique (under $100M) | $7.3M | 37 | 37 | 1 | 01/14/2026 | ☆ | |
| 26037 | Phase Line Financial Llc CRD 337906 | Wealth Manager · Boutique (under $100M) | $7.3M | 21 | 28 | 1 | 03/30/2026 | ☆ | |
| 26038 | Bdc Investment Advisors, Llc CRD 147627 | Private Fund Manager · Boutique (under $100M) | $7.3M | 1 | 1 | 2 | 03/10/2026 | ☆ | |
| 26039 | Global Autotrading Inc. CRD 143231 | Wealth Manager · Boutique (under $100M) | $7.3M | 113 | 131 | 2 | 02/24/2026 | ☆ | |
| 26040 | Don Brown Investment Advisor, Llc CRD 159741 | Wealth Manager · Boutique (under $100M) | $7.3M | 4 | 4 | 1 | 02/09/2026 | ☆ | |
| 26041 | Legacy Financial Solutions, Inc. CRD 114932 | Manchester, NH | Insurance-Affiliated · Boutique (under $100M) | $7.3M | 49 | 77 | 2 | 03/04/2026 | ☆ |
| 26042 | Options Trading & Education, Llc CRD 142122 | Santa Clarita, CA | Wealth Manager · Boutique (under $100M) | $7.3M | 12 | 27 | 1 | 06/10/2026 | ☆ |
| 26043 | Wuenschell Financial Services Llc CRD 327097 | Wealth Manager · Boutique (under $100M) | $7.3M | 16 | 37 | 1 | 03/17/2026 | ☆ | |
| 26044 | Prosperitage Wealth, Llc CRD 328338 | Wealth Manager · Boutique (under $100M) | $7.3M | 46 | 13 | 3 | 07/21/2026 | ☆ | |
| 26045 | Quantumleap Wealth Management, Llc CRD 173585 | St. Charles, MO | Wealth Manager · Boutique (under $100M) | $7.3M | 9 | 28 | 1 | 03/06/2026 | ☆ |
| 26046 | Rj Pace Financial, Llc CRD 125676 | Wealth Manager · Boutique (under $100M) | $7.3M | 13 | 24 | 1 | 03/30/2026 | ☆ | |
| 26047 | Cru Wealth Management Llc CRD 315476 | Wealth Manager · Boutique (under $100M) | $7.3M | 46 | 71 | 1 | 03/02/2026 | ☆ | |
| 26048 | Envest Advisors, Llc CRD 338053 | Myrtle Beach, SC | Wealth Manager · Boutique (under $100M) | $7.3M | 53 | 84 | 3 | 07/09/2026 | ☆ |
| 26049 | Serene Wealth Planning, Llc CRD 304903 | Everett, WA | Wealth Manager · Boutique (under $100M) | $7.3M | 8 | 21 | 1 | 02/20/2026 | ☆ |
| 26050 | Priority Investment Management Llc CRD 332692 | Wealth Manager · Boutique (under $100M) | $7.3M | 46 | 90 | 1 | 03/16/2026 | ☆ |