Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26001 | Foundation Wealth Planning Llc CRD 313197 | Salina, KS | Wealth Manager · Boutique (under $100M) | $7.8M | 27 | 121 | 1 | 06/15/2026 | ☆ |
| 26002 | Agustoni, Emanuele Guiseppe CRD 169306 | Urdorf | Wealth Manager · Boutique (under $100M) | $7.8M | 15 | 15 | 0 | 02/25/2026 | ☆ |
| 26003 | Jackson Financial, Investment & Retirement Services, Inc. CRD 142486 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $7.8M | 33 | 42 | 1 | 04/21/2026 | ☆ |
| 26004 | Agewise Financial Inc. CRD 328162 | Palm Desert, CA | Insurance-Affiliated · Boutique (under $100M) | $7.8M | 45 | 45 | 2 | 02/24/2026 | ☆ |
| 26005 | Covexic Llc CRD 136007 | Wealth Manager · Boutique (under $100M) | $7.8M | 30 | 30 | 1 | 03/25/2026 | ☆ | |
| 26006 | Great Ocean Road Financial, Llc CRD 331567 | Wealth Manager · Boutique (under $100M) | $7.8M | 17 | 36 | 1 | 03/06/2026 | ☆ | |
| 26007 | Red Meadow Capital, Llc D/B/A Red Meadow Investment Advisors CRD 154627 | Wealth Manager · Boutique (under $100M) | $7.8M | 21 | 46 | 1 | 03/24/2026 | ☆ | |
| 26008 | Century Funds Management Inc CRD 107231 | Wealth Manager · Boutique (under $100M) | $7.8M | 19 | 19 | 2 | 03/10/2026 | ☆ | |
| 26009 | Serene Financial Solutions Llc CRD 307284 | Gaithersburg, MD | Wealth Manager · Boutique (under $100M) | $7.8M | 35 | 35 | 1 | 04/20/2026 | ☆ |
| 26010 | Triaxiom Capital, Llc CRD 298263 | San Francisco, CA | Private Fund Manager · Boutique (under $100M) | $7.8M | 2 | 2 | 1 | 05/11/2026 | ☆ |
| 26011 | Smartstreet Investments Llc CRD 317972 | Wealth Manager · Boutique (under $100M) | $7.8M | 11 | 11 | 1 | 03/31/2026 | ☆ | |
| 26012 | Rockworth Investment Services Llc CRD 154115 | Center Conway, NH | Wealth Manager · Boutique (under $100M) | $7.8M | 61 | 61 | 1 | 01/15/2026 | ☆ |
| 26013 | Afzali Investments, Llc CRD 305104 | Rolling Hills Estates, CA | Wealth Manager · Boutique (under $100M) | $7.8M | 9 | 12 | 1 | 02/17/2026 | ☆ |
| 26014 | Sophronia Wealth Advisors, Inc. CRD 329967 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $7.8M | 10 | 19 | 4 | 09/08/2026 | ☆ |
| 26015 | Laguna Investments Llc CRD 342122 | Newport Coast, CA | Private Fund Manager · Boutique (under $100M) | $7.8M | 1 | 1 | 2 | 07/14/2026 | ☆ |
| 26016 | Farmingbury Financial Services, Llc CRD 127323 | Wolcott, CT | Insurance-Affiliated · Boutique (under $100M) | $7.8M | 52 | 52 | 1 | 01/28/2026 | ☆ |
| 26017 | Hightower & Boler, Llc CRD 288369 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $7.8M | 14 | 27 | 1 | 03/05/2026 | ☆ |
| 26018 | Peeples Wealth Management Llc CRD 317917 | Wealth Manager · Boutique (under $100M) | $7.8M | 10 | 12 | 1 | 05/06/2026 | ☆ | |
| 26019 | Investment Navigation Llc CRD 297883 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $7.8M | 13 | 18 | 1 | 03/23/2026 | ☆ |
| 26020 | Financial Analytics, Llc CRD 287749 | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 16 | 39 | 1 | 03/24/2026 | ☆ | |
| 26021 | Biy Financial, Llc CRD 338871 | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 30 | 30 | 1 | 02/11/2026 | ☆ | |
| 26022 | Wealthprotect Advisors Llc CRD 338308 | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 32 | 1 | 06/16/2026 | ☆ | |
| 26023 | Sdm Investments, Llc CRD 140325 | Merrillville, IN | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 41 | 41 | 1 | 03/31/2023 | ☆ |
| 26024 | Ez Wealth Group Inc. CRD 143813 | Wealth Manager · Boutique (under $100M) | $7.7M | 54 | 54 | 1 | 03/28/2025 | ☆ | |
| 26025 | Hivest Financial Llc CRD 286199 | Wealth Manager · Boutique (under $100M) | $7.7M | 9 | 47 | 1 | 03/31/2026 | ☆ | |
| 26026 | 95 Impact Partners, Llc CRD 323964 | Private Fund Manager · Boutique (under $100M) | $7.7M | 1 | 1 | 2 | 02/18/2026 | ☆ | |
| 26027 | Blue Ocean Investment Partners Limited CRD 297769 | Wealth Manager · Boutique (under $100M) | $7.7M | 19 | 19 | 1 | 03/30/2026 | ☆ | |
| 26028 | Clearwater Wealth Management Llc CRD 337831 | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 18 | 1 | 04/15/2026 | ☆ | |
| 26029 | Alphabit Investments, Llc CRD 334827 | Forest City, IA | Mutual Fund / Asset Manager · Boutique (under $100M) | $7.7M | 1 | 1 | 5 | 03/11/2026 | ☆ |
| 26030 | Financial Management Consultants, Inc. CRD 119921 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $7.7M | 81 | 81 | 1 | 01/09/2026 | ☆ |
| 26031 | Lamberson Knight Wealth Management Llc CRD 282437 | Wealth Manager · Boutique (under $100M) | $7.7M | 42 | 42 | 1 | 01/27/2026 | ☆ | |
| 26032 | Million Pebbles CRD 318393 | Wealth Manager · Boutique (under $100M) | $7.7M | 54 | 54 | 1 | 03/31/2026 | ☆ | |
| 26033 | Wealth Preservation Consultants, Llc. CRD 158529 | Wealth Manager · Boutique (under $100M) | $7.7M | 47 | 30 | 1 | 01/08/2026 | ☆ | |
| 26034 | Pacific Oak Financial Planning Llc CRD 226649 | Woodland Hills, CA | Wealth Manager · Boutique (under $100M) | $7.7M | 10 | 24 | 1 | 02/10/2026 | ☆ |
| 26035 | Higgins Capital Management, Inc. CRD 39985 | La Jolla, CA | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 11 | 11 | 2 | 02/18/2026 | ☆ |
| 26036 | Ninja Wealth Advisors, Llc CRD 331447 | Wealth Manager · Boutique (under $100M) | $7.7M | 9 | 49 | 1 | 05/20/2026 | ☆ | |
| 26037 | Hughes Family Capital, Llc CRD 338201 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 13 | 3 | 08/13/2026 | ☆ |
| 26038 | Macfarlane Investors Llc CRD 315984 | Wealth Manager · Boutique (under $100M) | $7.7M | 167 | 167 | 2 | 08/21/2026 | ☆ | |
| 26039 | Coletta Capital, Llc CRD 322161 | Rocky River, OH | Wealth Manager · Boutique (under $100M) | $7.7M | 26 | 62 | 1 | 09/09/2026 | ☆ |
| 26040 | Rio Financial Planning, Llc CRD 301786 | Wealth Manager · Boutique (under $100M) | $7.7M | 33 | 59 | 1 | 01/10/2026 | ☆ | |
| 26041 | Pioneer Financial, Inc. CRD 137940 | South Hadley, MA | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 94 | 122 | 2 | 03/07/2022 | ☆ |
| 26042 | Jro Wealth Management Llc CRD 330208 | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 30 | 1 | 05/11/2026 | ☆ | |
| 26043 | Maverick Private Wealth Llc CRD 175105 | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 19 | 3 | 03/24/2026 | ☆ | |
| 26044 | Providers & Families Wealth Management CRD 318230 | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 56 | 65 | 2 | 04/24/2026 | ☆ | |
| 26045 | Sweetgrass Financial Planning, Llc CRD 289291 | Wealth Manager · Boutique (under $100M) | $7.6M | 25 | 66 | 1 | 03/31/2026 | ☆ | |
| 26046 | Sterling Financial Management, Inc. CRD 123268 | Insurance-Affiliated · Boutique (under $100M) | $7.6M | 10 | 10 | 1 | 08/31/2026 | ☆ | |
| 26047 | Powers Financial Group, Llc CRD 306913 | Naperville, IL | Insurance-Affiliated · Boutique (under $100M) | $7.6M | 46 | 46 | 1 | 03/31/2026 | ☆ |
| 26048 | Money Blossoms, Llc CRD 318218 | Wealth Manager · Boutique (under $100M) | $7.6M | 11 | 18 | 1 | 10/02/2026 | ☆ | |
| 26049 | Petra Wealth Management, Llc CRD 332830 | Wealth Manager · Boutique (under $100M) | $7.6M | 21 | 66 | 1 | 03/27/2026 | ☆ | |
| 26050 | Glacier Point Advisors, Llc CRD 219515 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $7.6M | 20 | 33 | 1 | 02/17/2026 | ☆ |