Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25951 | Clout Inc. Advisors CRD 153396 | Tucson, AZ | Insurance-Affiliated · Boutique (under $100M) | $8.0M | 60 | 80 | 2 | 03/31/2023 | ☆ |
| 25952 | Emro Asset Management, Llc CRD 157178 | Wealth Manager · Boutique (under $100M) | $8.0M | 8 | 8 | 1 | 02/02/2023 | ☆ | |
| 25953 | James F Scott Investments Llc Dba Milestone Wealth Strategies CRD 162625 | Plano, TX | Wealth Manager · Boutique (under $100M) | $8.0M | 41 | 41 | 1 | 03/26/2024 | ☆ |
| 25954 | James Wheeler & Co. Advisors CRD 306498 | Insurance-Affiliated · Boutique (under $100M) | $8.0M | 15 | 15 | 0 | 06/25/2025 | ☆ | |
| 25955 | My Money Mgr Llc CRD 325395 | Wealth Manager · Boutique (under $100M) | $8.0M | 7 | 25 | 1 | 04/01/2026 | ☆ | |
| 25956 | Paradise Advisor Group Llc CRD 332698 | Wealth Manager · Boutique (under $100M) | $8.0M | 19 | 36 | 1 | 01/27/2026 | ☆ | |
| 25957 | Pgw Financial Llc CRD 333607 | Institutional / Pension Advisor · Boutique (under $100M) | $8.0M | 2 | 2 | 1 | 03/06/2026 | ☆ | |
| 25958 | Simplicity Financial, Llc CRD 284578 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $8.0M | 79 | 79 | 1 | 01/22/2026 | ☆ |
| 25959 | Sire Line Capital Management Llc CRD 151938 | Wealth Manager · Boutique (under $100M) | $8.0M | 18 | 32 | 1 | 03/20/2026 | ☆ | |
| 25960 | Wagner Wealth Management Llc CRD 154007 | Wealth Manager · Boutique (under $100M) | $8.0M | 10 | 10 | 1 | 03/08/2026 | ☆ | |
| 25961 | Erg Asset Management Llc CRD 161694 | Norwalk, CT | Private Fund Manager · Boutique (under $100M) | $8.0M | 4 | 4 | 2 | 04/03/2025 | ☆ |
| 25962 | Derenzo Advisors Llc CRD 148612 | Wealth Manager · Boutique (under $100M) | $8.0M | 17 | 1 | 09/22/2026 | ☆ | ||
| 25963 | Ahlbeck Financial Incorporated CRD 312380 | Des Plaines, IL | Wealth Manager · Boutique (under $100M) | $8.0M | 33 | 54 | 2 | 03/15/2024 | ☆ |
| 25964 | Nexus Wealth Management, Llc CRD 173883 | Chesapeake, VA | Wealth Manager · Boutique (under $100M) | $8.0M | 43 | 43 | 1 | 03/18/2026 | ☆ |
| 25965 | James M. O'brien, Inc. CRD 175086 | Carlsbad, CA | Insurance-Affiliated · Boutique (under $100M) | $8.0M | 5 | 11 | 1 | 06/08/2026 | ☆ |
| 25966 | Stevens, Cole Andrew CRD 284575 | San Luis Obispo, CA | Wealth Manager · Boutique (under $100M) | $8.0M | 38 | 48 | 1 | 04/02/2026 | ☆ |
| 25967 | Legacy Harbor CRD 118187 | Plano, TX | Wealth Manager · Boutique (under $100M) | $8.0M | 26 | 51 | 1 | 03/10/2026 | ☆ |
| 25968 | Prudent Growth Investments Llc CRD 337283 | Natick, MA | Wealth Manager · Boutique (under $100M) | $8.0M | 15 | 15 | 1 | 06/03/2026 | ☆ |
| 25969 | Navwell Advisors Corporation CRD 328706 | Garden City, NY | Wealth Manager · Boutique (under $100M) | $7.9M | 12 | 12 | 1 | 07/31/2026 | ☆ |
| 25970 | Flyway Financial Llc CRD 324454 | Wealth Manager · Boutique (under $100M) | $7.9M | 27 | 51 | 1 | 04/01/2026 | ☆ | |
| 25971 | The Butterfield Group Llc CRD 312852 | Wealth Manager · Boutique (under $100M) | $7.9M | 60 | 60 | 1 | 06/01/2026 | ☆ | |
| 25972 | Styled Wealth, Llc CRD 326784 | Wealth Manager · Boutique (under $100M) | $7.9M | 36 | 96 | 1 | 03/16/2026 | ☆ | |
| 25973 | Vooys, James Donald CRD 133332 | Wealth Manager · Boutique (under $100M) | $7.9M | 6 | 5 | 1 | 11/12/2025 | ☆ | |
| 25974 | Girton Capital Management, Inc. CRD 130573 | Wealth Manager · Boutique (under $100M) | $7.9M | 10 | 10 | 1 | 05/12/2026 | ☆ | |
| 25975 | Gunnell Financial CRD 286076 | Plainfield, IN | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 30 | 50 | 1 | 03/16/2026 | ☆ |
| 25976 | Life's Business, Inc. CRD 152270 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $7.9M | 5 | 8 | 1 | 03/31/2026 | ☆ |
| 25977 | Monument Retirement & Wealth Advisory, Llc CRD 135311 | Allen, TX | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 23 | 30 | 1 | 03/15/2026 | ☆ |
| 25978 | Charleston Equity Partners, Llc CRD 300228 | Charleston, SC | Private Fund Manager · Boutique (under $100M) | $7.9M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 25979 | Invested Interests, Llc CRD 134836 | Wealth Manager · Boutique (under $100M) | $7.9M | 53 | 72 | 1 | 10/01/2026 | ☆ | |
| 25980 | Mirror Lake Wealth Management, Llc CRD 332311 | Wealth Manager · Boutique (under $100M) | $7.9M | 5 | 5 | 1 | 03/12/2026 | ☆ | |
| 25981 | Overlook Park Wealth, Llc CRD 300955 | Humble, TX | Wealth Manager · Boutique (under $100M) | $7.9M | 74 | 104 | 1 | 05/05/2026 | ☆ |
| 25982 | John Michael Lotshaw CRD 126808 | Wealth Manager · Boutique (under $100M) | $7.9M | 7 | 7 | 1 | 03/17/2026 | ☆ | |
| 25983 | Desert Financial Planning CRD 293185 | Palm Desert, CA | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 29 | 61 | 1 | 03/31/2026 | ☆ |
| 25984 | The Profolio Group, Llc CRD 296790 | Wealth Manager · Boutique (under $100M) | $7.9M | 45 | 75 | 1 | 03/30/2026 | ☆ | |
| 25985 | Optometry Wealth Advisors Llc CRD 317286 | Wealth Manager · Boutique (under $100M) | $7.9M | 35 | 104 | 1 | 09/23/2026 | ☆ | |
| 25986 | Antonio Stokes Advisors Inc CRD 313572 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 60 | 60 | 1 | 01/02/2026 | ☆ |
| 25987 | Prince, William L CRD 304072 | Wealth Manager · Boutique (under $100M) | $7.9M | 5 | 5 | 1 | 03/25/2026 | ☆ | |
| 25988 | Relion Assets Management, Llc CRD 282530 | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 26 | 36 | 1 | 04/02/2026 | ☆ | |
| 25989 | Stratton Capital Management, Llc CRD 154107 | Wealth Manager · Boutique (under $100M) | $7.9M | 6 | 6 | 1 | 03/19/2026 | ☆ | |
| 25990 | Smith And Sons Capital Partners Llc CRD 327154 | Wealth Manager · Boutique (under $100M) | $7.9M | 27 | 61 | 1 | 03/04/2026 | ☆ | |
| 25991 | Frank Capital Management Llc CRD 151624 | Wealth Manager · Boutique (under $100M) | $7.9M | 18 | 18 | 1 | 03/27/2026 | ☆ | |
| 25992 | Bird Capital Group, Inc. CRD 170585 | Wealth Manager · Boutique (under $100M) | $7.9M | 3 | 1 | 03/31/2026 | ☆ | ||
| 25993 | Rj Aubrey Investments Corp. CRD 134690 | Wealth Manager · Boutique (under $100M) | $7.8M | 66 | 66 | 0 | 11/30/2018 | ☆ | |
| 25994 | Vest Assured, Inc. CRD 137390 | Endowment & Foundation Advisor · Boutique (under $100M) | $7.8M | 2 | 1 | 04/30/2025 | ☆ | ||
| 25995 | Ale Llc CRD 281237 | Pleasant Hill, CA | Insurance-Affiliated · Boutique (under $100M) | $7.8M | 9 | 13 | 1 | 03/18/2026 | ☆ |
| 25996 | Garch Capital Llc CRD 167080 | Andover, MA | Wealth Manager · Boutique (under $100M) | $7.8M | 5 | 17 | 1 | 05/20/2026 | ☆ |
| 25997 | Tempus Investment Corp CRD 307013 | Wealth Manager · Boutique (under $100M) | $7.8M | 68 | 116 | 1 | 03/31/2026 | ☆ | |
| 25998 | Legacitree Wealth Management, Llc CRD 311540 | Buford, GA | Wealth Manager · Boutique (under $100M) | $7.8M | 70 | 80 | 1 | 05/07/2026 | ☆ |
| 25999 | Finanz Butik Capital Management, Llc CRD 325693 | Coral Gables, FL | Private Fund Manager · Boutique (under $100M) | $7.8M | 3 | 3 | 3 | 03/26/2026 | ☆ |
| 26000 | Carter, Jr. Joe Louis CRD 126135 | Investment Adviser · Boutique (under $100M) | $7.8M | 1 | 1 | 03/16/2026 | ☆ |