Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25901 | Triaxiom Capital, Llc CRD 298263 | San Francisco, CA | Private Fund Manager · Boutique (under $100M) | $7.8M | 2 | 2 | 1 | 05/11/2026 | ☆ |
| 25902 | Smartstreet Investments Llc CRD 317972 | Wealth Manager · Boutique (under $100M) | $7.8M | 11 | 11 | 1 | 03/31/2026 | ☆ | |
| 25903 | Rockworth Investment Services Llc CRD 154115 | Center Conway, NH | Wealth Manager · Boutique (under $100M) | $7.8M | 61 | 61 | 1 | 01/15/2026 | ☆ |
| 25904 | Afzali Investments, Llc CRD 305104 | Rolling Hills Estates, CA | Wealth Manager · Boutique (under $100M) | $7.8M | 9 | 12 | 1 | 02/17/2026 | ☆ |
| 25905 | Sophronia Wealth Advisors, Inc. CRD 329967 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $7.8M | 10 | 19 | 3 | 03/18/2026 | ☆ |
| 25906 | Laguna Investments Llc CRD 342122 | Newport Coast, CA | Private Fund Manager · Boutique (under $100M) | $7.8M | 1 | 1 | 2 | 07/14/2026 | ☆ |
| 25907 | Farmingbury Financial Services, Llc CRD 127323 | Wolcott, CT | Insurance-Affiliated · Boutique (under $100M) | $7.8M | 52 | 52 | 1 | 01/28/2026 | ☆ |
| 25908 | Hightower & Boler, Llc CRD 288369 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $7.8M | 14 | 27 | 1 | 03/05/2026 | ☆ |
| 25909 | Peeples Wealth Management Llc CRD 317917 | Wealth Manager · Boutique (under $100M) | $7.8M | 10 | 12 | 1 | 05/06/2026 | ☆ | |
| 25910 | Investment Navigation Llc CRD 297883 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $7.8M | 13 | 18 | 1 | 03/23/2026 | ☆ |
| 25911 | Financial Analytics, Llc CRD 287749 | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 16 | 39 | 1 | 03/24/2026 | ☆ | |
| 25912 | Biy Financial, Llc CRD 338871 | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 30 | 30 | 1 | 02/11/2026 | ☆ | |
| 25913 | Wealthprotect Advisors Llc CRD 338308 | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 32 | 1 | 06/16/2026 | ☆ | |
| 25914 | Sdm Investments, Llc CRD 140325 | Merrillville, IN | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 41 | 41 | 1 | 03/31/2023 | ☆ |
| 25915 | Ez Wealth Group Inc. CRD 143813 | Wealth Manager · Boutique (under $100M) | $7.7M | 54 | 54 | 1 | 03/28/2025 | ☆ | |
| 25916 | Hivest Financial Llc CRD 286199 | Wealth Manager · Boutique (under $100M) | $7.7M | 9 | 47 | 1 | 03/31/2026 | ☆ | |
| 25917 | 95 Impact Partners, Llc CRD 323964 | Private Fund Manager · Boutique (under $100M) | $7.7M | 1 | 1 | 2 | 02/18/2026 | ☆ | |
| 25918 | Blue Ocean Investment Partners Limited CRD 297769 | Wealth Manager · Boutique (under $100M) | $7.7M | 19 | 19 | 1 | 03/30/2026 | ☆ | |
| 25919 | Clearwater Wealth Management Llc CRD 337831 | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 18 | 1 | 04/15/2026 | ☆ | |
| 25920 | Alphabit Investments, Llc CRD 334827 | Forest City, IA | Mutual Fund / Asset Manager · Boutique (under $100M) | $7.7M | 1 | 1 | 5 | 03/11/2026 | ☆ |
| 25921 | Financial Management Consultants, Inc. CRD 119921 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $7.7M | 81 | 81 | 1 | 01/09/2026 | ☆ |
| 25922 | Invested Interests, Llc CRD 134836 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $7.7M | 49 | 49 | 1 | 04/03/2026 | ☆ |
| 25923 | Lamberson Knight Wealth Management Llc CRD 282437 | Wealth Manager · Boutique (under $100M) | $7.7M | 42 | 42 | 1 | 01/27/2026 | ☆ | |
| 25924 | Million Pebbles CRD 318393 | Wealth Manager · Boutique (under $100M) | $7.7M | 54 | 54 | 1 | 03/31/2026 | ☆ | |
| 25925 | Wealth Preservation Consultants, Llc. CRD 158529 | Wealth Manager · Boutique (under $100M) | $7.7M | 47 | 30 | 1 | 01/08/2026 | ☆ | |
| 25926 | Pacific Oak Financial Planning Llc CRD 226649 | Woodland Hills, CA | Wealth Manager · Boutique (under $100M) | $7.7M | 10 | 24 | 1 | 02/10/2026 | ☆ |
| 25927 | Higgins Capital Management, Inc. CRD 39985 | La Jolla, CA | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 11 | 11 | 2 | 02/18/2026 | ☆ |
| 25928 | Ninja Wealth Advisors, Llc CRD 331447 | Wealth Manager · Boutique (under $100M) | $7.7M | 9 | 49 | 1 | 05/20/2026 | ☆ | |
| 25929 | Hughes Family Capital, Llc CRD 338201 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 13 | 3 | 08/13/2026 | ☆ |
| 25930 | Macfarlane Investors Llc CRD 315984 | Wealth Manager · Boutique (under $100M) | $7.7M | 167 | 167 | 2 | 08/17/2026 | ☆ | |
| 25931 | Rio Financial Planning, Llc CRD 301786 | Wealth Manager · Boutique (under $100M) | $7.7M | 33 | 59 | 1 | 01/10/2026 | ☆ | |
| 25932 | Pioneer Financial, Inc. CRD 137940 | South Hadley, MA | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 94 | 122 | 2 | 03/07/2022 | ☆ |
| 25933 | Jro Wealth Management Llc CRD 330208 | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 30 | 1 | 05/11/2026 | ☆ | |
| 25934 | Maverick Private Wealth Llc CRD 175105 | Wealth Manager · Boutique (under $100M) | $7.7M | 8 | 19 | 3 | 03/24/2026 | ☆ | |
| 25935 | Providers & Families Wealth Management CRD 318230 | Insurance-Affiliated · Boutique (under $100M) | $7.7M | 56 | 65 | 2 | 04/24/2026 | ☆ | |
| 25936 | Sweetgrass Financial Planning, Llc CRD 289291 | Wealth Manager · Boutique (under $100M) | $7.6M | 25 | 66 | 1 | 03/31/2026 | ☆ | |
| 25937 | Tilden Path Capital Llc CRD 321783 | Wealth Manager · Boutique (under $100M) | $7.6M | 11 | 27 | 1 | 01/09/2026 | ☆ | |
| 25938 | Powers Financial Group, Llc CRD 306913 | Naperville, IL | Insurance-Affiliated · Boutique (under $100M) | $7.6M | 46 | 46 | 1 | 03/31/2026 | ☆ |
| 25939 | Petra Wealth Management, Llc CRD 332830 | Wealth Manager · Boutique (under $100M) | $7.6M | 21 | 66 | 1 | 03/27/2026 | ☆ | |
| 25940 | Glacier Point Advisors, Llc CRD 219515 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $7.6M | 20 | 33 | 1 | 02/17/2026 | ☆ |
| 25941 | Chow, Brian Gee Yin CRD 124289 | Wealth Manager · Boutique (under $100M) | $7.6M | 3 | 4 | 2 | 04/13/2026 | ☆ | |
| 25942 | Blsh Wealth Management Llc CRD 337744 | Wealth Manager · Boutique (under $100M) | $7.6M | 19 | 2 | 03/06/2026 | ☆ | ||
| 25943 | C.T. Kares Advisory Group, Inc. CRD 117829 | Wealth Manager · Boutique (under $100M) | $7.6M | 25 | 25 | 1 | 02/04/2026 | ☆ | |
| 25944 | Channel Investment Partners Llc CRD 308031 | Mutual Fund / Asset Manager · Boutique (under $100M) | $7.6M | 1 | 1 | 2 | 01/28/2026 | ☆ | |
| 25945 | Atomic Planning Llc CRD 313965 | Wealth Manager · Boutique (under $100M) | $7.6M | 18 | 50 | 1 | 03/31/2026 | ☆ | |
| 25946 | Ethos Financial Planning Llc CRD 333162 | Wealth Manager · Boutique (under $100M) | $7.6M | 15 | 20 | 1 | 02/14/2026 | ☆ | |
| 25947 | Greenwood Wealth Management, Llc CRD 311352 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $7.6M | 34 | 51 | 1 | 03/09/2026 | ☆ |
| 25948 | Griffon Investment Advisors Incorporated CRD 287863 | Troy, MI | Institutional / Pension Advisor · Boutique (under $100M) | $7.6M | 6 | 6 | 1 | 03/25/2026 | ☆ |
| 25949 | Pennsylvania Advisory Services, Inc. CRD 298812 | Wealth Manager · Boutique (under $100M) | $7.6M | 86 | 146 | 2 | 03/27/2026 | ☆ | |
| 25950 | Tandem Views Investment Services, Llc CRD 281611 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $7.6M | 13 | 35 | 1 | 03/17/2026 | ☆ |