Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26351 | Souther Capital Management L.L.C. CRD 167136 | Wealth Manager · Boutique (under $100M) | $6.6M | 4 | 7 | 1 | 02/09/2026 | ☆ | |
| 26352 | Vasquez Financial Consulting Llc CRD 317530 | Wealth Manager · Boutique (under $100M) | $6.6M | 14 | 55 | 1 | 08/01/2025 | ☆ | |
| 26353 | Investments Technology Inc CRD 110223 | Private Fund Manager · Boutique (under $100M) | $6.6M | 1 | 1 | 2 | 05/13/2026 | ☆ | |
| 26354 | Naab, Justin M. CRD 123722 | Wealth Manager · Boutique (under $100M) | $6.6M | 57 | 57 | 1 | 01/11/2026 | ☆ | |
| 26355 | Villalobos, Enrique CRD 285049 | West Covina, CA | Wealth Manager · Boutique (under $100M) | $6.6M | 16 | 20 | 1 | 01/27/2026 | ☆ |
| 26356 | Heritage Advisory Services, Inc. CRD 119241 | Malvern, PA | Wealth Manager · Boutique (under $100M) | $6.5M | 15 | 15 | 1 | 03/18/2026 | ☆ |
| 26357 | The Wealth Syndicate Llc CRD 282889 | Silver Spring, MD | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 80 | 80 | 1 | 02/19/2026 | ☆ |
| 26358 | Wise Holdings Inc. CRD 114731 | Wealth Manager · Boutique (under $100M) | $6.5M | 0 | 8 | 0 | 06/27/2025 | ☆ | |
| 26359 | Great Mountain Capital Management Llc CRD 133909 | Wealth Manager · Boutique (under $100M) | $6.5M | 13 | 18 | 1 | 03/26/2026 | ☆ | |
| 26360 | Brokaw Rice Investment Advisors, Incorporated CRD 141533 | Wealth Manager · Boutique (under $100M) | $6.5M | 19 | 27 | 2 | 03/29/2026 | ☆ | |
| 26361 | Financial Life Journeys, Llc CRD 306786 | Wealth Manager · Boutique (under $100M) | $6.5M | 23 | 66 | 1 | 01/10/2026 | ☆ | |
| 26362 | Talent Acquisition Group, Inc. Dba Spiritus Financial Planning CRD 141372 | Wealth Manager · Boutique (under $100M) | $6.5M | 3 | 2 | 2 | 03/24/2026 | ☆ | |
| 26363 | Sirmium Capital, Llc CRD 167682 | Wealth Manager · Boutique (under $100M) | $6.5M | 61 | 61 | 1 | 07/02/2025 | ☆ | |
| 26364 | Mindful Advisory, Llc CRD 315290 | Wealth Manager · Boutique (under $100M) | $6.5M | 10 | 23 | 1 | 03/29/2026 | ☆ | |
| 26365 | Capridge Advisors Llc CRD 330404 | Wealth Manager · Boutique (under $100M) | $6.5M | 6 | 15 | 1 | 01/21/2026 | ☆ | |
| 26366 | N CRD 158125 | Wealth Manager · Boutique (under $100M) | $6.5M | 15 | 15 | 2 | 03/14/2025 | ☆ | |
| 26367 | Newday Funds, Inc. CRD 174758 | Southbury, CT | Wealth Manager · Boutique (under $100M) | $6.5M | 3 | 2 | 04/01/2026 | ☆ | |
| 26368 | Brookside Wealth Management Llc CRD 287767 | Wealth Manager · Boutique (under $100M) | $6.5M | 5 | 5 | 1 | 03/16/2026 | ☆ | |
| 26369 | Donovan Legacy Advisors, Llc CRD 323659 | Wealth Manager · Boutique (under $100M) | $6.5M | 5 | 19 | 1 | 09/30/2026 | ☆ | |
| 26370 | Ames Financial Solutions, Llc CRD 172728 | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 217 | 324 | 1 | 02/04/2026 | ☆ | |
| 26371 | Florio Wealth Management, Llc CRD 311831 | Seminole, FL | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 33 | 47 | 2 | 02/13/2026 | ☆ |
| 26372 | Harvey Wealth Management Llc CRD 324344 | Wealth Manager · Boutique (under $100M) | $6.5M | 3 | 3 | 1 | 06/03/2026 | ☆ | |
| 26373 | Ivy Capital Llc CRD 333600 | South Glastonbury, CT | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 1 | 2 | 1 | 03/23/2026 | ☆ |
| 26374 | Legacy Wealth Capital, Llc. CRD 175197 | Wealth Manager · Boutique (under $100M) | $6.5M | 10 | 10 | 1 | 05/13/2026 | ☆ | |
| 26375 | Summit Family Office Services, Llc CRD 171313 | Multi-Family Office · Boutique (under $100M) | $6.5M | 15 | 15 | 4 | 07/20/2026 | ☆ | |
| 26376 | Sunstreet Securities, Llc CRD 143211 | Avondale, AZ | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 50 | 50 | 18 | 03/31/2026 | ☆ |
| 26377 | Toyer Investment Advisors Llc CRD 308378 | Wealth Manager · Boutique (under $100M) | $6.5M | 95 | 90 | 1 | 03/31/2026 | ☆ | |
| 26378 | Tricord Investment Advisors, Inc. CRD 131613 | Wealth Manager · Boutique (under $100M) | $6.5M | 15 | 15 | 0 | 07/07/2026 | ☆ | |
| 26379 | William Driscoll Insurance, Inc. CRD 285778 | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 33 | 33 | 1 | 03/12/2026 | ☆ | |
| 26380 | Visionary Wealth Planners Llc CRD 318224 | Wealth Manager · Boutique (under $100M) | $6.5M | 67 | 67 | 1 | 01/22/2026 | ☆ | |
| 26381 | Organic Wealth, Llc CRD 331383 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $6.5M | 10 | 57 | 1 | 03/16/2026 | ☆ |
| 26382 | Braverman Wealth Advisors, Llc CRD 304291 | Boulder, CO | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 2 | 12 | 1 | 03/17/2025 | ☆ |
| 26383 | Dickson Financial Group, Llc. CRD 292258 | Wealth Manager · Boutique (under $100M) | $6.5M | 31 | 31 | 2 | 01/05/2026 | ☆ | |
| 26384 | Kanakadhara Financial Enterprise, Llc CRD 158491 | Carnegie, PA | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 2 | 2 | 1 | 03/31/2022 | ☆ |
| 26385 | Acadia Financial Services, Llc CRD 309270 | Wealth Manager · Boutique (under $100M) | $6.5M | 20 | 73 | 1 | 01/08/2026 | ☆ | |
| 26386 | Iseler Financial, Llc CRD 304647 | Wealth Manager · Boutique (under $100M) | $6.5M | 42 | 115 | 1 | 08/27/2026 | ☆ | |
| 26387 | Jw Hall Financial Llc CRD 337745 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $6.5M | 6 | 25 | 1 | 01/08/2026 | ☆ |
| 26388 | Henley Advisors, Llc CRD 281983 | Lakeland, FL | Wealth Manager · Boutique (under $100M) | $6.5M | 69 | 79 | 1 | 03/02/2026 | ☆ |
| 26389 | Hughes Strategic Group Llc CRD 334347 | Wealth Manager · Boutique (under $100M) | $6.5M | 21 | 44 | 1 | 03/30/2026 | ☆ | |
| 26390 | Granata, Michael E. CRD 171697 | Wealth Manager · Boutique (under $100M) | $6.4M | 36 | 46 | 1 | 01/18/2026 | ☆ | |
| 26391 | Mahaffey Financial Llc CRD 138464 | Wealth Manager · Boutique (under $100M) | $6.4M | 13 | 13 | 1 | 01/02/2026 | ☆ | |
| 26392 | Wealthjar Investment Advisory, Llc CRD 288484 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $6.4M | 46 | 106 | 11 | 04/28/2026 | ☆ |
| 26393 | Lake State Financial Inc CRD 327163 | Wealth Manager · Boutique (under $100M) | $6.4M | 11 | 17 | 1 | 03/30/2026 | ☆ | |
| 26394 | Anchory, Llc CRD 293701 | Wealth Manager · Boutique (under $100M) | $6.4M | 11 | 39 | 1 | 04/24/2026 | ☆ | |
| 26395 | Advanced Practice Planning, Llc CRD 327349 | Wealth Manager · Boutique (under $100M) | $6.4M | 30 | 58 | 1 | 04/08/2026 | ☆ | |
| 26396 | Twelve Two Capital Llc CRD 297748 | Wealth Manager · Boutique (under $100M) | $6.4M | 26 | 92 | 1 | 03/22/2026 | ☆ | |
| 26397 | O'hara Wealth Management Inc CRD 297201 | Port Jefferson Station, NY | Wealth Manager · Boutique (under $100M) | $6.4M | 27 | 30 | 1 | 01/09/2026 | ☆ |
| 26398 | Bmr Financial Advisors, Ltd. CRD 119299 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $6.4M | 10 | 25 | 1 | 03/09/2026 | ☆ |
| 26399 | Blueprint Retirement Advisors Llc CRD 304611 | Palestine, TX | Insurance-Affiliated · Boutique (under $100M) | $6.4M | 18 | 21 | 1 | 06/08/2026 | ☆ |
| 26400 | Pacific Point Wealth Management, Llc CRD 338392 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $6.4M | 35 | 35 | 5 | 09/29/2026 | ☆ |