Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26451 | Cadenza Financial Planning Llc CRD 314193 | Wealth Manager · Boutique (under $100M) | $6.2M | 21 | 23 | 1 | 09/30/2026 | ☆ | |
| 26452 | Graham Financial, Llc CRD 307088 | Wealth Manager · Boutique (under $100M) | $6.2M | 5 | 18 | 1 | 03/31/2026 | ☆ | |
| 26453 | Kane Financial Planning, Llc CRD 283245 | Wealth Manager · Boutique (under $100M) | $6.2M | 10 | 23 | 1 | 02/23/2026 | ☆ | |
| 26454 | Stadtler Capital Management, Llc CRD 156465 | Fort Worth, TX | Private Fund Manager · Boutique (under $100M) | $6.2M | 3 | 7 | 1 | 03/31/2026 | ☆ |
| 26455 | Westside Financial Advisors Llc CRD 308953 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $6.2M | 8 | 8 | 1 | 05/06/2026 | ☆ |
| 26456 | Farview Management, Llc CRD 321269 | Wealth Manager · Boutique (under $100M) | $6.2M | 20 | 55 | 1 | 09/21/2026 | ☆ | |
| 26457 | Iwd Capital Management, Llc CRD 168632 | Wealth Manager · Boutique (under $100M) | $6.2M | 6 | 1 | 03/20/2026 | ☆ | ||
| 26458 | Mid Michigan Insurance And Financial Services Llc CRD 311449 | Bay City, MI | Insurance-Affiliated · Boutique (under $100M) | $6.2M | 49 | 88 | 2 | 01/12/2026 | ☆ |
| 26459 | Xantos Labs, Llc CRD 302005 | Investment Adviser · Boutique (under $100M) | $6.2M | 102 | 102 | 3 | 09/30/2026 | ☆ | |
| 26460 | Eb Financial Planning CRD 132861 | Wealth Manager · Boutique (under $100M) | $6.2M | 22 | 22 | 1 | 04/27/2026 | ☆ | |
| 26461 | Schaeffer Financial & Tax, Llc CRD 288669 | Wealth Manager · Boutique (under $100M) | $6.2M | 31 | 68 | 1 | 03/26/2026 | ☆ | |
| 26462 | Alpha Initiative, Inc. CRD 299242 | Palo Cedro, CA | Wealth Manager · Boutique (under $100M) | $6.2M | 29 | 46 | 1 | 05/08/2026 | ☆ |
| 26463 | Tsai Wealth Management CRD 151928 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $6.2M | 14 | 24 | 1 | 03/26/2026 | ☆ |
| 26464 | Fletcher Wealth Management, Inc. CRD 322877 | Kingsport, TN | Wealth Manager · Boutique (under $100M) | $6.2M | 12 | 53 | 1 | 01/15/2026 | ☆ |
| 26465 | From Planning To Living Llc CRD 298471 | Wealth Manager · Boutique (under $100M) | $6.2M | 34 | 53 | 1 | 06/16/2026 | ☆ | |
| 26466 | Carvalho Investment Group, Llc CRD 312231 | Austin, TX | Wealth Manager · Boutique (under $100M) | $6.2M | 15 | 16 | 1 | 03/06/2026 | ☆ |
| 26467 | Legacy Map Design, Llc CRD 297269 | Wichita, KS | Wealth Manager · Boutique (under $100M) | $6.2M | 131 | 131 | 2 | 05/04/2026 | ☆ |
| 26468 | Marshall Wealth Management, Llc CRD 123661 | Sugar Land, TX | Insurance-Affiliated · Boutique (under $100M) | $6.2M | 92 | 92 | 1 | 01/14/2026 | ☆ |
| 26469 | Global Wealth Management CRD 167025 | Corona Del Mar, CA | Institutional / Pension Advisor · Boutique (under $100M) | $6.2M | 6 | 6 | 1 | 03/24/2026 | ☆ |
| 26470 | Sterling Advisory Services, Llc CRD 169827 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $6.2M | 2 | 8 | 1 | 03/31/2026 | ☆ |
| 26471 | Kraft Capital, Llc CRD 332355 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $6.2M | 23 | 41 | 2 | 03/31/2026 | ☆ |
| 26472 | Hexeum Capital Llc CRD 298791 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $6.2M | 26 | 31 | 1 | 04/01/2026 | ☆ |
| 26473 | Wonder Wealth Llc CRD 315390 | Wealth Manager · Boutique (under $100M) | $6.2M | 34 | 51 | 2 | 03/26/2026 | ☆ | |
| 26474 | Pathway Investments, Llc CRD 170436 | Insurance-Affiliated · Boutique (under $100M) | $6.2M | 50 | 68 | 1 | 04/09/2026 | ☆ | |
| 26475 | N CRD 323767 | Wealth Manager · Boutique (under $100M) | $6.2M | 213 | 213 | 6 | 03/18/2025 | ☆ | |
| 26476 | Holt Wealth Management Llc CRD 318304 | Borger, TX | Wealth Manager · Boutique (under $100M) | $6.2M | 26 | 43 | 1 | 01/12/2026 | ☆ |
| 26477 | N CRD 317072 | Mutual Fund / Asset Manager · Boutique (under $100M) | $6.2M | 1 | 1 | 3 | 03/26/2025 | ☆ | |
| 26478 | Charles Kasner Registered Investment Advisor Llc CRD 323675 | Wealth Manager · Boutique (under $100M) | $6.2M | 9 | 1 | 06/06/2025 | ☆ | ||
| 26479 | O'grady Financial Llc CRD 301894 | Wealth Manager · Boutique (under $100M) | $6.2M | 28 | 28 | 1 | 03/13/2026 | ☆ | |
| 26480 | Aspire Wealth Advisory Group, Llc CRD 338618 | New York, NY | Wealth Manager · Boutique (under $100M) | $6.2M | 3 | 1 | 03/31/2026 | ☆ | |
| 26481 | Sva Capital Management Llc CRD 301291 | Wealth Manager · Boutique (under $100M) | $6.2M | 30 | 30 | 1 | 02/11/2026 | ☆ | |
| 26482 | Robbins Wealth Management, Llc CRD 153137 | Wealth Manager · Boutique (under $100M) | $6.2M | 11 | 23 | 1 | 03/10/2026 | ☆ | |
| 26483 | Thomas M Hallberg, Llc CRD 333628 | Wealth Manager · Boutique (under $100M) | $6.2M | 24 | 46 | 1 | 09/25/2026 | ☆ | |
| 26484 | Brazen Capital, Llc CRD 300746 | New York, NY | Wealth Manager · Boutique (under $100M) | $6.2M | 65 | 65 | 1 | 04/01/2026 | ☆ |
| 26485 | Wms Partners, Llc CRD 109971 | Towson, MD | Private Fund Manager · Boutique (under $100M) | $6.1M | 1 | 1 | 0 | 04/27/2026 | ☆ |
| 26486 | Lehner Capital, Llc CRD 340977 | Wealth Manager · Boutique (under $100M) | $6.1M | 0 | 8 | 1 | 08/24/2026 | ☆ | |
| 26487 | 86 Republic, Llc CRD 307733 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $6.1M | 29 | 47 | 1 | 03/12/2026 | ☆ |
| 26488 | J.H. Darbie & Co., Inc. CRD 43520 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $6.1M | 4 | 5 | 5 | 04/24/2026 | ☆ |
| 26489 | Watch Hill Advisors, Llc CRD 159994 | New York, NY | Wealth Manager · Boutique (under $100M) | $6.1M | 8 | 18 | 1 | 03/10/2026 | ☆ |
| 26490 | Scott Willenbrock CRD 148656 | Wealth Manager · Boutique (under $100M) | $6.1M | 13 | 13 | 1 | 06/19/2025 | ☆ | |
| 26491 | Rizzutto Consulting, Llc CRD 119971 | Wealth Manager · Boutique (under $100M) | $6.1M | 27 | 27 | 1 | 06/11/2026 | ☆ | |
| 26492 | Jw Hecht Wealth Management Llc CRD 173915 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $6.1M | 19 | 30 | 1 | 10/11/2024 | ☆ |
| 26493 | Compton Advisors, Llc CRD 126614 | Wealth Manager · Boutique (under $100M) | $6.1M | 5 | 2 | 1 | 03/16/2026 | ☆ | |
| 26494 | Unparalleled Investments, Llc CRD 333328 | Wealth Manager · Boutique (under $100M) | $6.1M | 1 | 1 | 2 | 03/10/2026 | ☆ | |
| 26495 | Ignis Capital Advisors Llc CRD 336410 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $6.1M | 41 | 99 | 1 | 09/02/2026 | ☆ |
| 26496 | Honeygo Financial Services, Llc CRD 309766 | Wealth Manager · Boutique (under $100M) | $6.1M | 31 | 47 | 1 | 02/19/2026 | ☆ | |
| 26497 | Investment Resources Center, Llc CRD 156996 | Palatine, IL | Insurance-Affiliated · Boutique (under $100M) | $6.1M | 50 | 50 | 1 | 06/10/2024 | ☆ |
| 26498 | Newgen Wealth Creation Llc CRD 322840 | Wealth Manager · Boutique (under $100M) | $6.1M | 19 | 19 | 1 | 02/18/2026 | ☆ | |
| 26499 | Rockledge Partners, Llc CRD 128171 | Investment Adviser · Boutique (under $100M) | $6.1M | 5 | 1 | 03/22/2017 | ☆ | ||
| 26500 | Mhb Advisory Services, Llc CRD 299868 | Wealth Manager · Boutique (under $100M) | $6.1M | 7 | 33 | 1 | 02/05/2026 | ☆ |