Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26501 | Kingsgrove Management, Llc CRD 285918 | Camarillo, CA | Private Fund Manager · Boutique (under $100M) | $6.1M | 6 | 8 | 1 | 03/30/2026 | ☆ |
| 26502 | Create Wealth Management, Llc CRD 314830 | Wealth Manager · Boutique (under $100M) | $6.1M | 13 | 31 | 1 | 03/18/2026 | ☆ | |
| 26503 | Off The Beaten Path Financial, Llc CRD 323401 | Wealth Manager · Boutique (under $100M) | $6.1M | 29 | 76 | 1 | 09/03/2026 | ☆ | |
| 26504 | Northbay Financial Group, Inc. CRD 129214 | Rohnert Park, CA | Wealth Manager · Boutique (under $100M) | $6.1M | 31 | 49 | 1 | 11/21/2025 | ☆ |
| 26505 | 808 Investments, Llc CRD 334068 | Wealth Manager · Boutique (under $100M) | $6.1M | 8 | 38 | 1 | 03/30/2026 | ☆ | |
| 26506 | Ellis Winton Mcinnis CRD 142420 | Wealth Manager · Boutique (under $100M) | $6.1M | 0 | 6 | 1 | 04/09/2026 | ☆ | |
| 26507 | Frederick John Deyeso, Iii CRD 134461 | Wealth Manager · Boutique (under $100M) | $6.1M | 18 | 1 | 05/11/2026 | ☆ | ||
| 26508 | Metatrends Llc CRD 141645 | Wealth Manager · Boutique (under $100M) | $6.1M | 20 | 20 | 1 | 03/24/2026 | ☆ | |
| 26509 | Premiere Planning Inc. CRD 122298 | Wealth Manager · Boutique (under $100M) | $6.1M | 36 | 36 | 1 | 02/23/2026 | ☆ | |
| 26510 | Kingsbury Financial Management, Inc. CRD 114492 | Wealth Manager · Boutique (under $100M) | $6.1M | 3 | 1 | 03/24/2026 | ☆ | ||
| 26511 | Peckham, David Arthur CRD 235790 | Insurance-Affiliated · Boutique (under $100M) | $6.1M | 116 | 116 | 1 | 03/31/2026 | ☆ | |
| 26512 | Whitestone Capital Management, Inc. CRD 120468 | Wealth Manager · Boutique (under $100M) | $6.1M | 15 | 23 | 1 | 02/28/2026 | ☆ | |
| 26513 | Serendib Capital Management Llc CRD 307709 | Wealth Manager · Boutique (under $100M) | $6.1M | 14 | 18 | 1 | 01/31/2026 | ☆ | |
| 26514 | Darrow Bentley Llc CRD 334443 | Daytona Beach, FL | Wealth Manager · Boutique (under $100M) | $6.1M | 14 | 21 | 3 | 04/29/2026 | ☆ |
| 26515 | Splizer Invest, Llc CRD 331718 | Wealth Manager · Boutique (under $100M) | $6.1M | 41 | 41 | 1 | 04/07/2026 | ☆ | |
| 26516 | Copper Canyon Llc CRD 286061 | Wealth Manager · Boutique (under $100M) | $6.1M | 31 | 35 | 2 | 01/22/2026 | ☆ | |
| 26517 | Jdv Wealth Advisors, Llc CRD 169628 | Wealth Manager · Boutique (under $100M) | $6.1M | 40 | 57 | 1 | 03/11/2026 | ☆ | |
| 26518 | Pinnacle Stream Capital Llc CRD 323426 | Wealth Manager · Boutique (under $100M) | $6.1M | 7 | 7 | 2 | 02/06/2026 | ☆ | |
| 26519 | Montlake Capital Management, Llc CRD 292299 | Endowment & Foundation Advisor · Boutique (under $100M) | $6.1M | 0 | 6 | 1 | 03/31/2026 | ☆ | |
| 26520 | Cypress Lane Advisors Llc CRD 325688 | Wealth Manager · Boutique (under $100M) | $6.1M | 5 | 11 | 1 | 09/30/2026 | ☆ | |
| 26521 | Powwow, Llc CRD 284571 | Wealth Manager · Boutique (under $100M) | $6.1M | 7 | 7 | 1 | 01/14/2026 | ☆ | |
| 26522 | Slr Asset Management, Llc CRD 325660 | Wealth Manager · Boutique (under $100M) | $6.1M | 50 | 50 | 1 | 04/21/2026 | ☆ | |
| 26523 | Tiger Mountain Capital, Llc CRD 314404 | Wealth Manager · Boutique (under $100M) | $6.0M | 14 | 17 | 1 | 03/27/2026 | ☆ | |
| 26524 | Zak Advisory, Llc CRD 162308 | Rocky River, OH | Wealth Manager · Boutique (under $100M) | $6.0M | 29 | 46 | 1 | 02/03/2026 | ☆ |
| 26525 | Tigris Consulting Llc CRD 284070 | Wealth Manager · Boutique (under $100M) | $6.0M | 120 | 120 | 1 | 02/17/2026 | ☆ | |
| 26526 | Swales Financial Llc CRD 309033 | Wealth Manager · Boutique (under $100M) | $6.0M | 25 | 33 | 1 | 03/30/2026 | ☆ | |
| 26527 | Well Advised, Llc CRD 326148 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $6.0M | 30 | 44 | 1 | 04/27/2026 | ☆ |
| 26528 | K 12 Planning Llc CRD 330823 | Wealth Manager · Boutique (under $100M) | $6.0M | 18 | 77 | 1 | 03/24/2026 | ☆ | |
| 26529 | Smith, Blair David CRD 125134 | Wealth Manager · Boutique (under $100M) | $6.0M | 10 | 10 | 1 | 03/06/2026 | ☆ | |
| 26530 | Jar.Ai Llc CRD 312656 | Wealth Manager · Boutique (under $100M) | $6.0M | 6 | 8 | 1 | 02/18/2026 | ☆ | |
| 26531 | Caleb Lawrence Registered Investment Adviser Inc. CRD 108368 | Wealth Manager · Boutique (under $100M) | $6.0M | 26 | 43 | 1 | 02/26/2026 | ☆ | |
| 26532 | Erenda Capital Management, Llc CRD 328252 | Wealth Manager · Boutique (under $100M) | $6.0M | 11 | 11 | 1 | 06/02/2026 | ☆ | |
| 26533 | Swift Creek Wealth Management Llc CRD 300260 | Wealth Manager · Boutique (under $100M) | $6.0M | 8 | 33 | 1 | 03/11/2026 | ☆ | |
| 26534 | H I Management Services Inc. CRD 152551 | Wealth Manager · Boutique (under $100M) | $6.0M | 93 | 93 | 1 | 03/27/2026 | ☆ | |
| 26535 | Lionshares Llc CRD 335459 | Brooklyn, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $6.0M | 1 | 1 | 1 | 07/22/2026 | ☆ |
| 26536 | Herrick Lake Investments Llc CRD 315662 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $6.0M | 21 | 31 | 1 | 03/10/2026 | ☆ |
| 26537 | One Across Capital, Llc CRD 161034 | Maplewood, NJ | Wealth Manager · Boutique (under $100M) | $6.0M | 13 | 16 | 1 | 03/10/2026 | ☆ |
| 26538 | Best Capital Management, Llc CRD 339392 | Cumming, GA | Endowment & Foundation Advisor · Boutique (under $100M) | $6.0M | 3 | 1 | 03/30/2026 | ☆ | |
| 26539 | Focused Capital Investment, Llc CRD 308029 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $6.0M | 43 | 45 | 2 | 09/24/2026 | ☆ |
| 26540 | Tgg Management Company Inc. CRD 145451 | Encinitas, CA | Wealth Manager · Boutique (under $100M) | $6.0M | 16 | 16 | 1 | 06/05/2026 | ☆ |
| 26541 | Three Oaks Partners Investment Counsel Llc CRD 333279 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $6.0M | 22 | 57 | 2 | 09/18/2026 | ☆ |
| 26542 | Abacus Financial Planning, Llc CRD 314646 | Kirkland, WA | Wealth Manager · Boutique (under $100M) | $6.0M | 21 | 2 | 06/02/2026 | ☆ | |
| 26543 | Investment Capital Management, Inc. CRD 112691 | Clinton, NJ | Wealth Manager · Boutique (under $100M) | $6.0M | 53 | 53 | 1 | 06/30/2026 | ☆ |
| 26544 | Ai Financial, Inc. CRD 128781 | Simi Valley, CA | Wealth Manager · Boutique (under $100M) | $6.0M | 11 | 11 | 1 | 06/09/2026 | ☆ |
| 26545 | Andover Investment Management CRD 124046 | Wealth Manager · Boutique (under $100M) | $6.0M | 6 | 6 | 1 | 10/02/2020 | ☆ | |
| 26546 | Anthony Joseph Mancini CRD 133537 | Wealth Manager · Boutique (under $100M) | $6.0M | 10 | 10 | 1 | 01/14/2026 | ☆ | |
| 26547 | Atlantic Advisors, Inc. CRD 115485 | Wealth Manager · Boutique (under $100M) | $6.0M | 35 | 35 | 1 | 03/16/2022 | ☆ | |
| 26548 | Bernstein, Jeffrey, Lewis CRD 157305 | Wealth Manager · Boutique (under $100M) | $6.0M | 25 | 25 | 1 | 01/05/2026 | ☆ | |
| 26549 | Big Wave Advisors, Inc. CRD 134044 | Wealth Manager · Boutique (under $100M) | $6.0M | 30 | 1 | 12/03/2020 | ☆ | ||
| 26550 | Brad John Becker CRD 113783 | Wealth Manager · Boutique (under $100M) | $6.0M | 5 | 1 | 01/06/2026 | ☆ |