Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26551 | Broaden Wealth Llc CRD 338314 | Fort Myers, FL | Wealth Manager · Boutique (under $100M) | $6.0M | 5 | 25 | 1 | 06/02/2026 | ☆ |
| 26552 | Goldmark Financial Planners, Llc CRD 154979 | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 40 | 42 | 2 | 01/09/2026 | ☆ | |
| 26553 | Legacy Wealth Management, Inc. CRD 306557 | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 4 | 4 | 0 | 03/02/2026 | ☆ | |
| 26554 | Marketocracy Capital Management Llc CRD 109168 | Wealth Manager · Boutique (under $100M) | $6.0M | 50 | 50 | 2 | 07/23/2018 | ☆ | |
| 26555 | Mindie Molina Investments, Llc CRD 323378 | Stuart, FL | Wealth Manager · Boutique (under $100M) | $6.0M | 43 | 43 | 1 | 04/15/2025 | ☆ |
| 26556 | Northwoods Wealth Management CRD 135236 | Boothbay Harbor, ME | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 30 | 1 | 09/05/2025 | ☆ | |
| 26557 | Osher Capital, Llc CRD 147412 | Wealth Manager · Boutique (under $100M) | $6.0M | 3 | 6 | 1 | 04/27/2026 | ☆ | |
| 26558 | Prism Capital Management, Llc CRD 144989 | Wealth Manager · Boutique (under $100M) | $6.0M | 5 | 10 | 1 | 08/07/2026 | ☆ | |
| 26559 | Qmulate Capital, Llc CRD 277124 | Wealth Manager · Boutique (under $100M) | $6.0M | 31 | 31 | 1 | 05/08/2026 | ☆ | |
| 26560 | Quam Wealth Advisory Group Llc CRD 155903 | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 40 | 0 | 02/05/2015 | ☆ | ||
| 26561 | Richard J. Fucillo CRD 318293 | Winthrop, MA | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 14 | 21 | 1 | 09/10/2026 | ☆ |
| 26562 | Star Llc CRD 145001 | Campbell, CA | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 12 | 10 | 1 | 04/16/2026 | ☆ |
| 26563 | Time Advisors Usa, Llc CRD 332980 | Wealth Manager · Boutique (under $100M) | $6.0M | 3 | 3 | 1 | 02/05/2026 | ☆ | |
| 26564 | Bcm Benefits Inc. CRD 146182 | Wealth Manager · Boutique (under $100M) | $6.0M | 48 | 49 | 1 | 09/24/2020 | ☆ | |
| 26565 | Lebrigh Life Planners, Llc CRD 132060 | Wealth Manager · Boutique (under $100M) | $6.0M | 4 | 1 | 07/22/2026 | ☆ | ||
| 26566 | Altruistic Advisor Llc CRD 329799 | Wealth Manager · Boutique (under $100M) | $6.0M | 9 | 9 | 1 | 03/05/2026 | ☆ | |
| 26567 | Ascendance Wealth CRD 142583 | Wealth Manager · Boutique (under $100M) | $6.0M | 19 | 19 | 1 | 08/14/2026 | ☆ | |
| 26568 | Garcia Financial Planning Llc CRD 339060 | Meridian, ID | Wealth Manager · Boutique (under $100M) | $6.0M | 46 | 100 | 1 | 10/01/2026 | ☆ |
| 26569 | Camacho Capital Planning Advisors Llc CRD 325184 | Monmouth Junction, NJ | Wealth Manager · Boutique (under $100M) | $6.0M | 23 | 23 | 1 | 03/10/2026 | ☆ |
| 26570 | Summit Vision Financial, Llc CRD 299660 | Wealth Manager · Boutique (under $100M) | $6.0M | 39 | 75 | 1 | 03/31/2026 | ☆ | |
| 26571 | Foliage Financial Planning Llc CRD 335253 | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 26 | 29 | 1 | 09/29/2026 | ☆ | |
| 26572 | Mead Capital Management, Llc CRD 172416 | Wealth Manager · Boutique (under $100M) | $6.0M | 25 | 58 | 1 | 03/23/2026 | ☆ | |
| 26573 | Wealth & Business Planning Group, Llc CRD 146151 | Maitland, FL | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 31 | 31 | 1 | 03/27/2026 | ☆ |
| 26574 | Brg Financial, Llc CRD 327813 | Wealth Manager · Boutique (under $100M) | $6.0M | 23 | 54 | 1 | 02/04/2026 | ☆ | |
| 26575 | Royal Financial Investment Group, Llc CRD 316433 | Wealth Manager · Boutique (under $100M) | $6.0M | 50 | 41 | 2 | 07/29/2026 | ☆ | |
| 26576 | Ambastha Financial Llc CRD 300294 | Wealth Manager · Boutique (under $100M) | $5.9M | 5 | 14 | 2 | 01/12/2026 | ☆ | |
| 26577 | Indy Wealth Solutions, Llc CRD 283634 | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 78 | 234 | 1 | 03/19/2026 | ☆ | |
| 26578 | Dubois Wealth Management, Llc CRD 310487 | Wealth Manager · Boutique (under $100M) | $5.9M | 14 | 44 | 1 | 01/27/2026 | ☆ | |
| 26579 | Del Gallo Financial Services, Llc CRD 148260 | Avon, CT | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 12 | 12 | 1 | 07/30/2026 | ☆ |
| 26580 | Mapt Capital Llc CRD 341390 | Madison, WI | Wealth Manager · Boutique (under $100M) | $5.9M | 15 | 15 | 3 | 08/31/2026 | ☆ |
| 26581 | Unlimited Timing Service, Inc. CRD 107770 | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 37 | 37 | 1 | 01/21/2026 | ☆ | |
| 26582 | Elm Asset Management Inc. CRD 114199 | Denton, TX | Wealth Manager · Boutique (under $100M) | $5.9M | 13 | 16 | 1 | 03/30/2026 | ☆ |
| 26583 | Mainstay Capital Llc CRD 312352 | Wealth Manager · Boutique (under $100M) | $5.9M | 35 | 134 | 1 | 01/09/2026 | ☆ | |
| 26584 | Plc Investment Solutions, Llc CRD 330114 | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 25 | 77 | 1 | 09/01/2026 | ☆ | |
| 26585 | Glass City Capital Management, Llc CRD 297327 | Maumee, OH | Wealth Manager · Boutique (under $100M) | $5.9M | 13 | 20 | 1 | 01/03/2026 | ☆ |
| 26586 | Infinitus Wealth Management Llc CRD 317198 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $5.9M | 12 | 20 | 1 | 03/27/2026 | ☆ |
| 26587 | Intrepid Eagle Finance Llc CRD 305183 | Wealth Manager · Boutique (under $100M) | $5.9M | 21 | 49 | 1 | 03/19/2026 | ☆ | |
| 26588 | Maxus Wealth Management Llc CRD 333825 | Seward, NE | Wealth Manager · Boutique (under $100M) | $5.9M | 40 | 42 | 2 | 01/05/2026 | ☆ |
| 26589 | Judson Dean Mallard CRD 124611 | Athens, GA | Wealth Manager · Boutique (under $100M) | $5.9M | 45 | 72 | 1 | 03/11/2026 | ☆ |
| 26590 | Ell Wess Advisors, Llc CRD 330466 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $5.9M | 10 | 10 | 1 | 03/25/2026 | ☆ |
| 26591 | Eagle Spirit Investments Consulting, Inc. CRD 156243 | Wealth Manager · Boutique (under $100M) | $5.9M | 6 | 6 | 1 | 03/27/2026 | ☆ | |
| 26592 | Aimcdonnaugh & Co. Inc. CRD 124512 | Baldwin, NY | Wealth Manager · Boutique (under $100M) | $5.9M | 55 | 50 | 4 | 04/17/2025 | ☆ |
| 26593 | Kipling & Co. CRD 277115 | Wealth Manager · Boutique (under $100M) | $5.9M | 22 | 45 | 1 | 04/09/2026 | ☆ | |
| 26594 | Rose Wealth, Llc CRD 334740 | Longview, TX | Wealth Manager · Boutique (under $100M) | $5.9M | 36 | 48 | 8 | 02/19/2026 | ☆ |
| 26595 | Water Dog Asset Management Llc CRD 281720 | Wealth Manager · Boutique (under $100M) | $5.9M | 17 | 17 | 1 | 03/25/2026 | ☆ | |
| 26596 | Nextgen Wealth Defense Llc CRD 334545 | Lorain, OH | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 14 | 52 | 1 | 03/20/2026 | ☆ |
| 26597 | Rook Financial Llc CRD 335543 | Wealth Manager · Boutique (under $100M) | $5.9M | 25 | 91 | 1 | 09/29/2026 | ☆ | |
| 26598 | Acorn Capital Partners, Llc CRD 165393 | Forest Hills, NY | Wealth Manager · Boutique (under $100M) | $5.9M | 10 | 10 | 2 | 02/23/2026 | ☆ |
| 26599 | Hrc Financial, Llc CRD 327285 | Wealth Manager · Boutique (under $100M) | $5.9M | 21 | 67 | 1 | 03/05/2026 | ☆ | |
| 26600 | Dcg Advisory Llc CRD 310957 | Wealth Manager · Boutique (under $100M) | $5.9M | 29 | 27 | 1 | 05/15/2026 | ☆ |