Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27401 | Arete Asset Management, Llc CRD 146562 | Wealth Manager · Boutique (under $100M) | $3.8M | 4 | 6 | 1 | 03/23/2026 | ☆ | |
| 27402 | Teach Everyone About Money Financial Planning, Llc CRD 327256 | Wealth Manager · Boutique (under $100M) | $3.8M | 6 | 6 | 1 | 04/04/2026 | ☆ | |
| 27403 | Inside Arbitrage Advisors, Llc CRD 323455 | Wealth Manager · Boutique (under $100M) | $3.8M | 11 | 11 | 1 | 01/30/2026 | ☆ | |
| 27404 | Ashcraft Wealth Advisors Llc CRD 173658 | Wealth Manager · Boutique (under $100M) | $3.8M | 46 | 46 | 1 | 11/06/2025 | ☆ | |
| 27405 | Investifi Wealth Management Llc CRD 316755 | Wealth Manager · Boutique (under $100M) | $3.8M | 37 | 76 | 1 | 03/02/2026 | ☆ | |
| 27406 | Minorkey Management Llc CRD 285365 | Wealth Manager · Boutique (under $100M) | $3.8M | 5 | 1 | 03/26/2026 | ☆ | ||
| 27407 | Grosso Wealth Management Llc CRD 323602 | Wealth Manager · Boutique (under $100M) | $3.8M | 13 | 1 | 09/30/2026 | ☆ | ||
| 27408 | Sonder Partners, Llc CRD 336828 | Wealth Manager · Boutique (under $100M) | $3.8M | 2 | 12 | 2 | 03/17/2026 | ☆ | |
| 27409 | Boatman Wealth Management, Llc CRD 151150 | Monessen, PA | Insurance-Affiliated · Boutique (under $100M) | $3.8M | 26 | 26 | 2 | 07/30/2026 | ☆ |
| 27410 | Clark, Charles Lee Jr. CRD 132224 | Grand Junction, CO | Wealth Manager · Boutique (under $100M) | $3.8M | 105 | 10 | 0 | 03/27/2026 | ☆ |
| 27411 | Symplectic Capital Llc CRD 283186 | Wealth Manager · Boutique (under $100M) | $3.8M | 16 | 20 | 1 | 08/25/2026 | ☆ | |
| 27412 | Scott Financial Resources Llc CRD 329052 | Hanover, PA | Wealth Manager · Boutique (under $100M) | $3.7M | 10 | 22 | 1 | 06/15/2026 | ☆ |
| 27413 | Integritas Wealth Strategies, Llc CRD 332359 | Charleston, SC | Wealth Manager · Boutique (under $100M) | $3.7M | 17 | 56 | 4 | 08/11/2026 | ☆ |
| 27414 | Link Asset Management Llc CRD 315082 | Soldotna, AK | Wealth Manager · Boutique (under $100M) | $3.7M | 30 | 53 | 1 | 07/14/2026 | ☆ |
| 27415 | Three Circles Capital Management, Llc CRD 138434 | Private Fund Manager · Boutique (under $100M) | $3.7M | 2 | 2 | 1 | 04/24/2026 | ☆ | |
| 27416 | Clairalpha Advisors Llc CRD 342087 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $3.7M | 14 | 21 | 1 | 09/25/2026 | ☆ |
| 27417 | Rhg Advisors Llc CRD 131836 | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 1 | 09/29/2026 | ☆ | ||
| 27418 | Monterra Advisors, Llc CRD 338054 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 4 | 1 | 06/06/2026 | ☆ |
| 27419 | Imagine Math Llc CRD 325433 | Moorpark, CA | Wealth Manager · Boutique (under $100M) | $3.7M | 8 | 17 | 1 | 03/02/2026 | ☆ |
| 27420 | Key Wealth Partners, Llc CRD 153231 | Institutional / Pension Advisor · Boutique (under $100M) | $3.7M | 6 | 8 | 1 | 02/05/2026 | ☆ | |
| 27421 | Small Victories Wealth Llc CRD 318429 | Wealth Manager · Boutique (under $100M) | $3.7M | 13 | 14 | 1 | 02/23/2026 | ☆ | |
| 27422 | Brol Capital Management, Llc CRD 154196 | Investment Adviser · Boutique (under $100M) | $3.7M | 10 | 10 | 1 | 06/25/2026 | ☆ | |
| 27423 | Forward Financial Planning Llc CRD 318632 | Wealth Manager · Boutique (under $100M) | $3.7M | 9 | 25 | 1 | 03/15/2026 | ☆ | |
| 27424 | Lodestar Asset Management Llc CRD 157419 | Wealth Manager · Boutique (under $100M) | $3.7M | 6 | 13 | 1 | 04/06/2026 | ☆ | |
| 27425 | Resnn Investments, Llc CRD 165087 | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 4 | 1 | 02/12/2026 | ☆ | |
| 27426 | Ethical Capital Llc CRD 316032 | Wealth Manager · Boutique (under $100M) | $3.7M | 58 | 131 | 1 | 03/19/2026 | ☆ | |
| 27427 | Prime Opportunities Investment Group Llc CRD 146944 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $3.7M | 1 | 1 | 1 | 08/18/2026 | ☆ |
| 27428 | Tactical Wealth Planning Llc CRD 329530 | Wealth Manager · Boutique (under $100M) | $3.7M | 2 | 7 | 1 | 04/27/2026 | ☆ | |
| 27429 | Alphatheta Capital Llc CRD 168143 | Wealth Manager · Boutique (under $100M) | $3.7M | 13 | 17 | 1 | 03/16/2026 | ☆ | |
| 27430 | Catsgame Capital Llc CRD 309608 | Wealth Manager · Boutique (under $100M) | $3.7M | 11 | 11 | 1 | 03/11/2026 | ☆ | |
| 27431 | Jimenez, Javier Rivera CRD 153185 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $3.7M | 24 | 35 | 1 | 03/27/2026 | ☆ |
| 27432 | Lee, Sunho CRD 134309 | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 4 | 1 | 03/01/2023 | ☆ | |
| 27433 | Nadel Private Wealth Llc CRD 341947 | Wealth Manager · Boutique (under $100M) | $3.7M | 7 | 7 | 1 | 10/05/2026 | ☆ | |
| 27434 | Strategic Finance Inc. CRD 328828 | Clackamas, OR | Wealth Manager · Boutique (under $100M) | $3.7M | 8 | 47 | 1 | 02/10/2026 | ☆ |
| 27435 | Sullivan Ii, Michael Anthony CRD 332055 | Wealth Manager · Boutique (under $100M) | $3.7M | 20 | 27 | 1 | 02/27/2026 | ☆ | |
| 27436 | Meridian Passage, Llc CRD 334704 | Wealth Manager · Boutique (under $100M) | $3.7M | 17 | 1 | 05/13/2026 | ☆ | ||
| 27437 | Hawk Capital Wealth Management Llc CRD 309556 | Wealth Manager · Boutique (under $100M) | $3.7M | 5 | 21 | 1 | 03/16/2026 | ☆ | |
| 27438 | Tjw Fiduciary Plan Consultants, Llc CRD 282938 | Wealth Manager · Boutique (under $100M) | $3.7M | 42 | 46 | 1 | 02/25/2026 | ☆ | |
| 27439 | Kasanda Capital Llc CRD 334491 | New York, NY | Wealth Manager · Boutique (under $100M) | $3.7M | 21 | 49 | 1 | 03/31/2026 | ☆ |
| 27440 | Oak Tree Securities, Inc. CRD 18126 | Livermore, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $3.7M | 5 | 5 | 4 | 02/13/2024 | ☆ |
| 27441 | Delta Financial Advisory Llc CRD 330238 | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 4 | 1 | 01/27/2026 | ☆ | |
| 27442 | Atrium Financial Advisors Llc CRD 289365 | Wealth Manager · Boutique (under $100M) | $3.7M | 60 | 60 | 1 | 06/13/2025 | ☆ | |
| 27443 | Baynes Financial Llc CRD 307768 | Rancho Cucamonga, CA | Institutional / Pension Advisor · Boutique (under $100M) | $3.7M | 10 | 10 | 1 | 06/10/2026 | ☆ |
| 27444 | Beacon Financial Management Llc CRD 157454 | Wealth Manager · Boutique (under $100M) | $3.7M | 7 | 7 | 1 | 03/13/2026 | ☆ | |
| 27445 | Beesure Wealth Management, Inc. CRD 143451 | Bradenton, FL | Insurance-Affiliated · Boutique (under $100M) | $3.7M | 33 | 34 | 2 | 03/23/2026 | ☆ |
| 27446 | Aspen Wealth Advisors Llc CRD 312204 | Wealth Manager · Boutique (under $100M) | $3.7M | 12 | 47 | 1 | 04/01/2026 | ☆ | |
| 27447 | Didomenico Investments Llc CRD 336444 | Investment Adviser · Boutique (under $100M) | $3.7M | 12 | 16 | 1 | 04/10/2026 | ☆ | |
| 27448 | Mcfarlane Investment Advisory Services Inc. CRD 134839 | Insurance-Affiliated · Boutique (under $100M) | $3.7M | 5 | 5 | 1 | 04/09/2026 | ☆ | |
| 27449 | Iron Forge Financial Llc CRD 334445 | Wealth Manager · Boutique (under $100M) | $3.7M | 2 | 8 | 1 | 05/19/2026 | ☆ | |
| 27450 | P.W.B., Inc. CRD 123258 | Investment Adviser · Boutique (under $100M) | $3.7M | 48 | 01/20/2009 | ☆ |