Investment advisers
44,633 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27401 | Vu Financial Services, Inc CRD 145305 | Wealth Manager · Boutique (under $100M) | $3.5M | 8 | 9 | 1 | 11/02/2023 | ☆ | |
| 27402 | Robert Kenneth Loop CRD 311963 | Wealth Manager · Boutique (under $100M) | $3.5M | 10 | 27 | 1 | 03/02/2026 | ☆ | |
| 27403 | Golden Returns Advisors Llc CRD 146716 | Private Fund Manager · Boutique (under $100M) | $3.5M | 1 | 1 | 2 | 03/27/2026 | ☆ | |
| 27404 | N CRD 310183 | Wealth Manager · Boutique (under $100M) | $3.5M | 8 | 8 | 7 | 03/05/2025 | ☆ | |
| 27405 | Sunset Retirement Advisors Llc CRD 333226 | Provo, UT | Wealth Manager · Boutique (under $100M) | $3.5M | 30 | 52 | 2 | 03/20/2026 | ☆ |
| 27406 | Aduna Capital Llc CRD 311270 | Norwalk, CA | Insurance-Affiliated · Boutique (under $100M) | $3.5M | 36 | 36 | 1 | 04/01/2026 | ☆ |
| 27407 | Coah Financial, Llc CRD 332283 | Wealth Manager · Boutique (under $100M) | $3.5M | 13 | 13 | 1 | 03/24/2026 | ☆ | |
| 27408 | Financial Solution Advisors Corp. CRD 121647 | Insurance-Affiliated · Boutique (under $100M) | $3.4M | 19 | 33 | 1 | 04/08/2026 | ☆ | |
| 27409 | Mulberry Investors Llc CRD 306457 | Wealth Manager · Boutique (under $100M) | $3.4M | 5 | 5 | 1 | 03/24/2026 | ☆ | |
| 27410 | Tbg Investing,Llc CRD 333130 | Wealth Manager · Boutique (under $100M) | $3.4M | 6 | 12 | 1 | 03/25/2026 | ☆ | |
| 27411 | Harvest Wealth Design & Management, Llc CRD 286130 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $3.4M | 15 | 1 | 03/31/2026 | ☆ | |
| 27412 | Delphin Investments Llc CRD 149126 | Wealth Manager · Boutique (under $100M) | $3.4M | 5 | 2 | 03/17/2026 | ☆ | ||
| 27413 | Grassland Capital, Llc CRD 313631 | Chicago, IL | Private Fund Manager · Boutique (under $100M) | $3.4M | 2 | 2 | 3 | 03/30/2026 | ☆ |
| 27414 | Origem International Advisory Llc CRD 333738 | Porto Alegre, Rio Grande Do Sul | Investment Adviser · Boutique (under $100M) | $3.4M | 19 | 19 | 2 | 03/23/2026 | ☆ |
| 27415 | Valley Investors Corporation CRD 117306 | Roanoke, VA | Wealth Manager · Boutique (under $100M) | $3.4M | 12 | 16 | 1 | 03/30/2026 | ☆ |
| 27416 | Bileckyj, Adam Peter CRD 307536 | Insurance-Affiliated · Boutique (under $100M) | $3.4M | 19 | 60 | 1 | 03/31/2026 | ☆ | |
| 27417 | Blazing Star Financial, Llc CRD 312042 | Topeka, KS | Wealth Manager · Boutique (under $100M) | $3.4M | 22 | 100 | 2 | 06/01/2026 | ☆ |
| 27418 | Btg Capital Llc CRD 337715 | Wealth Manager · Boutique (under $100M) | $3.4M | 16 | 52 | 2 | 07/15/2026 | ☆ | |
| 27419 | Fidelity Federal Planning Corp. CRD 114873 | Montgomeryville, PA | Wealth Manager · Boutique (under $100M) | $3.4M | 15 | 19 | 1 | 02/14/2026 | ☆ |
| 27420 | Kin Stewards Llc CRD 340120 | Wealth Manager · Boutique (under $100M) | $3.4M | 1 | 3 | 1 | 06/30/2026 | ☆ | |
| 27421 | Aspen Gold Financial Llc CRD 297297 | Brighton, CO | Wealth Manager · Boutique (under $100M) | $3.4M | 14 | 21 | 1 | 05/13/2026 | ☆ |
| 27422 | Coastal Asset Management Llc CRD 283252 | Wealth Manager · Boutique (under $100M) | $3.4M | 14 | 14 | 1 | 03/30/2026 | ☆ | |
| 27423 | Cool Wealth Management Llc CRD 333281 | Tempe, AZ | Wealth Manager · Boutique (under $100M) | $3.4M | 9 | 20 | 1 | 03/17/2026 | ☆ |
| 27424 | Echo Financial Llc CRD 324698 | Arnold, NE | Insurance-Affiliated · Boutique (under $100M) | $3.4M | 41 | 60 | 1 | 08/14/2026 | ☆ |
| 27425 | Latticework Investments, Llc CRD 316290 | Lafayette, LA | Private Fund Manager · Boutique (under $100M) | $3.4M | 1 | 1 | 1 | 03/31/2023 | ☆ |
| 27426 | Favored Financial Planning, Llc CRD 160940 | Wealth Manager · Boutique (under $100M) | $3.4M | 10 | 6 | 1 | 03/31/2026 | ☆ | |
| 27427 | Legacy Financial CRD 153236 | Front Royal, VA | Wealth Manager · Boutique (under $100M) | $3.4M | 51 | 51 | 1 | 04/13/2026 | ☆ |
| 27428 | N CRD 328617 | Wealth Manager · Boutique (under $100M) | $3.4M | 5 | 24 | 2 | 05/29/2025 | ☆ | |
| 27429 | Systematic Wealth Management, Inc. CRD 326687 | Glenwood Springs, CO | Wealth Manager · Boutique (under $100M) | $3.4M | 16 | 1 | 03/16/2026 | ☆ | |
| 27430 | Sustainable Investment Partners Llc CRD 327458 | Wealth Manager · Boutique (under $100M) | $3.4M | 2 | 1 | 03/16/2026 | ☆ | ||
| 27431 | Rittenhouse Wealth Management, Llc CRD 315107 | Philadelphia, PA | Wealth Manager · Boutique (under $100M) | $3.4M | 8 | 1 | 03/31/2026 | ☆ | |
| 27432 | Linnard Financial Management & Planning, Inc. CRD 130356 | Wealth Manager · Boutique (under $100M) | $3.4M | 5 | 29 | 2 | 03/28/2026 | ☆ | |
| 27433 | Gt Wealth Llc CRD 315874 | Lebanon, PA | Wealth Manager · Boutique (under $100M) | $3.4M | 7 | 7 | 1 | 03/19/2026 | ☆ |
| 27434 | Reserve Wealth Planning, Llc CRD 325033 | Wealth Manager · Boutique (under $100M) | $3.4M | 21 | 41 | 1 | 02/28/2026 | ☆ | |
| 27435 | Thales Investment Services, Inc. CRD 160774 | Wealth Manager · Boutique (under $100M) | $3.4M | 33 | 43 | 2 | 03/30/2026 | ☆ | |
| 27436 | Willcox Wealth Planning, Llc CRD 335728 | Wealth Manager · Boutique (under $100M) | $3.3M | 7 | 18 | 1 | 08/10/2026 | ☆ | |
| 27437 | Us Growth Partners, Llc CRD 318763 | Wealth Manager · Boutique (under $100M) | $3.3M | 7 | 1 | 01/14/2026 | ☆ | ||
| 27438 | Jco Advisors Llc CRD 329489 | Wealth Manager · Boutique (under $100M) | $3.3M | 6 | 9 | 1 | 02/25/2026 | ☆ | |
| 27439 | N CRD 314173 | Wealth Manager · Boutique (under $100M) | $3.3M | 173 | 173 | 3 | 02/21/2026 | ☆ | |
| 27440 | Adaptive Wealth, Llc CRD 171045 | Wealth Manager · Boutique (under $100M) | $3.3M | 9 | 17 | 1 | 04/01/2026 | ☆ | |
| 27441 | Santa Cruz Wealth Management Inc. CRD 325737 | Westlake Village, CA | Insurance-Affiliated · Boutique (under $100M) | $3.3M | 18 | 18 | 1 | 05/18/2026 | ☆ |
| 27442 | Jason Webster CRD 168347 | Wealth Manager · Boutique (under $100M) | $3.3M | 6 | 14 | 1 | 03/30/2026 | ☆ | |
| 27443 | Sursum Financial Llc CRD 317529 | Wealth Manager · Boutique (under $100M) | $3.3M | 12 | 21 | 1 | 03/20/2026 | ☆ | |
| 27444 | Myers,Walter Loving CRD 151436 | Wealth Manager · Boutique (under $100M) | $3.3M | 13 | 13 | 1 | 04/16/2026 | ☆ | |
| 27445 | Xantos Labs, Llc CRD 302005 | Investment Adviser · Boutique (under $100M) | $3.3M | 109 | 109 | 4 | 01/14/2026 | ☆ | |
| 27446 | Atlas Wealth Management Llc CRD 331239 | Wealth Manager · Boutique (under $100M) | $3.3M | 7 | 12 | 1 | 02/12/2026 | ☆ | |
| 27447 | Vail Valley Asset Management, Llc CRD 316377 | Wealth Manager · Boutique (under $100M) | $3.3M | 39 | 39 | 2 | 01/21/2026 | ☆ | |
| 27448 | Eightone Capital Llc CRD 318132 | Wealth Manager · Boutique (under $100M) | $3.3M | 18 | 29 | 1 | 07/27/2026 | ☆ | |
| 27449 | Bill Messner Contrarian Investment Advisory, Llc CRD 301701 | Wealth Manager · Boutique (under $100M) | $3.3M | 33 | 33 | 1 | 03/25/2026 | ☆ | |
| 27450 | Ball Investments Corporation CRD 329782 | Wealth Manager · Boutique (under $100M) | $3.3M | 69 | 194 | 1 | 07/12/2026 | ☆ |