Investment advisers
44,633 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27351 | Glenn Asset Management, Llc CRD 315731 | Wealth Manager · Boutique (under $100M) | $3.6M | 70 | 70 | 1 | 03/23/2026 | ☆ | |
| 27352 | Nabata Investment Group, Llc CRD 330616 | Wealth Manager · Boutique (under $100M) | $3.6M | 11 | 16 | 1 | 06/16/2026 | ☆ | |
| 27353 | Qurium Capital Llc CRD 131379 | Chino Hills, CA | Private Fund Manager · Boutique (under $100M) | $3.6M | 1 | 1 | 1 | 04/10/2026 | ☆ |
| 27354 | Rockford Group Llc CRD 317946 | Carmel, IN | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 54 | 58 | 1 | 01/08/2026 | ☆ |
| 27355 | Tyr Partners Lp CRD 308769 | Wealth Manager · Boutique (under $100M) | $3.6M | 6 | 7 | 1 | 08/14/2025 | ☆ | |
| 27356 | Vihar Capital Management, Llc CRD 329706 | Wealth Manager · Boutique (under $100M) | $3.6M | 5 | 10 | 1 | 03/25/2026 | ☆ | |
| 27357 | Cultivate Financial, Llc CRD 318616 | Fargo, ND | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 12 | 23 | 1 | 03/26/2026 | ☆ |
| 27358 | Marrone Wealth Management Llc CRD 317011 | Wealth Manager · Boutique (under $100M) | $3.6M | 20 | 46 | 1 | 03/09/2026 | ☆ | |
| 27359 | Sheltered Garden Financial Group Llc CRD 335217 | Boxborough, MA | Wealth Manager · Boutique (under $100M) | $3.6M | 9 | 1 | 02/17/2026 | ☆ | |
| 27360 | Koplan & Associates Llc CRD 143042 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $3.6M | 49 | 52 | 2 | 04/08/2026 | ☆ |
| 27361 | Barth Capital Llc CRD 174852 | Wealth Manager · Boutique (under $100M) | $3.6M | 8 | 14 | 1 | 01/16/2026 | ☆ | |
| 27362 | James W. Walker, P.A. CRD 110863 | Naples, FL | Wealth Manager · Boutique (under $100M) | $3.6M | 4 | 4 | 1 | 03/17/2026 | ☆ |
| 27363 | Edman Global Investment Management Llc CRD 119486 | Wealth Manager · Boutique (under $100M) | $3.6M | 3 | 3 | 1 | 03/05/2026 | ☆ | |
| 27364 | Build Financial Advisors, Llc CRD 323201 | Wealth Manager · Boutique (under $100M) | $3.6M | 5 | 1 | 01/14/2026 | ☆ | ||
| 27365 | Trusted Path Wealth Management, Llc CRD 336395 | Wealth Manager · Boutique (under $100M) | $3.6M | 3 | 7 | 1 | 05/29/2026 | ☆ | |
| 27366 | Motus Partners Llc CRD 309951 | Wealth Manager · Boutique (under $100M) | $3.6M | 3 | 3 | 1 | 03/02/2026 | ☆ | |
| 27367 | Adviso Wealth Llc CRD 308198 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $3.6M | 10 | 41 | 1 | 03/03/2026 | ☆ |
| 27368 | Night Sky Capital Management, Llc CRD 135870 | Cleveland Heights, OH | Wealth Manager · Boutique (under $100M) | $3.6M | 18 | 30 | 2 | 07/19/2026 | ☆ |
| 27369 | Hfp Investments, Llc CRD 315574 | Columbia, MO | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 15 | 23 | 1 | 03/19/2026 | ☆ |
| 27370 | Ni Advisors CRD 134502 | Milpitas, CA | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 6 | 7 | 16 | 03/03/2026 | ☆ |
| 27371 | Hochstrat Investments Llc CRD 289565 | Insurance-Affiliated · Boutique (under $100M) | $3.5M | 28 | 51 | 1 | 05/23/2025 | ☆ | |
| 27372 | Maplewood Wealth CRD 328353 | Wealth Manager · Boutique (under $100M) | $3.5M | 8 | 26 | 1 | 03/31/2026 | ☆ | |
| 27373 | Vail Ridge Capital, Llc CRD 173397 | Wealth Manager · Boutique (under $100M) | $3.5M | 28 | 23 | 1 | 03/31/2026 | ☆ | |
| 27374 | Bustamante Capital Management Llc CRD 331942 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $3.5M | 5 | 5 | 1 | 01/30/2025 | ☆ |
| 27375 | Cpa Synced Financial Llc CRD 330284 | Wealth Manager · Boutique (under $100M) | $3.5M | 5 | 5 | 1 | 03/24/2026 | ☆ | |
| 27376 | Forester Capital Management Ltd CRD 109474 | Libertyville, IL | Mutual Fund / Asset Manager · Boutique (under $100M) | $3.5M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 27377 | Finmas Capital Llc CRD 317644 | Wealth Manager · Boutique (under $100M) | $3.5M | 125 | 202 | 1 | 03/16/2026 | ☆ | |
| 27378 | Avant Garde Wealth, Llc CRD 308170 | Wealth Manager · Boutique (under $100M) | $3.5M | 12 | 32 | 1 | 05/04/2026 | ☆ | |
| 27379 | Legacybridge Wealth Management, Llc CRD 332997 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $3.5M | 7 | 7 | 2 | 04/24/2026 | ☆ |
| 27380 | Paul Fair Associates, Llc CRD 138982 | Wealth Manager · Boutique (under $100M) | $3.5M | 26 | 26 | 0 | 06/17/2020 | ☆ | |
| 27381 | Hawken Wealth Management Llc CRD 313385 | Wealth Manager · Boutique (under $100M) | $3.5M | 3 | 1 | 02/13/2026 | ☆ | ||
| 27382 | Allevid, Inc. CRD 310745 | Wealth Manager · Boutique (under $100M) | $3.5M | 3 | 3 | 1 | 01/28/2026 | ☆ | |
| 27383 | Apperax Llc CRD 166185 | Wealth Manager · Boutique (under $100M) | $3.5M | 2 | 1 | 03/30/2026 | ☆ | ||
| 27384 | Ball, Bradley Maurice CRD 310684 | Wealth Manager · Boutique (under $100M) | $3.5M | 26 | 26 | 2 | 06/23/2026 | ☆ | |
| 27385 | Champion Investments Llc CRD 306007 | Wealth Manager · Boutique (under $100M) | $3.5M | 13 | 13 | 1 | 01/05/2026 | ☆ | |
| 27386 | Devens Wealth Management Llc CRD 338031 | Wealth Manager · Boutique (under $100M) | $3.5M | 8 | 8 | 1 | 02/05/2026 | ☆ | |
| 27387 | Focus Investments, Llc CRD 125813 | Investment Adviser · Boutique (under $100M) | $3.5M | 71 | 03/25/2011 | ☆ | |||
| 27388 | Graham Wealth Management Llc CRD 321244 | Wealth Manager · Boutique (under $100M) | $3.5M | 33 | 54 | 1 | 03/04/2026 | ☆ | |
| 27389 | Integrity Wealth Management, Inc CRD 143716 | Wealth Manager · Boutique (under $100M) | $3.5M | 46 | 85 | 1 | 03/27/2026 | ☆ | |
| 27390 | Liu, Jack, Xiaosui CRD 301027 | Wealth Manager · Boutique (under $100M) | $3.5M | 3 | 3 | 1 | 01/07/2026 | ☆ | |
| 27391 | Moore, Ronald Keith CRD 134964 | Wealth Manager · Boutique (under $100M) | $3.5M | 5 | 5 | 1 | 01/02/2026 | ☆ | |
| 27392 | Pira Wealth Management Llc CRD 311967 | Coralville, IA | Wealth Manager · Boutique (under $100M) | $3.5M | 17 | 49 | 2 | 01/05/2026 | ☆ |
| 27393 | Rlt Capital, Llc CRD 288736 | Wealth Manager · Boutique (under $100M) | $3.5M | 1 | 3 | 1 | 05/20/2024 | ☆ | |
| 27394 | Save Advisers Llc CRD 306053 | Houston, TX | Wealth Manager · Boutique (under $100M) | $3.5M | 200 | 200 | 7 | 04/09/2026 | ☆ |
| 27395 | Ts. Mitchell Financial, Llc. CRD 170431 | Wealth Manager · Boutique (under $100M) | $3.5M | 26 | 26 | 1 | 03/30/2026 | ☆ | |
| 27396 | United Security Advisors & Financial Planning Partners Llc CRD 132236 | Insurance-Affiliated · Boutique (under $100M) | $3.5M | 2 | 1 | 03/24/2026 | ☆ | ||
| 27397 | Wall Street Capital Advisors, Llc CRD 150334 | Ladue, MO | Wealth Manager · Boutique (under $100M) | $3.5M | 25 | 25 | 2 | 04/23/2025 | ☆ |
| 27398 | Wealth In Yourself Llc CRD 322123 | Zephyr Cove, NV | Wealth Manager · Boutique (under $100M) | $3.5M | 13 | 48 | 1 | 06/26/2026 | ☆ |
| 27399 | Sage Portfolio Management Llc CRD 153512 | Wealth Manager · Boutique (under $100M) | $3.5M | 13 | 13 | 1 | 02/03/2026 | ☆ | |
| 27400 | Cromwell Investment Advisory, Llc CRD 152360 | College Park, MD | Wealth Manager · Boutique (under $100M) | $3.5M | 46 | 46 | 1 | 04/01/2022 | ☆ |