Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 2701 | Palistar Capital Lp CRD 300897 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.5B | 9 | 9 | 30 | 03/26/2026 | ☆ |
| 2702 | Biltmore Family Office, Llc CRD 167174 | Charlotte, NC | Multi-Family Office · Mid-sized ($1B–$10B) | $3.5B | 86 | 86 | 24 | 03/23/2026 | ☆ |
| 2703 | Morton Capital Management, Llc CRD 141250 | Calabasas, CA | Wealth Manager · Mid-sized ($1B–$10B) | $3.5B | 1,279 | 3,735 | 58 | 05/05/2026 | ☆ |
| 2704 | Donaldson Capital Management Llc CRD 106131 | Evansville, IN | Wealth Manager · Mid-sized ($1B–$10B) | $3.5B | 1,838 | 1,848 | 68 | 08/10/2026 | ☆ |
| 2705 | Fundrise Advisors, Llc CRD 172036 | Washington, DC | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $3.5B | 402,942 | 15 | 0 | 09/16/2026 | ☆ |
| 2706 | Carret Asset Management, Llc CRD 131445 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $3.5B | 2,633 | 2,633 | 22 | 06/10/2026 | ☆ |
| 2707 | Bluerock Fund Advisor, Llc CRD 165015 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $3.5B | 1 | 1 | 11 | 03/28/2026 | ☆ |
| 2708 | Sage, Rutty & Co., Inc. CRD 3254 | Rochester, NY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $3.5B | 8,613 | 8,163 | 36 | 09/21/2026 | ☆ |
| 2709 | Tangency Capital Investment Advisory Ltd. CRD 316597 | Hamilton | Private Fund Manager · Mid-sized ($1B–$10B) | $3.5B | 6 | 6 | 13 | 03/20/2026 | ☆ |
| 2710 | Tandem Investment Advisors Inc CRD 109392 | Charleston, SC | Wealth Manager · Mid-sized ($1B–$10B) | $3.5B | 10,432 | 10,432 | 18 | 09/01/2026 | ☆ |
| 2711 | Diameter Principal Finance Llc CRD 328057 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $3.4B | 1 | 1 | 119 | 04/29/2026 | ☆ |
| 2712 | Wedmont Private Capital, Llc CRD 305815 | West Chester, PA | Wealth Manager · Mid-sized ($1B–$10B) | $3.4B | 498 | 2,437 | 16 | 09/02/2026 | ☆ |
| 2713 | Tribe Capital Management, Inc. CRD 304697 | San Mateo, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 90 | 90 | 27 | 09/16/2026 | ☆ |
| 2714 | Arvest Investments, Inc. CRD 42057 | Lowell, AR | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $3.4B | 6,810 | 8,453 | 238 | 03/30/2026 | ☆ |
| 2715 | Moors & Cabot, Inc. CRD 594 | Boston, MA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $3.4B | 5,074 | 5,074 | 121 | 07/17/2026 | ☆ |
| 2716 | Dragonfly Digital Management, Llc CRD 300750 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 14 | 14 | 34 | 03/31/2026 | ☆ |
| 2717 | Ceredex Value Advisors Llc CRD 146023 | Winter Park, FL | Investment Adviser · Mid-sized ($1B–$10B) | $3.4B | 15 | 24 | 13 | 03/20/2026 | ☆ |
| 2718 | Ecor1 Capital, Llc CRD 167121 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 5 | 5 | 22 | 03/30/2026 | ☆ |
| 2719 | Sixth Street Specialty Lending Advisers, Llc CRD 155006 | Dallas, TX | Investment Adviser · Mid-sized ($1B–$10B) | $3.4B | 1 | 1 | 66 | 07/01/2026 | ☆ |
| 2720 | Flagship Harbor Advisors, Llc CRD 155733 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $3.4B | 7,373 | 12,815 | 61 | 05/21/2026 | ☆ |
| 2721 | Colter Lewis Investment Partners Llc CRD 297213 | Greenwich, CT | Multi-Family Office · Mid-sized ($1B–$10B) | $3.4B | 130 | 134 | 18 | 03/19/2026 | ☆ |
| 2722 | Hill Path Capital Lp CRD 281794 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 25 | 25 | 21 | 03/30/2026 | ☆ |
| 2723 | Caption Management, Llc CRD 173841 | Oklahoma City, OK | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 5 | 5 | 22 | 03/24/2026 | ☆ |
| 2724 | Leavell Investment Management, Inc. CRD 107890 | Mobile, AL | Wealth Manager · Mid-sized ($1B–$10B) | $3.4B | 3,023 | 3,023 | 36 | 09/22/2026 | ☆ |
| 2725 | Frank, Rimerman Advisors Llc CRD 124147 | Palo Alto, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $3.4B | 106 | 438 | 5 | 03/28/2026 | ☆ |
| 2726 | Lakewood Capital Management, Lp CRD 156429 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 2 | 2 | 13 | 03/10/2026 | ☆ |
| 2727 | Sound Shore Management Inc CRD 112379 | Greenwich, CT | Investment Adviser · Mid-sized ($1B–$10B) | $3.4B | 370 | 372 | 16 | 04/09/2026 | ☆ |
| 2728 | Fiera Comox Partners Inc CRD 323679 | Montreal, Quebec | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 23 | 23 | 50 | 03/31/2026 | ☆ |
| 2729 | New Mountain Credit Clo Advisers, L.L.C. CRD 307111 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 8 | 8 | 235 | 06/01/2026 | ☆ |
| 2730 | Knox Lane Lp CRD 306657 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 22 | 22 | 30 | 06/09/2026 | ☆ |
| 2731 | Gauge Capital Llc CRD 169890 | Southlake, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 10 | 10 | 67 | 03/31/2026 | ☆ |
| 2732 | Invenomic Capital Management Lp CRD 287617 | Boston, MA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $3.4B | 6 | 6 | 17 | 03/31/2026 | ☆ |
| 2733 | Cohen Klingenstein, Llc CRD 148428 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 112 | 114 | 7 | 03/23/2026 | ☆ |
| 2734 | Upfront Ventures Management, Llc CRD 175144 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 25 | 25 | 22 | 03/31/2026 | ☆ |
| 2735 | Seafarer Capital Partners, Llc CRD 158671 | Larkspur, CA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $3.4B | 2 | 2 | 19 | 03/31/2026 | ☆ |
| 2736 | N CRD 283403 | Wealth Manager · Mid-sized ($1B–$10B) | $3.4B | 1,807 | 1,810 | 31 | 03/25/2025 | ☆ | |
| 2737 | Sumeru Equity Partners L.P. CRD 172955 | San Mateo, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 9 | 9 | 43 | 07/16/2026 | ☆ |
| 2738 | Diversis Capital Management, L.P. CRD 300773 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 15 | 15 | 42 | 06/29/2026 | ☆ |
| 2739 | Westfuller Advisors, Llc CRD 155054 | New York, NY | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $3.4B | 88 | 88 | 23 | 03/31/2026 | ☆ |
| 2740 | Five Arrows Managers North America Llc CRD 136191 | Manhattan Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 11 | 11 | 16 | 03/30/2026 | ☆ |
| 2741 | Banneker Partners Llc CRD 296624 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 10 | 10 | 30 | 03/30/2026 | ☆ |
| 2742 | Colony Family Offices, Llc CRD 167017 | Charlotte, NC | Multi-Family Office · Mid-sized ($1B–$10B) | $3.4B | 656 | 1,048 | 16 | 08/10/2026 | ☆ |
| 2743 | Proprium Capital Partners, L.P. CRD 165441 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $3.4B | 10 | 10 | 35 | 03/25/2026 | ☆ |
| 2744 | North Star Asset Management Inc CRD 106489 | Neenah, WI | Wealth Manager · Mid-sized ($1B–$10B) | $3.4B | 3,554 | 3,554 | 19 | 08/28/2026 | ☆ |
| 2745 | Stokes Family Office Llc CRD 300899 | New Orleans, LA | Multi-Family Office · Mid-sized ($1B–$10B) | $3.4B | 795 | 2,486 | 14 | 04/30/2026 | ☆ |
| 2746 | Summitry, Llc CRD 128586 | Foster City, CA | Wealth Manager · Mid-sized ($1B–$10B) | $3.4B | 1,327 | 4,031 | 46 | 06/30/2026 | ☆ |
| 2747 | R Squared Bm Llc CRD 308920 | El Segundo, CA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $3.3B | 457 | 457 | 15 | 03/31/2026 | ☆ |
| 2748 | Marble Capital Lp CRD 285940 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $3.3B | 17 | 17 | 38 | 03/31/2026 | ☆ |
| 2749 | Warwick Capital Partners (Us) Lp CRD 320777 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $3.3B | 9 | 9 | 11 | 03/26/2026 | ☆ |
| 2750 | Newspring Capital, Llc CRD 160608 | Radnor, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $3.3B | 27 | 27 | 76 | 03/30/2026 | ☆ |