Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27801 | Thrive Portfolios, Inc. CRD 314414 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $2.9M | 16 | 41 | 1 | 03/30/2026 | ☆ |
| 27802 | Founder Etfs Llc CRD 335174 | Dallas, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $2.9M | 1 | 1 | 1 | 05/01/2026 | ☆ |
| 27803 | Lifestyle Financial Services, Llc CRD 324660 | Wealth Manager · Boutique (under $100M) | $2.9M | 22 | 22 | 0 | 03/24/2026 | ☆ | |
| 27804 | Karstens Wealth Llc CRD 321646 | Oak Brook, IL | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 14 | 13 | 1 | 07/11/2022 | ☆ |
| 27805 | Shore Financial Advisors, Llc CRD 334089 | Easton, MD | Wealth Manager · Boutique (under $100M) | $2.9M | 1 | 1 | 1 | 02/09/2026 | ☆ |
| 27806 | Tulip Financial Planning Llc CRD 336306 | Wealth Manager · Boutique (under $100M) | $2.9M | 24 | 24 | 0 | 06/02/2026 | ☆ | |
| 27807 | Starbord Llc CRD 174041 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 7 | 1 | 03/26/2026 | ☆ | ||
| 27808 | Lundmark, Jonathan Paul CRD 127727 | Tyler, TX | Wealth Manager · Boutique (under $100M) | $2.9M | 13 | 13 | 1 | 03/07/2026 | ☆ |
| 27809 | 2020 Financial Planning Llc CRD 153979 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $2.9M | 1 | 1 | 1 | 09/16/2026 | ☆ |
| 27810 | Austec Wealth Management CRD 173741 | Wealth Manager · Boutique (under $100M) | $2.9M | 5 | 24 | 1 | 03/05/2026 | ☆ | |
| 27811 | Golden Jade Capital Management, Llc CRD 167923 | Wealth Manager · Boutique (under $100M) | $2.9M | 1 | 1 | 1 | 03/31/2026 | ☆ | |
| 27812 | Premier Wealth Management, Llc CRD 145253 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $2.8M | 19 | 29 | 2 | 03/17/2025 | ☆ |
| 27813 | Mission Advice Llc CRD 300473 | Shepherdstown, WV | Wealth Manager · Boutique (under $100M) | $2.8M | 10 | 10 | 1 | 03/18/2026 | ☆ |
| 27814 | Cast Member Financial Llc CRD 329857 | Wealth Manager · Boutique (under $100M) | $2.8M | 16 | 96 | 2 | 02/13/2026 | ☆ | |
| 27815 | Upper Basin Capital, Llc CRD 312789 | Wealth Manager · Boutique (under $100M) | $2.8M | 7 | 1 | 04/04/2026 | ☆ | ||
| 27816 | Hilbar Capital, Llc CRD 285088 | Wealth Manager · Boutique (under $100M) | $2.8M | 10 | 14 | 1 | 01/14/2026 | ☆ | |
| 27817 | Castellum Capital Management Llc CRD 315891 | Wealth Manager · Boutique (under $100M) | $2.8M | 12 | 13 | 1 | 01/22/2026 | ☆ | |
| 27818 | Authentic Financial Planning CRD 153032 | Wealth Manager · Boutique (under $100M) | $2.8M | 18 | 18 | 1 | 07/01/2026 | ☆ | |
| 27819 | De Novo Capital Llc CRD 282458 | Wealth Manager · Boutique (under $100M) | $2.8M | 6 | 1 | 03/26/2026 | ☆ | ||
| 27820 | Clarity Advisors Group, Inc. CRD 308324 | Wealth Manager · Boutique (under $100M) | $2.8M | 5 | 6 | 1 | 06/09/2026 | ☆ | |
| 27821 | Achievable Wealth, Llc CRD 284763 | Wealth Manager · Boutique (under $100M) | $2.8M | 11 | 28 | 1 | 05/06/2026 | ☆ | |
| 27822 | Trailpoint Financial Planning, Llc CRD 310766 | Wealth Manager · Boutique (under $100M) | $2.8M | 6 | 17 | 1 | 05/13/2026 | ☆ | |
| 27823 | Marstone Llc CRD 164810 | Wealth Manager · Boutique (under $100M) | $2.8M | 142 | 180 | 1 | 08/04/2026 | ☆ | |
| 27824 | Qualivian Investment Partners Lp CRD 291227 | Private Fund Manager · Boutique (under $100M) | $2.8M | 3 | 2 | 2 | 04/18/2026 | ☆ | |
| 27825 | Mclean Capital Management, Llc CRD 139060 | Wealth Manager · Boutique (under $100M) | $2.8M | 5 | 5 | 2 | 02/11/2026 | ☆ | |
| 27826 | Wealth Being Advisors Llc CRD 333094 | Wealth Manager · Boutique (under $100M) | $2.8M | 17 | 33 | 1 | 08/24/2026 | ☆ | |
| 27827 | Wright Investment Partners Llc CRD 286311 | Colonia, NJ | Wealth Manager · Boutique (under $100M) | $2.8M | 0 | 5 | 1 | 03/31/2026 | ☆ |
| 27828 | Fidelis Fs, Llc CRD 286305 | Insurance-Affiliated · Boutique (under $100M) | $2.8M | 8 | 1 | 07/14/2025 | ☆ | ||
| 27829 | Namm Financial Llc CRD 151860 | Plantation, FL | Insurance-Affiliated · Boutique (under $100M) | $2.8M | 12 | 18 | 1 | 10/04/2026 | ☆ |
| 27830 | Pairone Private Wealth Llc CRD 336860 | Lakeville, MN | Wealth Manager · Boutique (under $100M) | $2.8M | 27 | 41 | 1 | 09/10/2026 | ☆ |
| 27831 | Wave & Breakout L.L.C. CRD 293824 | Orland Park, IL | Wealth Manager · Boutique (under $100M) | $2.8M | 65 | 65 | 1 | 02/15/2019 | ☆ |
| 27832 | Four Quarters Capital, Llc CRD 333753 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $2.8M | 16 | 27 | 1 | 03/31/2026 | ☆ |
| 27833 | Aidekman, Alan CRD 170863 | Wealth Manager · Boutique (under $100M) | $2.8M | 9 | 10 | 1 | 03/03/2026 | ☆ | |
| 27834 | Plandeavor Llc CRD 331046 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $2.8M | 11 | 30 | 3 | 08/26/2026 | ☆ |
| 27835 | Balance Investments Llc CRD 173163 | Insurance-Affiliated · Boutique (under $100M) | $2.8M | 36 | 71 | 1 | 03/31/2026 | ☆ | |
| 27836 | Divergent Financial Advisory Services Llc CRD 316756 | Wealth Manager · Boutique (under $100M) | $2.8M | 16 | 31 | 1 | 05/29/2026 | ☆ | |
| 27837 | Independent Investment Advisor, Llc CRD 323058 | Wealth Manager · Boutique (under $100M) | $2.8M | 5 | 5 | 1 | 04/04/2025 | ☆ | |
| 27838 | Stratitech Consulting, Inc. CRD 231787 | Saint Charles, IL | Investment Adviser · Boutique (under $100M) | $2.8M | 15 | 1 | 01/11/2017 | ☆ | |
| 27839 | T Green Wealth Advisors Llc CRD 292162 | Wealth Manager · Boutique (under $100M) | $2.8M | 34 | 34 | 1 | 03/10/2026 | ☆ | |
| 27840 | Chiarezza Capital Management, Llc CRD 169290 | Wealth Manager · Boutique (under $100M) | $2.8M | 11 | 11 | 1 | 01/13/2026 | ☆ | |
| 27841 | Propel Private Wealth Llc CRD 340734 | Wealth Manager · Boutique (under $100M) | $2.8M | 3 | 3 | 1 | 08/03/2026 | ☆ | |
| 27842 | Fusion Planning Llc CRD 338879 | Wealth Manager · Boutique (under $100M) | $2.8M | 37 | 37 | 1 | 03/31/2026 | ☆ | |
| 27843 | Finmentum Llc CRD 339822 | Wealth Manager · Boutique (under $100M) | $2.8M | 7 | 7 | 1 | 03/30/2026 | ☆ | |
| 27844 | Euclid Harding, Llc CRD 336693 | Wealth Manager · Boutique (under $100M) | $2.8M | 4 | 13 | 1 | 09/15/2026 | ☆ | |
| 27845 | Silverbrook Investment Advisors, Inc. CRD 153911 | Insurance-Affiliated · Boutique (under $100M) | $2.8M | 27 | 27 | 1 | 01/08/2018 | ☆ | |
| 27846 | Ingeniq Llc CRD 327212 | Bedford, MA | Wealth Manager · Boutique (under $100M) | $2.8M | 0 | 19 | 1 | 09/29/2026 | ☆ |
| 27847 | Insight Family Financial, Llc CRD 317633 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $2.8M | 23 | 23 | 1 | 10/05/2026 | ☆ |
| 27848 | Socal Planners, Inc CRD 173062 | Valencia, CA | Insurance-Affiliated · Boutique (under $100M) | $2.8M | 18 | 18 | 1 | 08/11/2026 | ☆ |
| 27849 | Highline Private Wealth, Llc CRD 332393 | Wealth Manager · Boutique (under $100M) | $2.8M | 8 | 24 | 2 | 03/30/2026 | ☆ | |
| 27850 | Align Financial Planning, Llc CRD 324318 | Southern Pines, NC | Wealth Manager · Boutique (under $100M) | $2.8M | 15 | 49 | 1 | 03/11/2026 | ☆ |