Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27751 | Harman Investment Advisors Incorporated CRD 122641 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 8 | 1 | 06/29/2026 | ☆ | |
| 27752 | Fealty Group Llc CRD 324957 | Wealth Manager · Boutique (under $100M) | $3.0M | 25 | 25 | 2 | 03/31/2026 | ☆ | |
| 27753 | Finite Management, Llc CRD 314875 | Santa Monica, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 5 | 03/22/2023 | ☆ |
| 27754 | Neya Capital Management, Llc CRD 325185 | Palmdale, CA | Wealth Manager · Boutique (under $100M) | $3.0M | 13 | 22 | 1 | 01/22/2026 | ☆ |
| 27755 | Yayati Asset Management, Llc CRD 324099 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $3.0M | 4 | 5 | 4 | 09/18/2026 | ☆ |
| 27756 | Storyline Financial Planning Llc CRD 281830 | Saint Joseph, MO | Wealth Manager · Boutique (under $100M) | $3.0M | 13 | 66 | 1 | 01/29/2026 | ☆ |
| 27757 | Samman, Emad A. CRD 292139 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 1 | 01/21/2026 | ☆ | ||
| 27758 | Sancus Wealth Management Llc CRD 313226 | Miami, FL | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 16 | 32 | 2 | 03/30/2026 | ☆ |
| 27759 | Prosperent Capital, Llc CRD 325603 | Ukiah, CA | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 22 | 1 | 08/27/2026 | ☆ | |
| 27760 | Cartera Investments Llc CRD 328615 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 1 | 07/02/2026 | ☆ | ||
| 27761 | Tian Capital Llc CRD 283207 | Wealth Manager · Boutique (under $100M) | $2.9M | 7 | 1 | 01/09/2026 | ☆ | ||
| 27762 | Homestake Venture Partners Llc CRD 288161 | Private Fund Manager · Boutique (under $100M) | $2.9M | 9 | 9 | 3 | 03/13/2026 | ☆ | |
| 27763 | Catalano Consulting And Insurance Services, Llc CRD 298405 | The Woodlands, TX | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 19 | 16 | 1 | 08/05/2026 | ☆ |
| 27764 | The Lyttle Company, Llc CRD 304743 | Wealth Manager · Boutique (under $100M) | $2.9M | 3 | 5 | 1 | 04/02/2026 | ☆ | |
| 27765 | Bianco Capital Management, Llc CRD 300934 | Davin, WV | Wealth Manager · Boutique (under $100M) | $2.9M | 10 | 28 | 1 | 03/30/2026 | ☆ |
| 27766 | Maslar Financial, Inc. CRD 293840 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 18 | 47 | 1 | 02/24/2026 | ☆ | |
| 27767 | Investors Advisory Services Inc CRD 105505 | Wealth Manager · Boutique (under $100M) | $2.9M | 11 | 15 | 1 | 02/12/2026 | ☆ | |
| 27768 | Boca Retirement Strategies Inc. CRD 310150 | Wealth Manager · Boutique (under $100M) | $2.9M | 24 | 46 | 1 | 01/28/2026 | ☆ | |
| 27769 | Albatross Investment Services Llc CRD 282713 | Saint Louis, MO | Wealth Manager · Boutique (under $100M) | $2.9M | 24 | 24 | 1 | 03/16/2026 | ☆ |
| 27770 | Jacobs, Richard Cyril CRD 139136 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 10 | 18 | 1 | 03/26/2026 | ☆ | |
| 27771 | Deborah L Matz CRD 304112 | Wealth Manager · Boutique (under $100M) | $2.9M | 11 | 21 | 1 | 07/21/2026 | ☆ | |
| 27772 | Narrow Road Financial Planning Llc CRD 334228 | Wealth Manager · Boutique (under $100M) | $2.9M | 25 | 55 | 1 | 03/23/2026 | ☆ | |
| 27773 | Abbington Wells Llc. CRD 157464 | Wealth Manager · Boutique (under $100M) | $2.9M | 14 | 13 | 1 | 06/29/2026 | ☆ | |
| 27774 | Elite Wealthcare Llc CRD 318420 | Wealth Manager · Boutique (under $100M) | $2.9M | 26 | 35 | 1 | 02/27/2026 | ☆ | |
| 27775 | W Bradley Wealth Management Llc CRD 333063 | Wealth Manager · Boutique (under $100M) | $2.9M | 1 | 1 | 1 | 02/23/2026 | ☆ | |
| 27776 | Depasquale, John, Robert CRD 114938 | Wealth Manager · Boutique (under $100M) | $2.9M | 8 | 16 | 1 | 12/22/2023 | ☆ | |
| 27777 | Financial Wellness Solutions, Llc CRD 170465 | Wealth Manager · Boutique (under $100M) | $2.9M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 27778 | Ristau Capital, Llc CRD 309325 | Wealth Manager · Boutique (under $100M) | $2.9M | 15 | 15 | 1 | 03/19/2026 | ☆ | |
| 27779 | Compound Insight, Llc CRD 298150 | Wealth Manager · Boutique (under $100M) | $2.9M | 7 | 7 | 1 | 01/09/2026 | ☆ | |
| 27780 | Lepore Financial Services Llc CRD 156530 | Manasquan, NJ | Wealth Manager · Boutique (under $100M) | $2.9M | 12 | 12 | 1 | 03/29/2025 | ☆ |
| 27781 | The Insight Advisory Group, Llc CRD 281229 | Havertown, PA | Investment Adviser · Boutique (under $100M) | $2.9M | 2 | 2 | 2 | 03/30/2026 | ☆ |
| 27782 | Mjs Capital Inc. CRD 152055 | Wealth Manager · Boutique (under $100M) | $2.9M | 11 | 23 | 1 | 03/31/2026 | ☆ | |
| 27783 | Magna Advisors, Llc CRD 334849 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 27 | 37 | 1 | 05/11/2026 | ☆ | |
| 27784 | Guardian Advisors, Llc CRD 127459 | Wealth Manager · Boutique (under $100M) | $2.9M | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 27785 | Abacus Wealth Factors, Llc CRD 285839 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $2.9M | 0 | 5 | 1 | 03/25/2026 | ☆ |
| 27786 | Ee Fund Management Llc CRD 134401 | Wealth Manager · Boutique (under $100M) | $2.9M | 2 | 1 | 03/31/2026 | ☆ | ||
| 27787 | Finco Advisory Llc CRD 312984 | Wealth Manager · Boutique (under $100M) | $2.9M | 3 | 1 | 01/23/2024 | ☆ | ||
| 27788 | Lw Pacific Investments Llc CRD 171641 | Wealth Manager · Boutique (under $100M) | $2.9M | 5 | 1 | 03/30/2026 | ☆ | ||
| 27789 | Jade Financial Llc CRD 330455 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 9 | 11 | 1 | 03/05/2026 | ☆ | |
| 27790 | Krishna Portfolio Management Llc CRD 334486 | Wealth Manager · Boutique (under $100M) | $2.9M | 12 | 18 | 1 | 09/30/2026 | ☆ | |
| 27791 | Jt Asset Allocation Llc CRD 291390 | Orlando Park, IL | Wealth Manager · Boutique (under $100M) | $2.9M | 9 | 9 | 2 | 03/19/2026 | ☆ |
| 27792 | Adams, Glenn Geoffrey CRD 141878 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 29 | 29 | 1 | 03/31/2026 | ☆ | |
| 27793 | Reinhart Asset Management Llc CRD 133632 | Toledo, OH | Wealth Manager · Boutique (under $100M) | $2.9M | 18 | 23 | 1 | 03/23/2026 | ☆ |
| 27794 | Kayyal, Amirreza CRD 166026 | Laguna Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 29 | 29 | 1 | 01/05/2026 | ☆ |
| 27795 | Strategic Choices Wealth Advisors Inc. CRD 292525 | South Pasadena, CA | Wealth Manager · Boutique (under $100M) | $2.9M | 43 | 43 | 1 | 06/23/2026 | ☆ |
| 27796 | Hesperian Wealth Llc CRD 317351 | Wealth Manager · Boutique (under $100M) | $2.9M | 5 | 20 | 1 | 02/09/2026 | ☆ | |
| 27797 | Baskerville Capital Management, Llc CRD 158289 | Private Fund Manager · Boutique (under $100M) | $2.9M | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 27798 | Cp Financial Advisory, Llc CRD 326604 | Institutional / Pension Advisor · Boutique (under $100M) | $2.9M | 6 | 6 | 1 | 08/10/2026 | ☆ | |
| 27799 | Jackson Peak Capital Llc CRD 324352 | Lafayette, CA | Wealth Manager · Boutique (under $100M) | $2.9M | 10 | 10 | 1 | 07/15/2026 | ☆ |
| 27800 | Magpie Consulting Llc CRD 149253 | Wealth Manager · Boutique (under $100M) | $2.9M | 12 | 1 | 06/29/2026 | ☆ |