Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27701 | Dunhill & Company, Llc CRD 289213 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $3.0M | 18 | 32 | 1 | 09/15/2026 | ☆ |
| 27702 | Invex Next, Llc CRD 328201 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $3.0M | 76 | 76 | 8 | 03/10/2026 | ☆ |
| 27703 | Hive Retirement Planning Llc CRD 328713 | Wealth Manager · Boutique (under $100M) | $3.0M | 4 | 4 | 1 | 08/07/2026 | ☆ | |
| 27704 | Divergence Capital Management, Inc. CRD 139601 | Wealth Manager · Boutique (under $100M) | $3.0M | 11 | 11 | 1 | 03/24/2026 | ☆ | |
| 27705 | S2 O Capital Management, Inc. CRD 164533 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 8 | 1 | 03/30/2026 | ☆ | |
| 27706 | Durant Wealthmanagement Advisory Services, Llc CRD 166863 | Wealth Manager · Boutique (under $100M) | $3.0M | 16 | 25 | 1 | 03/25/2025 | ☆ | |
| 27707 | Sc Capital Management Llc CRD 300364 | Wealth Manager · Boutique (under $100M) | $3.0M | 3 | 4 | 1 | 03/30/2026 | ☆ | |
| 27708 | Covenant Capital Advisors, Llc CRD 305838 | Endowment & Foundation Advisor · Boutique (under $100M) | $3.0M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 27709 | Ambrose Wealth Management, Inc CRD 269838 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 27 | 27 | 1 | 03/19/2026 | ☆ | |
| 27710 | Arne, Robert Courtland CRD 309092 | Wealth Manager · Boutique (under $100M) | $3.0M | 3 | 7 | 1 | 07/15/2026 | ☆ | |
| 27711 | Artiumology Llc CRD 323798 | Las Vegas, NV | Investment Adviser · Boutique (under $100M) | $3.0M | 28 | 28 | 1 | 02/08/2024 | ☆ |
| 27712 | Bryant Group Advisors, Inc. CRD 277095 | New York, NY | Wealth Manager · Boutique (under $100M) | $3.0M | 40 | 40 | 1 | 03/17/2025 | ☆ |
| 27713 | Capital Planning Associates, Incorporated CRD 128863 | Marlton, NJ | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 7 | 07/29/2011 | ☆ | ||
| 27714 | Diversey Capital, Llc CRD 170869 | Investment Adviser · Boutique (under $100M) | $3.0M | 3 | 1 | 03/29/2016 | ☆ | ||
| 27715 | Diversified Human Solutions CRD 167854 | Philadelphia, PA | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 1 | 1 | 1 | 09/21/2026 | ☆ |
| 27716 | Donal Fiduciaries CRD 292848 | Sout Boston, MA | Wealth Manager · Boutique (under $100M) | $3.0M | 6 | 11 | 1 | 08/14/2025 | ☆ |
| 27717 | Gaer Financial Group, Inc CRD 168430 | Hackensack, NJ | Wealth Manager · Boutique (under $100M) | $3.0M | 25 | 25 | 1 | 08/21/2019 | ☆ |
| 27718 | Isley, David A. CRD 151433 | Institutional / Pension Advisor · Boutique (under $100M) | $3.0M | 9 | 9 | 1 | 04/24/2026 | ☆ | |
| 27719 | John William Jarvis CRD 143894 | Wealth Manager · Boutique (under $100M) | $3.0M | 18 | 20 | 4 | 01/06/2026 | ☆ | |
| 27720 | Kdhh Investments Llc CRD 110358 | West Bend, WI | Wealth Manager · Boutique (under $100M) | $3.0M | 25 | 25 | 0 | 05/12/2026 | ☆ |
| 27721 | Krishna B. Lall CRD 123007 | Wealth Manager · Boutique (under $100M) | $3.0M | 20 | 20 | 1 | 02/11/2025 | ☆ | |
| 27722 | Legacy One Wealth Management, Llc CRD 284863 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 18 | 18 | 1 | 04/30/2026 | ☆ | |
| 27723 | Mann Advisory Services, Llc CRD 283029 | Evans, GA | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 12 | 13 | 2 | 01/05/2026 | ☆ |
| 27724 | Msa Power Funds Llc CRD 326791 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $3.0M | 2 | 2 | 2 | 03/25/2026 | ☆ |
| 27725 | Northport Harbor Financial Services, Llc CRD 146738 | Litchfield, NH | Investment Adviser · Boutique (under $100M) | $3.0M | 10 | 1 | 03/24/2015 | ☆ | |
| 27726 | Oceanus Research Llc CRD 314649 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $3.0M | 5 | 5 | 1 | 04/07/2025 | ☆ |
| 27727 | Peterson Garrett, Llc CRD 281801 | Wealth Manager · Boutique (under $100M) | $3.0M | 9 | 9 | 1 | 05/19/2026 | ☆ | |
| 27728 | Reflective Wealth Planning, Llc CRD 317997 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $3.0M | 15 | 25 | 1 | 02/16/2026 | ☆ |
| 27729 | Richards Financial Llc CRD 160351 | Wealth Manager · Boutique (under $100M) | $3.0M | 11 | 7 | 1 | 03/25/2026 | ☆ | |
| 27730 | Richner Capital Llc CRD 152281 | Private Fund Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 1 | 03/25/2026 | ☆ | |
| 27731 | Rival Capital Management, Llc CRD 332898 | Wealth Manager · Boutique (under $100M) | $3.0M | 10 | 10 | 2 | 06/10/2026 | ☆ | |
| 27732 | Scherrer, Scott Charles CRD 134126 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 10 | 54 | 1 | 02/11/2026 | ☆ | |
| 27733 | Sg Advisors Inc CRD 291314 | Wealth Manager · Boutique (under $100M) | $3.0M | 15 | 15 | 1 | 01/23/2026 | ☆ | |
| 27734 | Sherwood Oak Knoll, Llc CRD 310621 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 11 | 1 | 03/09/2026 | ☆ | |
| 27735 | Wiedower Capital, Llc CRD 173610 | Wealth Manager · Boutique (under $100M) | $3.0M | 7 | 13 | 1 | 03/03/2026 | ☆ | |
| 27736 | Zaks Investment Advisory Service, Llc CRD 137934 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $3.0M | 3 | 0 | 12/10/2024 | ☆ | |
| 27737 | Zarathustra Wealth Management CRD 330510 | Providence, RI | Wealth Manager · Boutique (under $100M) | $3.0M | 20 | 20 | 1 | 11/18/2024 | ☆ |
| 27738 | Pacific Paradigm Advisors Llc CRD 173188 | Private Fund Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 2 | 03/30/2026 | ☆ | |
| 27739 | Presti, Joseph Martin CRD 289409 | Wealth Manager · Boutique (under $100M) | $3.0M | 6 | 8 | 1 | 08/26/2026 | ☆ | |
| 27740 | Cornerstone Financial Consulting Llc CRD 137878 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 14 | 1 | 02/25/2026 | ☆ | |
| 27741 | Argosy Investors, Llc CRD 290225 | Hickory, NC | Wealth Manager · Boutique (under $100M) | $3.0M | 16 | 1 | 01/02/2026 | ☆ | |
| 27742 | Is Capital Management, Limited Liability Company CRD 306787 | Wealth Manager · Boutique (under $100M) | $3.0M | 16 | 22 | 1 | 03/17/2026 | ☆ | |
| 27743 | Weiss Financial Group, Llc CRD 301501 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 33 | 33 | 2 | 03/31/2026 | ☆ | |
| 27744 | Young, Christopher Cole CRD 324398 | Wealth Manager · Boutique (under $100M) | $3.0M | 12 | 19 | 1 | 02/25/2026 | ☆ | |
| 27745 | Win Private Wealth, Llc CRD 338220 | Wealth Manager · Boutique (under $100M) | $3.0M | 14 | 14 | 2 | 07/23/2026 | ☆ | |
| 27746 | Bjm Financial Inc CRD 322493 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $3.0M | 10 | 10 | 1 | 03/04/2025 | ☆ |
| 27747 | Personal Benefits Planning Llc CRD 172531 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $3.0M | 17 | 17 | 1 | 10/16/2024 | ☆ |
| 27748 | International Investments & Consulting Llc CRD 327761 | Wealth Manager · Boutique (under $100M) | $3.0M | 9 | 16 | 1 | 04/21/2026 | ☆ | |
| 27749 | Flores Wealth Planning, Llc CRD 173706 | New York, NY | Wealth Manager · Boutique (under $100M) | $3.0M | 9 | 9 | 1 | 03/31/2026 | ☆ |
| 27750 | Marilyn M. Miller CRD 290212 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 13 | 13 | 1 | 02/12/2026 | ☆ |