Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27651 | Heiser, William Caulfield CRD 168924 | Wealth Manager · Boutique (under $100M) | $3.1M | 11 | 28 | 1 | 05/02/2025 | ☆ | |
| 27652 | Ulmer Financial Llc CRD 319222 | Wealth Manager · Boutique (under $100M) | $3.1M | 29 | 81 | 1 | 03/27/2026 | ☆ | |
| 27653 | Finomenon Investments Llc CRD 330907 | Wealth Manager · Boutique (under $100M) | $3.1M | 16 | 23 | 2 | 02/09/2026 | ☆ | |
| 27654 | Still River Financial Planning Llc CRD 317254 | Wealth Manager · Boutique (under $100M) | $3.1M | 26 | 38 | 1 | 03/31/2026 | ☆ | |
| 27655 | Elk Capital Advisors, Llc CRD 159373 | Wealth Manager · Boutique (under $100M) | $3.1M | 12 | 13 | 1 | 09/15/2026 | ☆ | |
| 27656 | Citrine & Gold Llc CRD 328183 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 57 | 57 | 2 | 03/30/2026 | ☆ |
| 27657 | Cultivate Wealth Llc CRD 331851 | Wealth Manager · Boutique (under $100M) | $3.1M | 6 | 1 | 08/04/2026 | ☆ | ||
| 27658 | Goodrich Asset Management Llc CRD 151582 | Wealth Manager · Boutique (under $100M) | $3.1M | 7 | 7 | 1 | 03/30/2026 | ☆ | |
| 27659 | Donald H. Freimark Cfa, Llc CRD 298172 | Wealth Manager · Boutique (under $100M) | $3.1M | 6 | 6 | 1 | 03/26/2026 | ☆ | |
| 27660 | Skipjack Financial, Llc CRD 332271 | Wealth Manager · Boutique (under $100M) | $3.1M | 6 | 31 | 1 | 03/04/2026 | ☆ | |
| 27661 | Ascend Investment Management, Llc CRD 307989 | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 47 | 47 | 2 | 09/25/2026 | ☆ | |
| 27662 | Red Haven Advisors, Llc CRD 307311 | Wealth Manager · Boutique (under $100M) | $3.1M | 16 | 24 | 1 | 02/21/2026 | ☆ | |
| 27663 | Sabela Consulting Group CRD 285240 | Lake Elmo, MN | Wealth Manager · Boutique (under $100M) | $3.1M | 12 | 12 | 1 | 01/27/2026 | ☆ |
| 27664 | Wealthface Llc CRD 298984 | Al Maryah Island, Abu Dhabi | Wealth Manager · Boutique (under $100M) | $3.1M | 23 | 23 | 1 | 03/18/2026 | ☆ |
| 27665 | Bullbear Investment Management, Llc CRD 141513 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $3.1M | 14 | 1 | 03/30/2026 | ☆ | |
| 27666 | Geddi Capital Llc CRD 313214 | Wealth Manager · Boutique (under $100M) | $3.1M | 53 | 76 | 2 | 07/07/2026 | ☆ | |
| 27667 | Hunjo Llc CRD 290595 | Westport, CT | Wealth Manager · Boutique (under $100M) | $3.1M | 2 | 2 | 1 | 03/25/2026 | ☆ |
| 27668 | Ronald J. Iannucci Cfp CRD 298181 | Woodbury, CT | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 53 | 80 | 1 | 03/06/2025 | ☆ |
| 27669 | Salt Capital Wealth Management, Llc CRD 309267 | Ladera Ranch, CA | Wealth Manager · Boutique (under $100M) | $3.1M | 20 | 20 | 1 | 03/20/2026 | ☆ |
| 27670 | Shetland Financial, Pllc CRD 308958 | Center Valley, PA | Wealth Manager · Boutique (under $100M) | $3.1M | 6 | 6 | 2 | 03/18/2026 | ☆ |
| 27671 | Walker Capital Partners, Llc CRD 328871 | Bedford, NH | Private Fund Manager · Boutique (under $100M) | $3.1M | 33 | 41 | 2 | 09/23/2026 | ☆ |
| 27672 | Ltc Wealth Management, Llc CRD 290672 | Wealth Manager · Boutique (under $100M) | $3.1M | 12 | 17 | 1 | 03/26/2026 | ☆ | |
| 27673 | Modica Jr. Joseph Nicholas CRD 135583 | Lebanon, TN | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 12 | 12 | 1 | 02/20/2026 | ☆ |
| 27674 | Challenge Everything Financial Llc CRD 324193 | Lenexa, KS | Wealth Manager · Boutique (under $100M) | $3.1M | 25 | 75 | 1 | 09/07/2026 | ☆ |
| 27675 | Mahalo Advisory Services, Llc CRD 144793 | Wealth Manager · Boutique (under $100M) | $3.1M | 33 | 33 | 1 | 03/27/2026 | ☆ | |
| 27676 | Islands East Advisors Llc CRD 327578 | Chester, MD | Wealth Manager · Boutique (under $100M) | $3.1M | 20 | 36 | 1 | 08/06/2026 | ☆ |
| 27677 | D.A. Schwenker & Assoc.'S, Inc. CRD 119746 | Pagosa Springs, CO | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 20 | 20 | 1 | 02/22/2026 | ☆ |
| 27678 | Convexity Investments Llc CRD 315257 | Wealth Manager · Boutique (under $100M) | $3.1M | 7 | 19 | 1 | 03/17/2026 | ☆ | |
| 27679 | Kna Capital Management, Llc CRD 330814 | Wealth Manager · Boutique (under $100M) | $3.1M | 10 | 14 | 1 | 02/26/2026 | ☆ | |
| 27680 | Shaffer Asset Management, Inc. CRD 113383 | Wealth Manager · Boutique (under $100M) | $3.1M | 14 | 14 | 1 | 03/31/2026 | ☆ | |
| 27681 | Agnew Capital Management Llc CRD 165305 | Wealth Manager · Boutique (under $100M) | $3.1M | 20 | 36 | 1 | 02/03/2026 | ☆ | |
| 27682 | Jacoby Agency Insurance Services, Inc. CRD 297461 | Encino, CA | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 13 | 29 | 2 | 01/15/2026 | ☆ |
| 27683 | Selezioni By Paolo Bernardi Inc CRD 319237 | Wealth Manager · Boutique (under $100M) | $3.1M | 11 | 11 | 1 | 03/25/2026 | ☆ | |
| 27684 | Oelze, Melvin Kurt CRD 132874 | Wealth Manager · Boutique (under $100M) | $3.1M | 10 | 10 | 2 | 08/31/2021 | ☆ | |
| 27685 | Gillespie Associates Llc. CRD 116643 | Private Fund Manager · Boutique (under $100M) | $3.1M | 1 | 1 | 1 | 10/05/2026 | ☆ | |
| 27686 | East West Advisers, Llc CRD 285447 | Wealth Manager · Boutique (under $100M) | $3.1M | 22 | 22 | 1 | 07/17/2026 | ☆ | |
| 27687 | Lamb Retirement Solutions Llc CRD 327981 | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 42 | 42 | 1 | 02/16/2026 | ☆ | |
| 27688 | Herriot Financial, Llc CRD 333511 | Wealth Manager · Boutique (under $100M) | $3.1M | 8 | 1 | 03/12/2026 | ☆ | ||
| 27689 | Skyview Capital Management, Llc CRD 291926 | Brownsburg, IN | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 15 | 20 | 1 | 03/31/2026 | ☆ |
| 27690 | Pruitt Richmond Wealth Management Llc CRD 324967 | Estero, FL | Wealth Manager · Boutique (under $100M) | $3.1M | 21 | 61 | 3 | 06/26/2026 | ☆ |
| 27691 | Manzanita Wealth Management Llc CRD 332842 | Wealth Manager · Boutique (under $100M) | $3.1M | 9 | 8 | 1 | 02/02/2026 | ☆ | |
| 27692 | Fintent Invest, Inc. CRD 331452 | Monrovia, CA | Wealth Manager · Boutique (under $100M) | $3.1M | 7 | 1 | 06/30/2026 | ☆ | |
| 27693 | Blanken Management Corp CRD 226546 | Wealth Manager · Boutique (under $100M) | $3.1M | 46 | 46 | 1 | 06/23/2025 | ☆ | |
| 27694 | Hastings, Michael Dean CRD 116854 | Wealth Manager · Boutique (under $100M) | $3.1M | 16 | 24 | 1 | 04/01/2026 | ☆ | |
| 27695 | North River Group, Llc CRD 298565 | Birmingham, AL | Private Fund Manager · Boutique (under $100M) | $3.1M | 1 | 1 | 1 | 01/05/2026 | ☆ |
| 27696 | New Life Financial Llc CRD 289821 | Wealth Manager · Boutique (under $100M) | $3.0M | 27 | 31 | 1 | 01/20/2026 | ☆ | |
| 27697 | Edgebrook Investments, Llc CRD 133418 | Ceres, CA | Private Fund Manager · Boutique (under $100M) | $3.0M | 2 | 2 | 1 | 03/29/2026 | ☆ |
| 27698 | Wealth Source Financial CRD 300055 | Wealth Manager · Boutique (under $100M) | $3.0M | 21 | 58 | 0 | 04/01/2026 | ☆ | |
| 27699 | Wadsworth Wealth Management Llc CRD 324397 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 14 | 1 | 01/20/2026 | ☆ | |
| 27700 | Pantheon Investments, Llc CRD 108411 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 1 | 07/13/2026 | ☆ |