Investment advisers
44,643 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27601 | Diversey Capital, Llc CRD 170869 | Investment Adviser · Boutique (under $100M) | $3.0M | 3 | 1 | 03/29/2016 | ☆ | ||
| 27602 | Donal Fiduciaries CRD 292848 | Sout Boston, MA | Wealth Manager · Boutique (under $100M) | $3.0M | 6 | 11 | 1 | 08/14/2025 | ☆ |
| 27603 | Gaer Financial Group, Inc CRD 168430 | Hackensack, NJ | Wealth Manager · Boutique (under $100M) | $3.0M | 25 | 25 | 1 | 08/21/2019 | ☆ |
| 27604 | Isley, David A. CRD 151433 | Institutional / Pension Advisor · Boutique (under $100M) | $3.0M | 9 | 9 | 1 | 04/24/2026 | ☆ | |
| 27605 | John William Jarvis CRD 143894 | Wealth Manager · Boutique (under $100M) | $3.0M | 18 | 20 | 4 | 01/06/2026 | ☆ | |
| 27606 | Kdhh Investments Llc CRD 110358 | West Bend, WI | Wealth Manager · Boutique (under $100M) | $3.0M | 25 | 25 | 0 | 05/12/2026 | ☆ |
| 27607 | Krishna B. Lall CRD 123007 | Wealth Manager · Boutique (under $100M) | $3.0M | 20 | 20 | 1 | 02/11/2025 | ☆ | |
| 27608 | Legacy One Wealth Management, Llc CRD 284863 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 18 | 18 | 1 | 04/30/2026 | ☆ | |
| 27609 | Mann Advisory Services, Llc CRD 283029 | Evans, GA | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 12 | 13 | 2 | 01/05/2026 | ☆ |
| 27610 | Msa Power Funds Llc CRD 326791 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $3.0M | 2 | 2 | 2 | 03/25/2026 | ☆ |
| 27611 | Northport Harbor Financial Services, Llc CRD 146738 | Litchfield, NH | Investment Adviser · Boutique (under $100M) | $3.0M | 10 | 1 | 03/24/2015 | ☆ | |
| 27612 | Oceanus Research Llc CRD 314649 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $3.0M | 5 | 5 | 1 | 04/07/2025 | ☆ |
| 27613 | Peterson Garrett, Llc CRD 281801 | Wealth Manager · Boutique (under $100M) | $3.0M | 9 | 9 | 1 | 05/19/2026 | ☆ | |
| 27614 | Reflective Wealth Planning, Llc CRD 317997 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $3.0M | 15 | 25 | 1 | 02/16/2026 | ☆ |
| 27615 | Richards Financial Llc CRD 160351 | Wealth Manager · Boutique (under $100M) | $3.0M | 11 | 7 | 1 | 03/25/2026 | ☆ | |
| 27616 | Richner Capital Llc CRD 152281 | Private Fund Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 1 | 03/25/2026 | ☆ | |
| 27617 | Rival Capital Management, Llc CRD 332898 | Wealth Manager · Boutique (under $100M) | $3.0M | 10 | 10 | 2 | 06/10/2026 | ☆ | |
| 27618 | Scherrer, Scott Charles CRD 134126 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 10 | 54 | 1 | 02/11/2026 | ☆ | |
| 27619 | Sg Advisors Inc CRD 291314 | Wealth Manager · Boutique (under $100M) | $3.0M | 15 | 15 | 1 | 01/23/2026 | ☆ | |
| 27620 | Sherwood Oak Knoll, Llc CRD 310621 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 11 | 1 | 03/09/2026 | ☆ | |
| 27621 | Wiedower Capital, Llc CRD 173610 | Wealth Manager · Boutique (under $100M) | $3.0M | 7 | 13 | 1 | 03/03/2026 | ☆ | |
| 27622 | Zaks Investment Advisory Service, Llc CRD 137934 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $3.0M | 3 | 0 | 12/10/2024 | ☆ | |
| 27623 | Zarathustra Wealth Management CRD 330510 | Providence, RI | Wealth Manager · Boutique (under $100M) | $3.0M | 20 | 20 | 1 | 11/18/2024 | ☆ |
| 27624 | Pacific Paradigm Advisors Llc CRD 173188 | Private Fund Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 2 | 03/30/2026 | ☆ | |
| 27625 | Presti, Joseph Martin CRD 289409 | Wealth Manager · Boutique (under $100M) | $3.0M | 6 | 8 | 1 | 07/07/2026 | ☆ | |
| 27626 | Cornerstone Financial Consulting Llc CRD 137878 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 14 | 1 | 02/25/2026 | ☆ | |
| 27627 | Argosy Investors, Llc CRD 290225 | Hickory, NC | Wealth Manager · Boutique (under $100M) | $3.0M | 16 | 1 | 01/02/2026 | ☆ | |
| 27628 | Is Capital Management, Limited Liability Company CRD 306787 | Wealth Manager · Boutique (under $100M) | $3.0M | 16 | 22 | 1 | 03/17/2026 | ☆ | |
| 27629 | Weiss Financial Group, Llc CRD 301501 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 33 | 33 | 2 | 03/31/2026 | ☆ | |
| 27630 | Young, Christopher Cole CRD 324398 | Wealth Manager · Boutique (under $100M) | $3.0M | 12 | 19 | 1 | 02/25/2026 | ☆ | |
| 27631 | Win Private Wealth, Llc CRD 338220 | Wealth Manager · Boutique (under $100M) | $3.0M | 14 | 14 | 2 | 07/23/2026 | ☆ | |
| 27632 | Bjm Financial Inc CRD 322493 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $3.0M | 10 | 10 | 1 | 03/04/2025 | ☆ |
| 27633 | Personal Benefits Planning Llc CRD 172531 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $3.0M | 17 | 17 | 1 | 10/16/2024 | ☆ |
| 27634 | International Investments & Consulting Llc CRD 327761 | Wealth Manager · Boutique (under $100M) | $3.0M | 9 | 16 | 1 | 04/21/2026 | ☆ | |
| 27635 | Flores Wealth Planning, Llc CRD 173706 | New York, NY | Wealth Manager · Boutique (under $100M) | $3.0M | 9 | 9 | 1 | 03/31/2026 | ☆ |
| 27636 | Marilyn M. Miller CRD 290212 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 13 | 13 | 1 | 02/12/2026 | ☆ | |
| 27637 | Harman Investment Advisors Incorporated CRD 122641 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 8 | 1 | 06/29/2026 | ☆ | |
| 27638 | Fealty Group Llc CRD 324957 | Wealth Manager · Boutique (under $100M) | $3.0M | 25 | 25 | 2 | 03/31/2026 | ☆ | |
| 27639 | Finite Management, Llc CRD 314875 | Santa Monica, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 5 | 03/22/2023 | ☆ |
| 27640 | Neya Capital Management, Llc CRD 325185 | Palmdale, CA | Wealth Manager · Boutique (under $100M) | $3.0M | 13 | 22 | 1 | 01/22/2026 | ☆ |
| 27641 | Yayati Asset Management, Llc CRD 324099 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $3.0M | 4 | 5 | 5 | 07/28/2026 | ☆ |
| 27642 | Storyline Financial Planning Llc CRD 281830 | Saint Joseph, MO | Wealth Manager · Boutique (under $100M) | $3.0M | 13 | 66 | 1 | 01/29/2026 | ☆ |
| 27643 | Samman, Emad A. CRD 292139 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 1 | 01/21/2026 | ☆ | ||
| 27644 | Sancus Wealth Management Llc CRD 313226 | Miami, FL | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 16 | 32 | 2 | 03/30/2026 | ☆ |
| 27645 | Prosperent Capital, Llc CRD 325603 | Ukiah, CA | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 22 | 1 | 03/19/2026 | ☆ | |
| 27646 | Cartera Investments Llc CRD 328615 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 1 | 07/02/2026 | ☆ | ||
| 27647 | Tian Capital Llc CRD 283207 | Wealth Manager · Boutique (under $100M) | $2.9M | 7 | 1 | 01/09/2026 | ☆ | ||
| 27648 | Homestake Venture Partners Llc CRD 288161 | Private Fund Manager · Boutique (under $100M) | $2.9M | 9 | 9 | 3 | 03/13/2026 | ☆ | |
| 27649 | Catalano Consulting And Insurance Services, Llc CRD 298405 | The Woodlands, TX | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 19 | 16 | 1 | 08/05/2026 | ☆ |
| 27650 | The Lyttle Company, Llc CRD 304743 | Wealth Manager · Boutique (under $100M) | $2.9M | 3 | 5 | 1 | 04/02/2026 | ☆ |