Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27601 | Seapoint Capital Management Llc CRD 332674 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 3 | 1 | 02/19/2026 | ☆ | |
| 27602 | Pacific Street Advisors Llc CRD 313069 | Wealth Manager · Boutique (under $100M) | $3.2M | 5 | 7 | 1 | 03/03/2026 | ☆ | |
| 27603 | American Vision Advisors Llc CRD 290457 | San Gabriel, CA | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 20 | 21 | 0 | 01/30/2026 | ☆ |
| 27604 | Tower Financial Strategies Corp. CRD 293556 | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 17 | 17 | 1 | 01/02/2026 | ☆ | |
| 27605 | Mosaic Wealth Consultants, Inc. CRD 323422 | Millington, TN | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 8 | 13 | 1 | 02/03/2026 | ☆ |
| 27606 | Delmonaco Financial Advisers, Llc CRD 292237 | Private Fund Manager · Boutique (under $100M) | $3.2M | 1 | 1 | 1 | 01/26/2026 | ☆ | |
| 27607 | Onesource Wealth Management, Llc CRD 299717 | Vero Beach, FL | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 17 | 17 | 2 | 07/02/2026 | ☆ |
| 27608 | Howe Financial Advisory, Llc CRD 165709 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 3 | 1 | 08/31/2026 | ☆ | |
| 27609 | John Navin Navidomskis Iv CRD 114878 | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 4 | 1 | 01/12/2026 | ☆ | ||
| 27610 | Duncan, Dean Bryan CRD 155151 | Wealth Manager · Boutique (under $100M) | $3.2M | 14 | 14 | 1 | 03/23/2026 | ☆ | |
| 27611 | Navigar Advisors, Inc. CRD 150344 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $3.2M | 5 | 16 | 1 | 04/07/2026 | ☆ |
| 27612 | Future Wallet Llc CRD 329049 | Wealth Manager · Boutique (under $100M) | $3.2M | 3 | 1 | 03/26/2026 | ☆ | ||
| 27613 | Osage Pacific Advisors, Inc. CRD 284257 | Laguna Hills, CA | Institutional / Pension Advisor · Boutique (under $100M) | $3.2M | 3 | 1 | 06/10/2026 | ☆ | |
| 27614 | 38 X Holdings Inc CRD 321241 | Wealth Manager · Boutique (under $100M) | $3.2M | 17 | 17 | 1 | 03/17/2025 | ☆ | |
| 27615 | Ahmeti Wealth Management, Llc CRD 258787 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 21 | 21 | 1 | 01/28/2026 | ☆ |
| 27616 | Clearwater Investment Management Llc CRD 165404 | Wealth Manager · Boutique (under $100M) | $3.2M | 12 | 17 | 1 | 05/29/2025 | ☆ | |
| 27617 | Ess Capital Services, Llc CRD 328826 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 27618 | O'haver Wealth Management, Llc CRD 299698 | Newark, NY | Wealth Manager · Boutique (under $100M) | $3.2M | 46 | 40 | 1 | 03/30/2023 | ☆ |
| 27619 | Rinzler Capital Llc CRD 317622 | Wealth Manager · Boutique (under $100M) | $3.2M | 11 | 44 | 1 | 04/10/2026 | ☆ | |
| 27620 | Spark Financials Llc CRD 316349 | Wealth Manager · Boutique (under $100M) | $3.2M | 7 | 18 | 1 | 09/01/2026 | ☆ | |
| 27621 | Theodore Svirbly, Sole Proprietor CRD 334585 | Wealth Manager · Boutique (under $100M) | $3.2M | 22 | 22 | 1 | 02/06/2026 | ☆ | |
| 27622 | Roger F. Woodman Jr. & Co. CRD 119778 | Wealth Manager · Boutique (under $100M) | $3.2M | 3 | 1 | 06/02/2023 | ☆ | ||
| 27623 | Clym Llc CRD 318567 | Wealth Manager · Boutique (under $100M) | $3.2M | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 27624 | Michael Charles Kissner CRD 152853 | Wealth Manager · Boutique (under $100M) | $3.2M | 7 | 7 | 1 | 03/03/2026 | ☆ | |
| 27625 | Golzar Investment Group Llc CRD 313194 | Wealth Manager · Boutique (under $100M) | $3.2M | 37 | 37 | 1 | 04/16/2026 | ☆ | |
| 27626 | Frazer Bay Investments L. L. C. CRD 179518 | Wealth Manager · Boutique (under $100M) | $3.2M | 10 | 10 | 1 | 04/30/2025 | ☆ | |
| 27627 | Honolulu Capital Management Llc CRD 300951 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $3.2M | 27 | 51 | 1 | 01/02/2026 | ☆ |
| 27628 | Made Financial Design Llc CRD 333520 | Wealth Manager · Boutique (under $100M) | $3.2M | 9 | 17 | 1 | 03/06/2026 | ☆ | |
| 27629 | Artificial Alpha Investments CRD 315902 | Wealth Manager · Boutique (under $100M) | $3.2M | 5 | 4 | 1 | 09/17/2026 | ☆ | |
| 27630 | Shepherd Investment Management Llc CRD 332697 | Wealth Manager · Boutique (under $100M) | $3.2M | 8 | 8 | 1 | 02/05/2026 | ☆ | |
| 27631 | Green Pastures Wealth Management Llc CRD 129693 | Bridgeport, CT | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 11 | 21 | 1 | 01/09/2024 | ☆ |
| 27632 | Kusske Financial, Inc. CRD 299967 | Burnsville, MN | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 12 | 12 | 8 | 03/31/2026 | ☆ |
| 27633 | Blueprint Capital Management, Llc CRD 165080 | Marlton, NJ | Wealth Manager · Boutique (under $100M) | $3.2M | 14 | 14 | 1 | 03/20/2026 | ☆ |
| 27634 | Simplexity Investment Management, Llc CRD 166913 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 5 | 1 | 01/12/2026 | ☆ | |
| 27635 | Impellizeri, Paul C CRD 317292 | Wealth Manager · Boutique (under $100M) | $3.2M | 19 | 18 | 1 | 01/13/2026 | ☆ | |
| 27636 | Spencer Hawkins Investment Adviser, Llc CRD 298545 | Wealth Manager · Boutique (under $100M) | $3.2M | 15 | 20 | 1 | 03/16/2026 | ☆ | |
| 27637 | Bayview Financial Planning, Llc CRD 329073 | Wealth Manager · Boutique (under $100M) | $3.2M | 6 | 16 | 1 | 01/02/2026 | ☆ | |
| 27638 | Bragg Capital Management Llc CRD 304030 | Wealth Manager · Boutique (under $100M) | $3.2M | 18 | 18 | 1 | 09/30/2025 | ☆ | |
| 27639 | First Choice Financial Planning, Llc CRD 166363 | Wealth Manager · Boutique (under $100M) | $3.2M | 31 | 31 | 1 | 01/30/2026 | ☆ | |
| 27640 | Courseview Capital Llc CRD 311997 | Wealth Manager · Boutique (under $100M) | $3.2M | 6 | 6 | 1 | 03/31/2026 | ☆ | |
| 27641 | Fm Capital Group Llc CRD 170285 | Oakland, CA | Wealth Manager · Boutique (under $100M) | $3.2M | 9 | 9 | 0 | 03/31/2026 | ☆ |
| 27642 | Spring Ocean Capital Llc CRD 282737 | Chagrin Falls, OH | Wealth Manager · Boutique (under $100M) | $3.2M | 1 | 8 | 1 | 03/31/2026 | ☆ |
| 27643 | Bartee Capital Management, Llc CRD 284466 | Wealth Manager · Boutique (under $100M) | $3.1M | 22 | 22 | 2 | 03/23/2026 | ☆ | |
| 27644 | Cn Wealth Llc CRD 334386 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $3.1M | 11 | 1 | 02/12/2026 | ☆ | |
| 27645 | Prometheus Capital Management Llc CRD 327540 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $3.1M | 3 | 7 | 1 | 01/26/2026 | ☆ |
| 27646 | Emergent Fortuity Financial, Llc CRD 299328 | Plantation, FL | Wealth Manager · Boutique (under $100M) | $3.1M | 48 | 48 | 1 | 03/05/2026 | ☆ |
| 27647 | Gerhardt Clemans Wealth Management, Inc. CRD 227787 | Thendara, NY | Wealth Manager · Boutique (under $100M) | $3.1M | 51 | 51 | 1 | 03/18/2022 | ☆ |
| 27648 | P3 Financial Management, Llc CRD 129497 | Wealth Manager · Boutique (under $100M) | $3.1M | 2 | 9 | 1 | 11/29/2024 | ☆ | |
| 27649 | Conviction Wealth Management Llc CRD 332751 | Wealth Manager · Boutique (under $100M) | $3.1M | 8 | 14 | 1 | 08/05/2026 | ☆ | |
| 27650 | Fichter, Nicholas Clarke CRD 131997 | Wealth Manager · Boutique (under $100M) | $3.1M | 27 | 27 | 1 | 07/19/2024 | ☆ |