Investment advisers
44,643 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27551 | Bullbear Investment Management, Llc CRD 141513 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $3.1M | 14 | 1 | 03/30/2026 | ☆ | |
| 27552 | Geddi Capital Llc CRD 313214 | Wealth Manager · Boutique (under $100M) | $3.1M | 53 | 76 | 2 | 07/07/2026 | ☆ | |
| 27553 | Hunjo Llc CRD 290595 | Westport, CT | Wealth Manager · Boutique (under $100M) | $3.1M | 2 | 2 | 1 | 03/25/2026 | ☆ |
| 27554 | Ronald J. Iannucci Cfp CRD 298181 | Woodbury, CT | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 53 | 80 | 1 | 03/06/2025 | ☆ |
| 27555 | Salt Capital Wealth Management, Llc CRD 309267 | Ladera Ranch, CA | Wealth Manager · Boutique (under $100M) | $3.1M | 20 | 20 | 1 | 03/20/2026 | ☆ |
| 27556 | Shetland Financial, Pllc CRD 308958 | Center Valley, PA | Wealth Manager · Boutique (under $100M) | $3.1M | 6 | 6 | 2 | 03/18/2026 | ☆ |
| 27557 | Walker Capital Partners, Llc CRD 328871 | Bedford, NH | Private Fund Manager · Boutique (under $100M) | $3.1M | 33 | 41 | 2 | 06/23/2026 | ☆ |
| 27558 | Ltc Wealth Management, Llc CRD 290672 | Wealth Manager · Boutique (under $100M) | $3.1M | 12 | 17 | 1 | 03/26/2026 | ☆ | |
| 27559 | Modica Jr. Joseph Nicholas CRD 135583 | Lebanon, TN | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 12 | 12 | 1 | 02/20/2026 | ☆ |
| 27560 | Challenge Everything Financial Llc CRD 324193 | Lenexa, KS | Wealth Manager · Boutique (under $100M) | $3.1M | 25 | 75 | 1 | 05/13/2026 | ☆ |
| 27561 | Mahalo Advisory Services, Llc CRD 144793 | Wealth Manager · Boutique (under $100M) | $3.1M | 33 | 33 | 1 | 03/27/2026 | ☆ | |
| 27562 | Islands East Advisors Llc CRD 327578 | Chester, MD | Wealth Manager · Boutique (under $100M) | $3.1M | 20 | 36 | 1 | 08/06/2026 | ☆ |
| 27563 | D.A. Schwenker & Assoc.'S, Inc. CRD 119746 | Pagosa Springs, CO | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 20 | 20 | 1 | 02/22/2026 | ☆ |
| 27564 | Convexity Investments Llc CRD 315257 | Wealth Manager · Boutique (under $100M) | $3.1M | 7 | 19 | 1 | 03/17/2026 | ☆ | |
| 27565 | Kna Capital Management, Llc CRD 330814 | Wealth Manager · Boutique (under $100M) | $3.1M | 10 | 14 | 1 | 02/26/2026 | ☆ | |
| 27566 | Shaffer Asset Management, Inc. CRD 113383 | Wealth Manager · Boutique (under $100M) | $3.1M | 14 | 14 | 1 | 03/31/2026 | ☆ | |
| 27567 | Agnew Capital Management Llc CRD 165305 | Wealth Manager · Boutique (under $100M) | $3.1M | 20 | 36 | 1 | 02/03/2026 | ☆ | |
| 27568 | Jacoby Agency Insurance Services, Inc. CRD 297461 | Encino, CA | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 13 | 29 | 2 | 01/15/2026 | ☆ |
| 27569 | Selezioni By Paolo Bernardi Inc CRD 319237 | Wealth Manager · Boutique (under $100M) | $3.1M | 11 | 11 | 1 | 03/25/2026 | ☆ | |
| 27570 | Oelze, Melvin Kurt CRD 132874 | Wealth Manager · Boutique (under $100M) | $3.1M | 10 | 10 | 2 | 08/31/2021 | ☆ | |
| 27571 | Gillespie Associates Llc. CRD 116643 | Private Fund Manager · Boutique (under $100M) | $3.1M | 1 | 1 | 1 | 06/17/2026 | ☆ | |
| 27572 | East West Advisers, Llc CRD 285447 | Wealth Manager · Boutique (under $100M) | $3.1M | 22 | 22 | 1 | 07/17/2026 | ☆ | |
| 27573 | Lamb Retirement Solutions Llc CRD 327981 | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 42 | 42 | 1 | 02/16/2026 | ☆ | |
| 27574 | Herriot Financial, Llc CRD 333511 | Wealth Manager · Boutique (under $100M) | $3.1M | 8 | 1 | 03/12/2026 | ☆ | ||
| 27575 | Skyview Capital Management, Llc CRD 291926 | Brownsburg, IN | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 15 | 20 | 1 | 03/31/2026 | ☆ |
| 27576 | Pruitt Richmond Wealth Management Llc CRD 324967 | Estero, FL | Wealth Manager · Boutique (under $100M) | $3.1M | 21 | 61 | 3 | 06/26/2026 | ☆ |
| 27577 | Manzanita Wealth Management Llc CRD 332842 | Wealth Manager · Boutique (under $100M) | $3.1M | 9 | 8 | 1 | 02/02/2026 | ☆ | |
| 27578 | Fintent Invest, Inc. CRD 331452 | Monrovia, CA | Wealth Manager · Boutique (under $100M) | $3.1M | 7 | 1 | 06/30/2026 | ☆ | |
| 27579 | Blanken Management Corp CRD 226546 | Wealth Manager · Boutique (under $100M) | $3.1M | 46 | 46 | 1 | 06/23/2025 | ☆ | |
| 27580 | Hastings, Michael Dean CRD 116854 | Wealth Manager · Boutique (under $100M) | $3.1M | 16 | 24 | 1 | 04/01/2026 | ☆ | |
| 27581 | North River Group, Llc CRD 298565 | Birmingham, AL | Private Fund Manager · Boutique (under $100M) | $3.1M | 1 | 1 | 1 | 01/05/2026 | ☆ |
| 27582 | New Life Financial Llc CRD 289821 | Wealth Manager · Boutique (under $100M) | $3.0M | 27 | 31 | 1 | 01/20/2026 | ☆ | |
| 27583 | Edgebrook Investments, Llc CRD 133418 | Ceres, CA | Private Fund Manager · Boutique (under $100M) | $3.0M | 2 | 2 | 1 | 03/29/2026 | ☆ |
| 27584 | Krishna Portfolio Management Llc CRD 334486 | Wealth Manager · Boutique (under $100M) | $3.0M | 13 | 17 | 1 | 05/04/2026 | ☆ | |
| 27585 | Wealth Source Financial CRD 300055 | Wealth Manager · Boutique (under $100M) | $3.0M | 21 | 58 | 0 | 04/01/2026 | ☆ | |
| 27586 | Wadsworth Wealth Management Llc CRD 324397 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 14 | 1 | 01/20/2026 | ☆ | |
| 27587 | Pantheon Investments, Llc CRD 108411 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 1 | 07/13/2026 | ☆ |
| 27588 | Dunhill & Company, Llc CRD 289213 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $3.0M | 18 | 32 | 1 | 03/12/2026 | ☆ |
| 27589 | Invex Next, Llc CRD 328201 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $3.0M | 76 | 76 | 8 | 03/10/2026 | ☆ |
| 27590 | Hive Retirement Planning Llc CRD 328713 | Wealth Manager · Boutique (under $100M) | $3.0M | 4 | 4 | 1 | 08/07/2026 | ☆ | |
| 27591 | Divergence Capital Management, Inc. CRD 139601 | Wealth Manager · Boutique (under $100M) | $3.0M | 11 | 11 | 1 | 03/24/2026 | ☆ | |
| 27592 | S2 O Capital Management, Inc. CRD 164533 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 8 | 1 | 03/30/2026 | ☆ | |
| 27593 | Durant Wealthmanagement Advisory Services, Llc CRD 166863 | Wealth Manager · Boutique (under $100M) | $3.0M | 16 | 25 | 1 | 03/25/2025 | ☆ | |
| 27594 | Sc Capital Management Llc CRD 300364 | Wealth Manager · Boutique (under $100M) | $3.0M | 3 | 4 | 1 | 03/30/2026 | ☆ | |
| 27595 | Covenant Capital Advisors, Llc CRD 305838 | Endowment & Foundation Advisor · Boutique (under $100M) | $3.0M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 27596 | Ambrose Wealth Management, Inc CRD 269838 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 27 | 27 | 1 | 03/19/2026 | ☆ | |
| 27597 | Arne, Robert Courtland CRD 309092 | Wealth Manager · Boutique (under $100M) | $3.0M | 3 | 7 | 1 | 07/15/2026 | ☆ | |
| 27598 | Artiumology Llc CRD 323798 | Las Vegas, NV | Investment Adviser · Boutique (under $100M) | $3.0M | 28 | 28 | 1 | 02/08/2024 | ☆ |
| 27599 | Bryant Group Advisors, Inc. CRD 277095 | New York, NY | Wealth Manager · Boutique (under $100M) | $3.0M | 40 | 40 | 1 | 03/17/2025 | ☆ |
| 27600 | Capital Planning Associates, Incorporated CRD 128863 | Marlton, NJ | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 7 | 07/29/2011 | ☆ |