Investment advisers
44,643 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27501 | 38 X Holdings Inc CRD 321241 | Wealth Manager · Boutique (under $100M) | $3.2M | 17 | 17 | 1 | 03/17/2025 | ☆ | |
| 27502 | Ahmeti Wealth Management, Llc CRD 258787 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 21 | 21 | 1 | 01/28/2026 | ☆ |
| 27503 | Clearwater Investment Management Llc CRD 165404 | Wealth Manager · Boutique (under $100M) | $3.2M | 12 | 17 | 1 | 05/29/2025 | ☆ | |
| 27504 | Ess Capital Services, Llc CRD 328826 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 27505 | O'haver Wealth Management, Llc CRD 299698 | Newark, NY | Wealth Manager · Boutique (under $100M) | $3.2M | 46 | 40 | 1 | 03/30/2023 | ☆ |
| 27506 | Rinzler Capital Llc CRD 317622 | Wealth Manager · Boutique (under $100M) | $3.2M | 11 | 44 | 1 | 04/10/2026 | ☆ | |
| 27507 | Spark Financials Llc CRD 316349 | Wealth Manager · Boutique (under $100M) | $3.2M | 7 | 18 | 1 | 05/04/2026 | ☆ | |
| 27508 | Theodore Svirbly, Sole Proprietor CRD 334585 | Wealth Manager · Boutique (under $100M) | $3.2M | 22 | 22 | 1 | 02/06/2026 | ☆ | |
| 27509 | Roger F. Woodman Jr. & Co. CRD 119778 | Wealth Manager · Boutique (under $100M) | $3.2M | 3 | 1 | 06/02/2023 | ☆ | ||
| 27510 | Clym Llc CRD 318567 | Wealth Manager · Boutique (under $100M) | $3.2M | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 27511 | Michael Charles Kissner CRD 152853 | Wealth Manager · Boutique (under $100M) | $3.2M | 7 | 7 | 1 | 03/03/2026 | ☆ | |
| 27512 | Golzar Investment Group Llc CRD 313194 | Wealth Manager · Boutique (under $100M) | $3.2M | 37 | 37 | 1 | 04/16/2026 | ☆ | |
| 27513 | Frazer Bay Investments L. L. C. CRD 179518 | Wealth Manager · Boutique (under $100M) | $3.2M | 10 | 10 | 1 | 04/30/2025 | ☆ | |
| 27514 | Honolulu Capital Management Llc CRD 300951 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $3.2M | 27 | 51 | 1 | 01/02/2026 | ☆ |
| 27515 | Made Financial Design Llc CRD 333520 | Wealth Manager · Boutique (under $100M) | $3.2M | 9 | 17 | 1 | 03/06/2026 | ☆ | |
| 27516 | Shepherd Investment Management Llc CRD 332697 | Wealth Manager · Boutique (under $100M) | $3.2M | 8 | 8 | 1 | 02/05/2026 | ☆ | |
| 27517 | Green Pastures Wealth Management Llc CRD 129693 | Bridgeport, CT | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 11 | 21 | 1 | 01/09/2024 | ☆ |
| 27518 | Kusske Financial, Inc. CRD 299967 | Burnsville, MN | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 12 | 12 | 8 | 03/31/2026 | ☆ |
| 27519 | Blueprint Capital Management, Llc CRD 165080 | Marlton, NJ | Wealth Manager · Boutique (under $100M) | $3.2M | 14 | 14 | 1 | 03/20/2026 | ☆ |
| 27520 | Simplexity Investment Management, Llc CRD 166913 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 5 | 1 | 01/12/2026 | ☆ | |
| 27521 | Impellizeri, Paul C CRD 317292 | Wealth Manager · Boutique (under $100M) | $3.2M | 19 | 18 | 1 | 01/13/2026 | ☆ | |
| 27522 | Spencer Hawkins Investment Adviser, Llc CRD 298545 | Wealth Manager · Boutique (under $100M) | $3.2M | 15 | 20 | 1 | 03/16/2026 | ☆ | |
| 27523 | Bayview Financial Planning, Llc CRD 329073 | Wealth Manager · Boutique (under $100M) | $3.2M | 6 | 16 | 1 | 01/02/2026 | ☆ | |
| 27524 | Bragg Capital Management Llc CRD 304030 | Wealth Manager · Boutique (under $100M) | $3.2M | 18 | 18 | 1 | 09/30/2025 | ☆ | |
| 27525 | First Choice Financial Planning, Llc CRD 166363 | Wealth Manager · Boutique (under $100M) | $3.2M | 31 | 31 | 1 | 01/30/2026 | ☆ | |
| 27526 | Courseview Capital Llc CRD 311997 | Wealth Manager · Boutique (under $100M) | $3.2M | 6 | 6 | 1 | 03/31/2026 | ☆ | |
| 27527 | Fm Capital Group Llc CRD 170285 | Oakland, CA | Wealth Manager · Boutique (under $100M) | $3.2M | 9 | 9 | 0 | 03/31/2026 | ☆ |
| 27528 | Spring Ocean Capital Llc CRD 282737 | Chagrin Falls, OH | Wealth Manager · Boutique (under $100M) | $3.2M | 1 | 8 | 1 | 03/31/2026 | ☆ |
| 27529 | Bartee Capital Management, Llc CRD 284466 | Wealth Manager · Boutique (under $100M) | $3.1M | 22 | 22 | 2 | 03/23/2026 | ☆ | |
| 27530 | Cn Wealth Llc CRD 334386 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $3.1M | 11 | 1 | 02/12/2026 | ☆ | |
| 27531 | Prometheus Capital Management Llc CRD 327540 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $3.1M | 3 | 7 | 1 | 01/26/2026 | ☆ |
| 27532 | Emergent Fortuity Financial, Llc CRD 299328 | Plantation, FL | Wealth Manager · Boutique (under $100M) | $3.1M | 48 | 48 | 1 | 03/05/2026 | ☆ |
| 27533 | Gerhardt Clemans Wealth Management, Inc. CRD 227787 | Thendara, NY | Wealth Manager · Boutique (under $100M) | $3.1M | 51 | 51 | 1 | 03/18/2022 | ☆ |
| 27534 | P3 Financial Management, Llc CRD 129497 | Wealth Manager · Boutique (under $100M) | $3.1M | 2 | 9 | 1 | 11/29/2024 | ☆ | |
| 27535 | Conviction Wealth Management Llc CRD 332751 | Wealth Manager · Boutique (under $100M) | $3.1M | 8 | 14 | 1 | 08/05/2026 | ☆ | |
| 27536 | Fichter, Nicholas Clarke CRD 131997 | Wealth Manager · Boutique (under $100M) | $3.1M | 27 | 27 | 1 | 07/19/2024 | ☆ | |
| 27537 | Heiser, William Caulfield CRD 168924 | Wealth Manager · Boutique (under $100M) | $3.1M | 11 | 28 | 1 | 05/02/2025 | ☆ | |
| 27538 | Ulmer Financial Llc CRD 319222 | Wealth Manager · Boutique (under $100M) | $3.1M | 29 | 81 | 1 | 03/27/2026 | ☆ | |
| 27539 | Finomenon Investments Llc CRD 330907 | Wealth Manager · Boutique (under $100M) | $3.1M | 16 | 23 | 2 | 02/09/2026 | ☆ | |
| 27540 | Still River Financial Planning Llc CRD 317254 | Wealth Manager · Boutique (under $100M) | $3.1M | 26 | 38 | 1 | 03/31/2026 | ☆ | |
| 27541 | Elk Capital Advisors, Llc CRD 159373 | Wealth Manager · Boutique (under $100M) | $3.1M | 12 | 13 | 1 | 03/24/2026 | ☆ | |
| 27542 | Citrine & Gold Llc CRD 328183 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 57 | 57 | 2 | 03/30/2026 | ☆ |
| 27543 | Cultivate Wealth Llc CRD 331851 | Wealth Manager · Boutique (under $100M) | $3.1M | 6 | 1 | 08/04/2026 | ☆ | ||
| 27544 | Goodrich Asset Management Llc CRD 151582 | Wealth Manager · Boutique (under $100M) | $3.1M | 7 | 7 | 1 | 03/30/2026 | ☆ | |
| 27545 | Donald H. Freimark Cfa, Llc CRD 298172 | Wealth Manager · Boutique (under $100M) | $3.1M | 6 | 6 | 1 | 03/26/2026 | ☆ | |
| 27546 | Skipjack Financial, Llc CRD 332271 | Wealth Manager · Boutique (under $100M) | $3.1M | 6 | 31 | 1 | 03/04/2026 | ☆ | |
| 27547 | Ascend Investment Management, Llc CRD 307989 | Insurance-Affiliated · Boutique (under $100M) | $3.1M | 47 | 47 | 3 | 08/05/2026 | ☆ | |
| 27548 | Red Haven Advisors, Llc CRD 307311 | Wealth Manager · Boutique (under $100M) | $3.1M | 16 | 24 | 1 | 02/21/2026 | ☆ | |
| 27549 | Sabela Consulting Group CRD 285240 | Lake Elmo, MN | Wealth Manager · Boutique (under $100M) | $3.1M | 12 | 12 | 1 | 01/27/2026 | ☆ |
| 27550 | Wealthface Llc CRD 298984 | Al Maryah Island, Abu Dhabi | Wealth Manager · Boutique (under $100M) | $3.1M | 23 | 23 | 1 | 03/18/2026 | ☆ |