Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27951 | Dorgeolis Capital Llc CRD 316653 | Crestview, FL | Wealth Manager · Boutique (under $100M) | $2.5M | 13 | 13 | 1 | 02/11/2026 | ☆ |
| 27952 | Edmd Financial Strategies, Llc CRD 153242 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $2.5M | 50 | 50 | 1 | 06/01/2026 | ☆ |
| 27953 | Flatlands Wealth Llc CRD 338529 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $2.5M | 5 | 5 | 1 | 01/20/2026 | ☆ |
| 27954 | Get Rich Slowly Llc CRD 325584 | Wealth Manager · Boutique (under $100M) | $2.5M | 0 | 1 | 1 | 03/11/2026 | ☆ | |
| 27955 | Glass Capital Management Llc CRD 291447 | Wealth Manager · Boutique (under $100M) | $2.5M | 3 | 3 | 1 | 03/26/2021 | ☆ | |
| 27956 | Golconda Capital Management, Llc CRD 132603 | Wealth Manager · Boutique (under $100M) | $2.5M | 5 | 4 | 1 | 09/29/2025 | ☆ | |
| 27957 | Gramercy Private Wealth Llc CRD 313943 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $2.5M | 2 | 1 | 02/26/2026 | ☆ | |
| 27958 | Heissler Financial, Llc CRD 158497 | Gresham, OR | Wealth Manager · Boutique (under $100M) | $2.5M | 20 | 20 | 1 | 01/20/2026 | ☆ |
| 27959 | Hyperion Management Holdings, Llc CRD 340262 | Eden, NC | Wealth Manager · Boutique (under $100M) | $2.5M | 4 | 4 | 1 | 09/17/2026 | ☆ |
| 27960 | Idylian Capital, Llc CRD 316887 | Mcallen, TX | Private Fund Manager · Boutique (under $100M) | $2.5M | 6 | 6 | 2 | 08/10/2026 | ☆ |
| 27961 | Life Stage Investing, Llc CRD 311676 | Wealth Manager · Boutique (under $100M) | $2.5M | 16 | 31 | 1 | 03/29/2026 | ☆ | |
| 27962 | Michael Fulcher CRD 115218 | Wealth Manager · Boutique (under $100M) | $2.5M | 6 | 6 | 1 | 09/04/2024 | ☆ | |
| 27963 | P. Worldwide, Llc CRD 159664 | Wealth Manager · Boutique (under $100M) | $2.5M | 12 | 12 | 1 | 06/26/2026 | ☆ | |
| 27964 | Penserra Wealth Management Llc CRD 333218 | Orinda, CA | Wealth Manager · Boutique (under $100M) | $2.5M | 8 | 8 | 2 | 10/01/2026 | ☆ |
| 27965 | Proyash Capital Management CRD 285568 | Wealth Manager · Boutique (under $100M) | $2.5M | 50 | 50 | 2 | 06/04/2026 | ☆ | |
| 27966 | Purple Mountain Investment Advisors Llc CRD 283230 | Wealth Manager · Boutique (under $100M) | $2.5M | 15 | 15 | 2 | 01/08/2020 | ☆ | |
| 27967 | Robert A Bonavito CRD 129894 | Scotch Plains, NJ | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $2.5M | 18 | 1 | 12/28/2015 | ☆ | |
| 27968 | Saul Funds Management Llc CRD 343912 | Private Fund Manager · Boutique (under $100M) | $2.5M | 1 | 1 | 1 | 09/14/2026 | ☆ | |
| 27969 | The Jones Stewardship Group, Llc CRD 150314 | Elk Grove, CA | Wealth Manager · Boutique (under $100M) | $2.5M | 8 | 12 | 1 | 05/13/2026 | ☆ |
| 27970 | Worth Charting Group Llc CRD 340328 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $2.5M | 1 | 1 | 2 | 04/13/2026 | ☆ |
| 27971 | Jay Blue Capital, Llc CRD 340035 | Wealth Manager · Boutique (under $100M) | $2.5M | 0 | 4 | 1 | 03/18/2026 | ☆ | |
| 27972 | Black Mammoth Llc CRD 310508 | Insurance-Affiliated · Boutique (under $100M) | $2.5M | 31 | 31 | 1 | 03/31/2026 | ☆ | |
| 27973 | Eliason Wealth Management Llc CRD 318316 | Centennial, CO | Wealth Manager · Boutique (under $100M) | $2.5M | 25 | 45 | 1 | 01/27/2026 | ☆ |
| 27974 | Francis Wealth Solutions, Llc CRD 314607 | Wealth Manager · Boutique (under $100M) | $2.5M | 10 | 10 | 1 | 03/05/2026 | ☆ | |
| 27975 | Grenadilla Advisory Llc CRD 336376 | Wealth Manager · Boutique (under $100M) | $2.5M | 4 | 1 | 07/09/2026 | ☆ | ||
| 27976 | Dougherty Financial Planning, Llc CRD 317397 | Tallahassee, FL | Wealth Manager · Boutique (under $100M) | $2.5M | 12 | 24 | 1 | 03/16/2026 | ☆ |
| 27977 | East River Capital Management Llc CRD 329485 | Pittsfield, MA | Wealth Manager · Boutique (under $100M) | $2.5M | 2 | 3 | 1 | 09/05/2025 | ☆ |
| 27978 | Charitable Foundation Services Llc CRD 140125 | Endowment & Foundation Advisor · Boutique (under $100M) | $2.5M | 1 | 1 | 03/24/2026 | ☆ | ||
| 27979 | Quayle, Robert Allen CRD 21335 | Grand Blanc, MI | Wealth Manager · Boutique (under $100M) | $2.5M | 8 | 8 | 2 | 08/05/2026 | ☆ |
| 27980 | Valiance Group Llc CRD 170689 | Wealth Manager · Boutique (under $100M) | $2.5M | 2 | 2 | 1 | 05/15/2024 | ☆ | |
| 27981 | Sweezey, Laura Jean CRD 146442 | Wealth Manager · Boutique (under $100M) | $2.5M | 11 | 19 | 1 | 03/29/2026 | ☆ | |
| 27982 | Lanmar Capital Management Llc CRD 338848 | Wealth Manager · Boutique (under $100M) | $2.5M | 8 | 9 | 1 | 08/27/2026 | ☆ | |
| 27983 | Kolomichuk, Keith, Adam CRD 313683 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $2.5M | 23 | 56 | 2 | 04/07/2026 | ☆ |
| 27984 | Regatta Financial Llc CRD 333067 | Wealth Manager · Boutique (under $100M) | $2.5M | 4 | 1 | 01/29/2026 | ☆ | ||
| 27985 | Corners Financial Planning, Llc CRD 298700 | Peachtree Corners, GA | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 23 | 37 | 1 | 02/24/2026 | ☆ |
| 27986 | Your Path Financial Llc CRD 298339 | Wealth Manager · Boutique (under $100M) | $2.4M | 3 | 3 | 2 | 03/03/2026 | ☆ | |
| 27987 | Financial Positioning System, Inc CRD 165756 | Derwood, MD | Wealth Manager · Boutique (under $100M) | $2.4M | 9 | 14 | 1 | 02/15/2024 | ☆ |
| 27988 | Klocker Investment Advisers CRD 334364 | Wealth Manager · Boutique (under $100M) | $2.4M | 20 | 15 | 1 | 05/27/2026 | ☆ | |
| 27989 | Pi Square Capital, Llc CRD 153310 | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 4 | 7 | 1 | 03/13/2026 | ☆ | |
| 27990 | Seniors Security Financial, Ltd. CRD 140317 | Wealth Manager · Boutique (under $100M) | $2.4M | 33 | 36 | 1 | 06/14/2022 | ☆ | |
| 27991 | Avant Wealth Management, Llc CRD 289017 | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 7 | 16 | 1 | 04/08/2026 | ☆ | |
| 27992 | Wingert Investment Management, Llc CRD 116049 | Wealth Manager · Boutique (under $100M) | $2.4M | 5 | 9 | 1 | 03/22/2026 | ☆ | |
| 27993 | Freedom Financial Planning Solutions, Llc CRD 292288 | Wealth Manager · Boutique (under $100M) | $2.4M | 19 | 37 | 1 | 04/30/2026 | ☆ | |
| 27994 | Weatherby Capital, Llc CRD 333716 | Wealth Manager · Boutique (under $100M) | $2.4M | 7 | 9 | 1 | 03/23/2026 | ☆ | |
| 27995 | Scale Investment Group, Llc CRD 154709 | Wealth Manager · Boutique (under $100M) | $2.4M | 15 | 1 | 03/30/2026 | ☆ | ||
| 27996 | Tactical Capital Llc CRD 316576 | Wealth Manager · Boutique (under $100M) | $2.4M | 7 | 1 | 03/25/2026 | ☆ | ||
| 27997 | As Investment Partners Llc CRD 329772 | Wealth Manager · Boutique (under $100M) | $2.4M | 11 | 13 | 1 | 06/24/2026 | ☆ | |
| 27998 | North Pointe Financial Advisors, Inc CRD 162646 | Wealth Manager · Boutique (under $100M) | $2.4M | 5 | 5 | 1 | 03/16/2026 | ☆ | |
| 27999 | Jlm Advisors Llc CRD 288125 | Wealth Manager · Boutique (under $100M) | $2.4M | 25 | 25 | 1 | 03/31/2026 | ☆ | |
| 28000 | Top Shelf Advisors CRD 316463 | Wealth Manager · Boutique (under $100M) | $2.4M | 19 | 31 | 1 | 03/07/2026 | ☆ |